-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Gq4MNMMANv04gbta3zJlDegI6OyJmVCAvEzXkfGln5QDHn5HdqWlcaSfrwnAAkHM hQPWkQ54pwFY/SNRWMjAeg== 0001032553-07-000003.txt : 20070501 0001032553-07-000003.hdr.sgml : 20070501 20070501123358 ACCESSION NUMBER: 0001032553-07-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070428 FILED AS OF DATE: 20070501 DATE AS OF CHANGE: 20070501 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CIENA CORP CENTRAL INDEX KEY: 0000936395 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 232725311 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 1201 WINTERSON ROAD CITY: LINTHICUM STATE: MD ZIP: 21090 BUSINESS PHONE: 4108658500 MAIL ADDRESS: STREET 1: 1201 WINTERSON ROAD CITY: LINTHICUM STATE: MD ZIP: 21090 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH GARY B CENTRAL INDEX KEY: 0001032553 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21969 FILM NUMBER: 07804611 BUSINESS ADDRESS: STREET 1: 1201 WINTERSON ROAD CITY: LINTHICUM STATE: MD ZIP: 21090 BUSINESS PHONE: 4108658500 MAIL ADDRESS: STREET 1: C/O CIENA CORPORATION STREET 2: 1201 WINTERSON ROAD CITY: LINTHICUM STATE: MD ZIP: 21090 4 1 edgardoc.xml PRIMARY DOCUMENT X0202 4 2007-04-28 0 0000936395 CIENA CORP CIEN 0001032553 SMITH GARY B C/O CIENA CORPORATION 1201 WINTERSON ROAD LINTHICUM, MD 21090 1 1 0 0 PRESIDENT, CEO Common Stock 2007-04-28 4 F 0 986 30.19 D 95613 D Shares reported represent the amount forfeited to cover the tax liabilities of the reporting person pursuant to a restricted stock unit (RSU) award agreement dated November 1, 2005. The RSU vests at the end of Ciena's fiscal quarters over a four year year term and shares are issued net of taxes upon vesting. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 filed on November 3, 2005. By: Erik Lichter For: Gary B. Smith 2007-05-01 -----END PRIVACY-ENHANCED MESSAGE-----