-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, P1l3sAmtl/BqLfYrg186AX5+PQt/kBVshYv5+A4uo1WYqsYdGidMN9aWOUE9lWps LfYS9iXN6Ev7fVUH/Z7KBw== 0000950133-97-000084.txt : 19970114 0000950133-97-000084.hdr.sgml : 19970114 ACCESSION NUMBER: 0000950133-97-000084 CONFORMED SUBMISSION TYPE: 8-A12G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970113 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: CIENA CORP CENTRAL INDEX KEY: 0000936395 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 232725311 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 8-A12G SEC ACT: 1934 Act SEC FILE NUMBER: 000-21969 FILM NUMBER: 97505110 BUSINESS ADDRESS: STREET 1: 8530 CORRIDOR RD CITY: SAVAGE STATE: MD ZIP: 20763 BUSINESS PHONE: 3013175800 MAIL ADDRESS: STREET 1: 8530 CORRIDOR RD CITY: SAVAGE STATE: MD ZIP: 20763 8-A12G 1 FORM 8-A 1 ================================================================================ SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 CIENA Corporation ------------------------------------------------------ (Exact name of registrant as specified in its charter) Delaware 23-2725311 ----------------------------------------- ---------------------- (State or other jurisdiction of (I.R.S. Employer incorporation or organization) Identification No.) 8530 Corridor Road, Savage, Maryland 20763 ----------------------------------------------------------------------- (Address of principal executive offices) (Zip Code) Securities to be registered pursuant to Section 12(b) of the Act: Title of each class Name of each exchange on which to be so registered each class is to be registered ------------------- ------------------------------ None Securities to be registered pursuant to Section 12(g) of the Act: Common Stock, $.01 par value per share ------------------------------------------------ (Title of class) 2 ITEM 1. DESCRIPTION OF REGISTRANT'S SECURITIES TO BE REGISTERED. The description of the Common Stock of the Registrant registered hereby is incorporated by reference to the description of the Registrant's capital stock set forth under the heading "Description of Capital Stock" in the Registrant's Registration Statement on Form S-1 (SEC File No. 333-17729), as filed with the Securities and Exchange Commission on December 12, 1996, any amendments to such Registration Statement filed subsequently thereto (the "Form S-1") and any form of prospectus filed pursuant to Rule 424(b) under the Securities Act of 1933, as amended. ITEM 2. EXHIBITS. The following exhibits are filed as part of this Registration Statement: 1. Certificate of Amendment to Third Restated Certificate of Incorporation.* 2. Third Restated Certificate of Incorporation.* 3. Amended and Restated Bylaws of the Registrant.* 3. Form of Common Stock certificate of the Registrant.* * Incorporated by reference to the Registration's Registration Statement on Form S-1 (SEC File No. 333-17729). - 2 - 3 SIGNATURES Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. CIENA CORPORATION Date: January 13, 1997 By: /s/ Patrick H. Nettles ---------------------------------------- Patrick H. Nettles President, Chief Executive Officer and Director - 3 - 4 EXHIBIT INDEX
Exhibit No. Description Page - ----------- ----------- ---- 3.1 Certificate of Amendment to Third Restated * Certificate of Incorporation 3.2 Third Restated Certificate of Incorporation * 3.3 Amended and Restated Bylaws of the Registrant * 4.1 Form of Common Stock certificate of the Registrant * * Incorporated by reference to the Registration's Registration Statement on Form S-1 (SEC File No. 333-17729).
- 4 -
-----END PRIVACY-ENHANCED MESSAGE-----