-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CPKNrBO0xlP5VXyt/+78Byx5UFBb1LmRcQP3CPZb7CFx0j1dLenASB0jF+dvwzWt EIak2urSDDjKWNbmut7YpA== 0001032553-06-000008.txt : 20060901 0001032553-06-000008.hdr.sgml : 20060901 20060901184154 ACCESSION NUMBER: 0001032553-06-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060831 FILED AS OF DATE: 20060901 DATE AS OF CHANGE: 20060901 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CIENA CORP CENTRAL INDEX KEY: 0000936395 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 232725311 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 1201 WINTERSON ROAD CITY: LINTHICUM STATE: MD ZIP: 21090 BUSINESS PHONE: 4108658500 MAIL ADDRESS: STREET 1: 1201 WINTERSON ROAD CITY: LINTHICUM STATE: MD ZIP: 21090 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH GARY B CENTRAL INDEX KEY: 0001032553 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21969 FILM NUMBER: 061072465 BUSINESS ADDRESS: STREET 1: 1201 WINTERSON ROAD CITY: LINTHICUM STATE: MD ZIP: 21090 BUSINESS PHONE: 4108658500 MAIL ADDRESS: STREET 1: C/O CIENA CORPORATION STREET 2: 1201 WINTERSON ROAD CITY: LINTHICUM STATE: MD ZIP: 21090 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2006-08-31 0 0000936395 CIENA CORP CIEN 0001032553 SMITH GARY B C/O CIENA CORPORATION 1201 WINTERSON ROAD LINTHICUM MD 21090 1 1 0 0 President and CEO Common Stock 2006-08-31 4 A 0 175000 0 A 527591 D Common Stock 2006-08-31 4 F 0 64053 3.95 D 463538 D Shares reported reflect the satisfaction of performance criteria and vesting in full on August 31, 2006 of a Performance Stock Unit (PSU) award granted on November 1, 2005. Shares reported represent the amount forfeited to cover the tax liabilities of the grantee pursuant to the PSU award agreement. /s/Gary B. Smith by Anita Weiskerger per POA 2006-09-01 -----END PRIVACY-ENHANCED MESSAGE-----