-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CtyBZEoLNg8w26iRLWyngs1/xmxJpjhO6vQijT9dKc6k8lLM40X8/OD6ewmqO2MW +P3yUR43GHIXvIGFPJLyBw== 0001032553-07-000007.txt : 20070831 0001032553-07-000007.hdr.sgml : 20070831 20070831143640 ACCESSION NUMBER: 0001032553-07-000007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070829 FILED AS OF DATE: 20070831 DATE AS OF CHANGE: 20070831 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CIENA CORP CENTRAL INDEX KEY: 0000936395 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 232725311 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 1201 WINTERSON ROAD CITY: LINTHICUM STATE: MD ZIP: 21090 BUSINESS PHONE: 4108658500 MAIL ADDRESS: STREET 1: 1201 WINTERSON ROAD CITY: LINTHICUM STATE: MD ZIP: 21090 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH GARY B CENTRAL INDEX KEY: 0001032553 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21969 FILM NUMBER: 071094190 BUSINESS ADDRESS: STREET 1: 1201 WINTERSON ROAD CITY: LINTHICUM STATE: MD ZIP: 21090 BUSINESS PHONE: 4108658500 MAIL ADDRESS: STREET 1: C/O CIENA CORPORATION STREET 2: 1201 WINTERSON ROAD CITY: LINTHICUM STATE: MD ZIP: 21090 4 1 edgardoc.xml PRIMARY DOCUMENT X0202 4 2007-08-29 0 0000936395 CIENA CORP CIEN 0001032553 SMITH GARY B C/O CIENA CORPORATION 1201 WINTERSON ROAD LINTHICUM, MD 21090 1 1 0 0 PRESIDENT, CEO Common Stock 2007-08-29 4 M 0 3840 19.95 A 98468 D Common Stock 2007-08-29 4 S 0 3840 37.7332 D 94628 D Non-Qualified Stock Option (right to buy) 19.95 2007-08-29 4 M 0 3840 0 D 2014-12-10 Common Stock 3840 42320 D Sales were effected pursuant to Rule 10b5-1 trading plan dated June 22, 2007. Reflects the average sale price of the total shares sold. Actual sales prices are as follows: 100 shares at $37.24; 100 shares at $37.25; 200 shares at $37.32; 100 shares at $37.34; 100 shares at $37.36; 100 shares at $37.38; 100 shares at $37.43; 100 shares at $37.44; 100 shares at $37.45; 200 shares at $37.48; 200 shares at $37.50; 100 shares at $37.51; 100 shares at $37.53; 100 shares at $37.54; 100 shares at $37.56; 100 shares at $37.60; 200 shares at $37.68; 100 shares at $37.69; 100 shares at $37.71; 100 shares at $37.78; 100 shares at $37.83; 100 shares at $37.84; 100 shares at $38.02; 100 shares at $38.12; 100 shares at $38.13; 200 shares at $38.16; 100 shares at $38.18; 100 shares at $38.20; 200 shares at $38.21; 100 shares at $38.24; 100 shares at $38.27; 40 shares at $38.29; and 100 shares at $38.30. Option is fully vested. By: Erik Lichter For: Gary B. Smith 2007-08-30 -----END PRIVACY-ENHANCED MESSAGE-----