-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WpWOQeAgG12QGedk4/R5gc28kNJn/oetjS05VC50938unXwJvvAwWeTGY+FgA9E4 CLodrvLFBhvrJ5Y3jwwOWA== 0001032553-07-000006.txt : 20070817 0001032553-07-000006.hdr.sgml : 20070817 20070817155546 ACCESSION NUMBER: 0001032553-07-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070816 FILED AS OF DATE: 20070817 DATE AS OF CHANGE: 20070817 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CIENA CORP CENTRAL INDEX KEY: 0000936395 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 232725311 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 1201 WINTERSON ROAD CITY: LINTHICUM STATE: MD ZIP: 21090 BUSINESS PHONE: 4108658500 MAIL ADDRESS: STREET 1: 1201 WINTERSON ROAD CITY: LINTHICUM STATE: MD ZIP: 21090 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH GARY B CENTRAL INDEX KEY: 0001032553 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21969 FILM NUMBER: 071065240 BUSINESS ADDRESS: STREET 1: 1201 WINTERSON ROAD CITY: LINTHICUM STATE: MD ZIP: 21090 BUSINESS PHONE: 4108658500 MAIL ADDRESS: STREET 1: C/O CIENA CORPORATION STREET 2: 1201 WINTERSON ROAD CITY: LINTHICUM STATE: MD ZIP: 21090 4 1 edgardoc.xml PRIMARY DOCUMENT X0202 4 2007-08-16 0 0000936395 CIENA CORP CIEN 0001032553 SMITH GARY B C/O CIENA CORPORATION 1201 WINTERSON ROAD LINTHICUM, MD 21090 1 1 0 0 PRESIDENT, CEO Common Stock 2007-08-16 4 M 0 3840 19.95 A 98468 D Common Stock 2007-08-16 4 S 0 3840 33.7269 D 94628 D Non-Qualified Stock Option (right to buy) 19.95 2007-08-16 4 M 0 3840 0 D 2014-12-10 Common Stock 3840 46160 D Sales were effected pursuant to Rule 10b5-1 trading plan dated June 22, 2007. Reflects the average sale price of the total shares sold. Actual sales prices are as follows: 100 shares at $32.81; 100 shares at $32.95; 100 shares at $33.10; 200 shares at $33.15; 100 shares at $33.17; 100 shares at $33.18; 100 shares at $33.28; 100 shares at $33.30; 100 shares at $33.31; 100 shares at $33.44; 100 shares at $33.46; 100 shares at $33.48; 200 shares at $33.50; 100 shares at $33.51; 100 shares at $33.58; 200 shares at $33.62; 100 shares at $33.71; 100 shares at $33.76; 100 shares at $33.78; 100 shares at $33.80; 100 shares at $33.84; 100 shares at $33.85; 100 shares at $33.90; 100 shares at $33.95; 100 shares at $34.01; 100 shares at $34.02; 100 shares at $34.03; 100 shares at $34.12; 100 shares at $34.13; 100 shares at $34.17; 200 shares at $34.19; 100 shares at $34.22;100 shares at $34.90; and 140 shares at $35.31. Option is fully vested. On October 26, 2005, the Board of Directors accelerated the vesting of Ciena's then unvested, "out-of-the-money" stock options. By: Erik Lichter For: Gary B. Smith 2007-08-17 -----END PRIVACY-ENHANCED MESSAGE-----