5 1 k67520ne5.txt FORM 5 - ERIC H. PETERSON ------ FORM 5 ------ / / Check box if no UNITED STATES SECURITIES AND EXCHANGE COMMISSION longer subject to WASHINGTON, DC 20549 Section 16. Form 4 or Form 5 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP obligations may continue. See Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Instruction 1(b) Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 / / Form 3 Holdings Reported / / Form 4 Transactions Reported ------------------------------------------------------------------------------------------------------------------------------------ 1. Name and Address of Reporting Person 2. Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Person to Issuer (Check all applicable) Director 10% Owner ---- --- X Officer (give Other (Specify ---- title --- below) below) SENIOR VICE PRESIDENT AND PETERSON ERIC H DTE Energy Company (DTE) GENERAL COUNSEL ------------------------------------------------------------------------------------------------------------------------------------ (Last) (First) (Middle) 3. IRS Identification 4. Statement for 7. Individual or Joint/Group Filing Number of Reporting Month/Year (Check applicable line) Person, if an Entity X Form filed by One Reporting DTE ENERGY COMPANY (Voluntary) ---- Person 2000 2ND AVENUE 12/2001 Form Filed by More Than One ------------------------------------------- ------------------- ---- Reporting Person (Street) 5. If Amendment, DETROIT MI 48226-1279 Date of Original ------------------------------------------- (Month/Year) (City) (State) (Zip) ------------------------------------------------------------------------------------------------------------------------------------ USA TABLE I -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Security 2. Trans- 3. Transac- 4. Securities Acquired (A) 5. Amount of Se- 6. Owner- 7. Nature (Instr. 3) action tion or Disposed of (D) curities Benefi- ship of In- Date Code (Instr. 3, 4 and 5) cially Owned at Form: direct (Instr. 8) End of Issuer's Direct Benefi- (Month/ Fiscal Year (D) or cial Day/ ---------------------------- (Instr. 3 and 4) Indirect Owner- Year) Amount (A) or (D) Price (I) ship (Instr. 4) (Instr. 4) ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 3/14/2001 A 3,000.00 A $38.7650 11,000.00 D ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------
FORM 5 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Derivative 2. Conver- 3. Trans- 4. Trans- 5. Number of 6. Date Exer- 7. Title and Amount 8. Price Security sion or action action Derivative cisable and of Underlying of (Instr. 3) Exercise Date Code Securities Ac- Expiration Securities Deriv- Price of (Month/ (Instr. 8) quired (A) or Date (Instr. 3 and 4) ative Deriv- Day/ Disposed of (D) (Month/Day/ Secur- ative Year) (Instr. 3, 4, Year) ity Security and 5) (Instr. 5) ----------------------------------- Date Expira- Amount or --------------- Exer- tion Title Number of (A) (D) cisable Date Shares ------------------------------------------------------------------------------------------------------------------------------------ Employee Stock Option Common (right to buy) $35.13 (1) 9/4/2010 Stock ------------------------------------------------------------------------------------------------------------------------------------ Employee Stock Option Common (right to buy) $38.77 3/14/2001 A 15,000.00 (2) 3/13/2011 Stock 15,000.00 ------------------------------------------------------------------------------------------------------------------------------------ Common Phantom Stock N.A. (3) A (3) (3) Stock (3) ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ 9. Number of 10. Ownership 11. Nature of Derivative of Derivative Indirect Securities Security: Beneficial Beneficially Direct (D) Ownership Owned at End or Indirect (I) (Instr. 4) of Year (Instr. 4) (Instr. 4) ------------------------------------------------------------------------------------------------------- 10,000.00 D ------------------------------------------------------------------------------------------------------- 15,000.00 D ------------------------------------------------------------------------------------------------------- 176.156 D ------------------------------------------------------------------------------------------------------- ------------------------------------------------------------------------------------------------------- ------------------------------------------------------------------------------------------------------- ------------------------------------------------------------------------------------------------------- Explanation of Responses: 1. The option vests in four equal installments beginning on September 5, 2001. 2. The option vests in three annual installments as follows: 50% on March 14, 2002; 25% on March 14, 2003; and 25% on March 15, 2004. 3. The phantom stock was acquired pursuant to the reporting person's participation under the employer's Savings Reparation Plan and are payable in cash upon the termination of the reporting person's employment. Includes 176.156 shares acquired during 2001 under the Plan. /s/ Susan M. Beale 2/14/02 ------------------------------- ------- **Signature of Reporting Person Date Attorney-in-fact ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this form, one of which must be manually signed. Page 2 If space provided is insufficient, see Instruction 6 for procedure.
POWER OF ATTORNEY STATE OF MICHIGAN } } SS COUNTY OF WAYNE } KNOW ALL BY THESE PRESENTS that I, Eric H. Peterson, do hereby constitute and appoint Susan M. Beale and Eric H. Peterson and each of them, my true and lawful Attorneys-in-Fact with full power of substitution to execute and file on my behalf with the Securities and Exchange Commission any and all reports, including without limiting the generality of the foregoing, reports on Securities and Exchange Commission Forms 4 and 5 and 144, that may be required or advisable in connection with my holdings in and transactions related to securities of DTE Energy Company. This Power of Attorney is effective for the period July 1, 2001, through and including July 1, 2002. IN WITNESS THEREOF, I have hereto set my hand this 25th day of June, 2001. /s/ ERIC H. PETERSON -------------------------------------- Eric H. Peterson Witnesses: /s/ SUSAN E. RISKE ----------------------------- Susan E. Riske /s/ JANET A. SCULLEN ----------------------------- Janet A. Scullen STATE OF MICHIGAN } } SS COUNTY OF WAYNE } On this 25th day of June, 2001, before me personally appeared Gerard M. Anderson to me known to be the person described who executed the foregoing Power of Attorney. Subscribed and sworn to before me the 25th day of June, 2001 /s/ SANDRA L. BAMBERG -------------------------------------- Sandra L. Bamberg Notary Public - Wayne County My Commission Expires: 1-11-04