-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IphTsSZvIZhFkjjMZqWPwkNScK6/hb+4Ft/dZzUJGFKjeLKJtmL2vbWOKwMUfQA2 At9KiANXPpHqP6VvE3+m+A== 0001209191-06-010719.txt : 20060214 0001209191-06-010719.hdr.sgml : 20060214 20060214205036 ACCESSION NUMBER: 0001209191-06-010719 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051231 FILED AS OF DATE: 20060214 DATE AS OF CHANGE: 20060214 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PLUG POWER INC CENTRAL INDEX KEY: 0001093691 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 223672377 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 BUSINESS PHONE: 5187827700 MAIL ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DTE ENERGY CO CENTRAL INDEX KEY: 0000936340 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27527 FILM NUMBER: 06619422 BUSINESS ADDRESS: STREET 1: 2000 2ND AVENUE STREET 2: ROOM 2412 CITY: DETROIT STATE: MI ZIP: 48226-1279 BUSINESS PHONE: 3132354000 MAIL ADDRESS: STREET 1: 2000 2ND AVENUE STREET 2: ROOM 2412 CITY: DETROIT STATE: MI ZIP: 48226 FORMER NAME: FORMER CONFORMED NAME: DTE HOLDINGS INC DATE OF NAME CHANGE: 19950127 5 1 doc5.xml FORM 5 SUBMISSION X0202 5 2005-12-31 0 0 1 0001093691 PLUG POWER INC PLUG 0000936340 DTE ENERGY CO 2000 2ND AVENUE DETROIT MI 48226-1279 0 0 1 0 Common Stock 2004-05-20 4 A 0 L 5333 A 5333 D Common Stock 2005-06-01 4 A 0 L 6431 A 11764 D Common Stock 2005-12-22 5 G 0 1825000 D 8804463 I See Footnote Option to Purchase Common Stock 15.00 1999-10-29 4 A 0 L 15000 0.00 A 2000-10-29 2009-10-29 Common Stock 15000 245000 I See Footnote Option to Purchase Common Stock 15.00 1999-10-29 4 A 0 L 15000 0.00 A 2000-10-29 2009-10-29 Common Stock 15000 260000 I See Footnote Option to Purchase Common Stock 15.00 1999-10-29 4 A 0 L 10000 0.00 A 2000-10-29 2009-10-29 Common Stock 10000 270000 I See Footnote Option to Purchase Common Stock 15.00 1999-10-29 4 A 0 L 10000 0.00 A 2000-10-29 2009-10-29 Common Stock 10000 280000 I See Footnote Option to Purchase Common Stock 56.88 2000-01-12 4 A 0 L 5000 0.00 A 2001-01-12 2010-01-12 Common Stock 5000 285000 I See Footnote Option to Purchase Common Stock 44.50 2000-05-24 4 A 0 L 10000 0.00 A 2001-05-24 2010-05-24 Common Stock 10000 295000 I See Footnote Option to Purchase Common Stock 44.50 2000-05-24 4 A 0 L 10000 0.00 A 2001-05-24 2010-05-24 Common Stock 10000 305000 I See Footnote Option to Purchase Common Stock 24.53 2001-05-16 4 A 0 L 10000 0.00 A 2002-05-16 2011-05-16 Common Stock 10000 315000 I See Footnote Option to Purchase Common Stock 24.53 2001-05-16 4 A 0 L 10000 0.00 A 2002-05-16 2011-05-16 Common Stock 10000 325000 I See Footnote Option to Purchase Common Stock 24.53 2001-05-16 4 A 0 L 5000 0.00 A 2002-05-16 2011-05-16 Common Stock 5000 330000 I See Footnote Option to Purchase Common Stock 10.23 2002-05-16 4 A 0 L 10000 0.00 A 2003-05-22 2012-05-16 Common Stock 10000 340000 I See Footnote Option to Purchase Common Stock 5.02 2003-05-22 4 A 0 L 10000 0.00 A 2004-05-20 2013-05-22 Common Stock 10000 350000 I See Footnote Option to Purchase Common Stock 7.50 2004-05-20 4 A 0 L 12000 0.00 A 2005-05-18 2014-05-20 Common Stock 12000 362000 I See Footnote Option to Purchase Common Stock 6.22 2005-06-01 4 A 0 L 12000 0.00 A 2015-06-01 Common Stock 12000 374000 I See Footnote Option to Purchase Common Stock 5.76 2005-11-07 4 A 0 L 15000 0.00 A 2005-11-07 2015-11-07 Common Stock 15000 389000 I See Footnote Anthony F. Earley, Jr., a former director of Plug Power, Inc. and President and Chief Executive Officer of DTE Energy, has assigned to DTE Energy pursuant to the terms of his employment, all of his pecuniary interest in the stock options granted to him under Plug Power's 1999 Stock Option and Incentive Plan and the shares issued to him under Plug Power's Non-Employee Director Compensation Plan (including the power to direct the exercise of such options and the sale or transfer of such shares). Upon exercise of the options, Mr. Earley will assign the shares acquired to DTE Energy. The gift of stock did not involve payment of consideration by the recipient of the gift. The shares are held by DTE Energy Ventures, Inc., a wholly-owned subsidiary of DTE Energy Company. Larry G. Garberding, a director of Plug Power, Inc. and the retired Vice President and Chief Financial Officer of DTE Energy, has assigned to DTE Energy pursuant to the terms of his employment, all of his pecuniary interest in the stock options granted to him under Plug Power's 1999 Stock Option and Incentive Plan and the shares issued to him under Plug Power's Non-Employee Director Compensation Plan (including the power to direct the exercise of such options and the sale or transfer of such shares) while serving as an employee of DTE Energy. Upon exercise of the options, Mr. Garberding will assign the shares acquired to DTE Energy. Consists of an option to acquire common stock granted on June 1, 2005 with respect to 12,000 shares, with an exercise price equal to fair market value on the date of grant. The option fully vests on the date of Plug Power, Inc.'s annual meeting in year 2006. Robert J. Buckler, Jr., a director of Plug Power Inc. and Group President of DTE Energy, has assigned to DTE Energy pursuant to the terms of his employment, all of his pecuniary interest in the stock options granted to him under Plug Power's 1999 Stock Option and Incentive Plan and the shares issued to him under Plug Power's Non-Employee Director Compensation Plan (including the power to direct the exercise of such options and the sale or transfer of such shares). Upon exercise of the options, Mr. Buckler will assign the shares acquired to DTE Energy. /s/Teresa M. Sebastian Assistant Corporate Secretary 2006-02-14 -----END PRIVACY-ENHANCED MESSAGE-----