-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EAcr09KKBbxi3G8efuCHztt5VsYOpwIWXPv3/s46dWyKEsy5AxDPsbbKZZ0hQx6z GvyRjVaa5und7yCeNcnUjQ== 0000912057-01-543013.txt : 20020413 0000912057-01-543013.hdr.sgml : 20020413 ACCESSION NUMBER: 0000912057-01-543013 CONFORMED SUBMISSION TYPE: 15-12B PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20011213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LIBERTY FINANCIAL COMPANIES INC /MA/ CENTRAL INDEX KEY: 0000936372 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 043260640 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 15-12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-13654 FILM NUMBER: 1812675 BUSINESS ADDRESS: STREET 1: 600 ATLANTIC AVE 24TH FLOOR STREET 2: 24TH FL CITY: BOSTON STATE: MA ZIP: 02210-2214 BUSINESS PHONE: 6177226000 MAIL ADDRESS: STREET 1: 600 ATLANTIC AVENUE 24TH FLOOR STREET 2: 600 ATLANTIC AVENUE 24TH FLOOR CITY: BOSTON STATE: MA ZIP: 02210-2214 FORMER COMPANY: FORMER CONFORMED NAME: NEW LFC INC DATE OF NAME CHANGE: 19950130 15-12B 1 a2065953z15-12b.txt FORM 15 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF RESIGNATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-13654 --------- LIBERTY FINANCIAL COMPANIES, INC. ------------------------------------------------------------ (Exact name of registrant as specified in its charter) 600 ATLANTIC AVENUE, MASSACHUSETTS 02210-2214 ------------------------------------------------------------ (Address, including zip code, and telephone number, including area code, of registrant `s principal executive office) COMMON STOCK, $.01 PAR VALUE ------------------------------------------------------------ (Title of each class of securities covered by this Form) NONE ------------------------------------------------------------ (Title of all other classes of securities for which a duty to file reports under section 13(a) or 15(d) remains) Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty to file reports: Rule 12g-4(a)(1)(i) [X] Rule 12h-3(b)(1)(ii) [ ] Rule 12g-4(a)(1)(ii) [ ] Rule 12h-3(b)(2)(i) [ ] Rule 12g-4(a)(2)(i) [ ] Rule 12h-3(b)(2)(ii) [ ] Rule 12g-4(a)(2)(ii) [ ] Rule 15d-6 [ ] Rule 12h-3(b)(1)(i) [X] Approximate number of holders of record as of the certification or notice date: 1 - ------ Pursuant to the requirements of the Securities Exchange Act of 1934, Liberty Financial Companies, Inc. has duly caused this certification/notice to be signed on its behalf by the undersigned duly authorized person. LIBERTY FINANCIAL COMPANIES, INC. By: DEXTER R. LEGG ---------------------------- Name: Dexter R. Legg Title: Vice President Date: December 13, 2001 -----END PRIVACY-ENHANCED MESSAGE-----