-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ADlk7DUEsGithb6mHJaDf6PDgStSXGFGhAz0rPYxSAquGB5XSldPm7Xse+ij/tBC tjKdp+3bMzAD0O1d1KRVGQ== 0001047469-99-006049.txt : 19990217 0001047469-99-006049.hdr.sgml : 19990217 ACCESSION NUMBER: 0001047469-99-006049 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990216 GROUP MEMBERS: BERNARD LACROUTE GROUP MEMBERS: BROOK H. BYERS GROUP MEMBERS: E. FLOYD KVAMME GROUP MEMBERS: JAMES P. LALLY GROUP MEMBERS: JOSEPH S. LACOB GROUP MEMBERS: KLEINER PERKINS CAUFIELD & BYERS VI LP GROUP MEMBERS: KPCB VI ASSOCIATES GROUP MEMBERS: L. JOHN DOERR GROUP MEMBERS: VINOD KHOSLA SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NANOGEN INC CENTRAL INDEX KEY: 0001030339 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 330489621 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-54207 FILM NUMBER: 99541003 BUSINESS ADDRESS: STREET 1: 10398 PACIFIC CENTER COURT CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 6195467700 MAIL ADDRESS: STREET 1: 10398 PACIFIC CENTER COURT CITY: SAN DIEGO STATE: CA ZIP: 92121 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KLEINER PERKINS CAUFIELD & BYERS VI LP CENTRAL INDEX KEY: 0000936312 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 943517816 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 2750 SAND HILL ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 4152332750 MAIL ADDRESS: STREET 1: 2750 SAND HILL ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 SC 13G 1 SC 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ------------------------------------------------------- SCHEDULE 13G (RULE 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13D-1(b) AND (c) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) (AMENDMENT NO. __)(1) NANOGEN, INC. - ------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK - ------------------------------------------------------------------------------- (Title of Class of Securities) 0006300751 - ------------------------------------------------------------------------------- (CUSIP Number) N/A ---------------------------------------------------------------------- (Date of Event which Requires filing of this Statement Check the appropriate box to designate the rule pursuant to which this Schedule is filed: / / Rule 13d-1(b) / / Rule 13d-(c) /X/ Rule 13d-1(d) - ----------------------------- (1) The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP NO. 0006300751 13G Page 2 of 17 Pages - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS KLEINER PERKINS CAUFIELD & BYERS VI, L.P., A CALIFORNIA LIMITED PARTNERSHIP ("KPCB VI") 94-3157816 - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION CALIFORNIA LIMITED PARTNERSHIP - ------------------------------------------------------------------------------- 5 SOLE VOTING POWER -0- NUMBER OF -------------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY 1,243,109 OWNED BY -------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING -0- PERSON WITH -------------------------------------------------- 8 SHARED DISPOSITIVE POWER 1,243,109 - ------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,243,109 - ------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* / / - ------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 6.6% - ------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - ------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP NO. 0006300751 13G Page 3 of 17 Pages - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS KPCB VI ASSOCIATES, L.P., A CALIFORNIA LIMITED PARTNERSHIP ("KPCB VI ASSOCIATES") 94-3158010 - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION CALIFORNIA LIMITED PARTNERSHIP - ------------------------------------------------------------------------------- 5 SOLE VOTING POWER -0- ----------------------------------------------------------- 6 SHARED VOTING POWER NUMBER OF 1,243,109 SHARES DIRECTLY HELD BY SHARES KPCB VI. KPCB VI ASSOCIATES IS THE BENEFICIALLY GENERAL PARTNER OF KPCB VI. OWNED BY ----------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING -0- PERSON WITH ----------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 1,243,109 SHARES DIRECTLY HELD BY KPCB VI. KPCB VI ASSOCIATES IS THE GENERAL PARTNER OF KPCB VI. - ------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,243,109 - ------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES / / CERTAIN SHARES* - ------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 6.6% - ------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - ------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP NO. 0006300751 13G Page 4 of 17 Pages - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS BROOK H. BYERS - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES - ------------------------------------------------------------------------------- 5 SOLE VOTING POWER -0- ------------------------------------------------- 6 SHARED VOTING POWER 1,243,109 SHARES DIRECTLY HELD BY KPCB VI. KPCB VI ASSOCIATES IS THE GENERAL PARTNER OF KPCB VI. MR. BYERS IS A GENERAL PARTNER OF KPCB VI NUMBER OF ASSOCIATES. MR. BYERS DISCLAIMS SHARES BENEFICIAL OWNERSHIP OF SHARES HELD BENEFICIALLY DIRECTLY BY KPCB VI. OWNED BY ------------------------------------------------- EACH REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH -0- ------------------------------------------------- 8 SHARED DISPOSITIVE POWER 1,243,109 SHARES DIRECTLY HELD BY KPCB VI. KPCB VI ASSOCIATES IS THE GENERAL PARTNER OF KPCB VI. MR. BYERS IS A GENERAL PARTNER OF KPCB VI ASSOCIATES. MR. BYERS DISCLAIMS BENEFICIAL OWNERSHIP OF SHARES HELD DIRECTLY BY KPCB VI. - ------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,243,109 - ------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES / / CERTAIN SHARES* - ------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 6.6% - ------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP NO. 0006300751 13G Page 5 of 17 Pages - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS VINOD KHOSLA - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES - ------------------------------------------------------------------------------- 5 SOLE VOTING POWER -0- -------------------------------------------------- 6 SHARED VOTING POWER 1,243,109 SHARES DIRECTLY HELD BY KPCB VI. KPCB VI ASSOCIATES IS THE GENERAL PARTNER OF KPCB VI. MR. KHOSLA IS A GENERAL PARTNER OF KPCB VI NUMBER ASSOCIATES. MR. KHOSLA DISCLAIMS OF SHARES BENEFICIAL OWNERSHIP OF SHARES HELD BENEFICIALLY DIRECTLY BY KPCB VI. OWNED BY -------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING -0- PERSON WITH -------------------------------------------------- 8 SHARED DISPOSITIVE POWER 1,243,109 SHARES DIRECTLY HELD BY KPCB VI. KPCB VI ASSOCIATES IS THE GENERAL PARTNER OF KPCB VI. MR. KHOSLA IS A GENERAL PARTNER OF KPCB VI ASSOCIATES. MR. KHOSLA DISCLAIMS BENEFICIAL OWNERSHIP OF SHARES HELD DIRECTLY BY KPCB VI. - ------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,243,109 - ------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES / / CERTAIN SHARES* - ------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 6.6% - ------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP NO. 0006300751 13G Page 6 of 17 Pages - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS E. FLOYD KVAMME - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES - ------------------------------------------------------------------------------- 5 SOLE VOTING POWER -0- ------------------------------------------------- 6 SHARED VOTING POWER 1,243,109 SHARES DIRECTLY HELD BY KPCB VI. KPCB VI ASSOCIATES IS THE GENERAL PARTNER OF KPCB VI. MR. KVAMME IS A GENERAL PARTNER OF KPCB VI ASSOCIATES. NUMBER MR. KVAMME DISCLAIMS BENEFICIAL OWNERSHIP OF SHARES OF SHARES HELD DIRECTLY BY KPCB VI. BENEFICIALLY ------------------------------------------------- OWNED BY 7 SOLE DISPOSITIVE POWER EACH -0- REPORTING ------------------------------------------------- PERSON WITH 8 SHARED DISPOSITIVE POWER 1,243,109 SHARES DIRECTLY HELD BY KPCB VI. KPCB VI ASSOCIATES IS THE GENERAL PARTNER OF KPCB VI. MR. KVAMME IS A GENERAL PARTNER OF KPCB VI ASSOCIATES. MR. KVAMME DISCLAIMS BENEFICIAL OWNERSHIP OF SHARES HELD DIRECTLY BY KPCB VI. - ------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,243,109 - ------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* / / - ------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 6.6% - ------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP NO. 0006300751 13G Page 7 of 17 Pages - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS L. JOHN DOERR - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES - ------------------------------------------------------------------------------- 5 SOLE VOTING POWER -0- --------------------------------------------------- 6 SHARED VOTING POWER 1,243,109 SHARES DIRECTLY HELD BY KPCB VI. KPCB VI ASSOCIATES IS THE GENERAL PARTNER OF KPCB VI. MR. DOERR IS A NUMBER GENERAL PARTNER OF KPCB VI ASSOCIATES. OF SHARES MR. DOERR DISCLAIMS BENEFICIAL OWNERSHIP BENEFICIALLY OF SHARES HELD DIRECTLY BY KPCB VI. OWNED BY ---------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING -0- PERSON WITH ---------------------------------------------------- 8 SHARED DISPOSITIVE POWER 1,243,109 SHARES DIRECTLY HELD BY KPCB VI. KPCB VI ASSOCIATES IS THE GENERAL PARTNER OF KPCB VI. MR. DOERR IS A GENERAL PARTNER OF KPCB VI ASSOCIATES. MR. DOERR DISCLAIMS BENEFICIAL OWNERSHIP OF SHARES HELD DIRECTLY BY KPCB VI. - ------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,243,109 - ------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* / / - ------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 6.6% - ------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP NO. 0006300751 13G Page 8 of 17 Pages - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS JOSEPH S. LACOB - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES - ------------------------------------------------------------------------------- 5 SOLE VOTING POWER -0- -------------------------------------------------- 6 SHARED VOTING POWER 1,243,109 SHARES DIRECTLY HELD BY KPCB VI. KPCB VI ASSOCIATES IS THE GENERAL PARTNER OF KPCB VI. MR. LACOB IS A GENERAL PARTNER OF KPCB VI ASSOCIATES. NUMBER MR. LACOB DISCLAIMS BENEFICIAL OWNERSHIP OF SHARES OF SHARES HELD DIRECTLY BY KPCB VI. BENEFICIALLY -------------------------------------------------- OWNED BY 7 SOLE DISPOSITIVE POWER EACH -0- REPORTING -------------------------------------------------- PERSON WITH 8 SHARED DISPOSITIVE POWER 1,243,109 SHARES DIRECTLY HELD BY KPCB VI. KPCB VI ASSOCIATES IS THE GENERAL PARTNER OF KPCB VI. MR. LACOB IS A GENERAL PARTNER OF KPCB VI ASSOCIATES. MR. LACOB DISCLAIMS BENEFICIAL OWNERSHIP OF SHARES HELD DIRECTLY BY KPCB VI. - ------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,243,109 - ------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* / / - ------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 6.6% - ------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP NO. 0006300751 13G Page 9 of 17 Pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS BERNARD LACROUTE - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER -0- - -------------------------------------------------------------------------------- 6 SHARED VOTING POWER 1,243,109 SHARES DIRECTLY HELD BY KPCB VI. KPCB VI ASSOCIATES IS THE GENERAL PARTNER OF KPCB VI. MR. LACROUTE IS A GENERAL PARTNER OF KPCB VI ASSOCIATES. NUMBER MR. LACROUTE DISCLAIMS BENEFICIAL OF SHARES OWNERSHIP OF SHARES HELD DIRECTLY BY BENEFICIALLY KPCB VI OWNED BY --------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING -0- PERSON WITH --------------------------------------------------- 8 SHARED DISPOSITIVE POWER 1,243,109 SHARES DIRECTLY HELD BY KPCB VI. KPCB VI ASSOCIATES IS THE GENERAL PARTNER OF KPCB VI. MR. LACROUTE IS A GENERAL PARTNER OF KPCB VI ASSOCIATES. MR. LACROUTE DISCLAIMS BENEFICIAL OWNERSHIP OF SHARES HELD DIRECTLY BY KPCB VI - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,243,109 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* / / - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 6.6% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP NO. 0006300751 13G Page 10 of 17 Pages - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS JAMES P. LALLY - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES - ------------------------------------------------------------------------------- 5 SOLE VOTING POWER -0- -------------------------------------------------- 6 SHARED VOTING POWER 1,243,109 SHARES DIRECTLY HELD BY KPCB VI. KPCB VI ASSOCIATES IS THE GENERAL PARTNER OF KPCB VI. MR. LALLY IS A GENERAL PARTNER OF KPCB VI NUMBER ASSOCIATES. MR. LALLY DISCLAIMS OF SHARES BENEFICIAL OWNERSHIP OF SHARES HELD BENEFICIALLY DIRECTLY BY KPCB VI. OWNED BY -------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING -0- PERSON WITH -------------------------------------------------- 8 SHARED DISPOSITIVE POWER 1,243,109 SHARES DIRECTLY HELD BY KPCB VI. KPCB VI ASSOCIATES IS THE GENERAL PARTNER OF KPCB VI. MR. LALLY IS A GENERAL PARTNER OF KPCB VI ASSOCIATES. MR. LALLY DISCLAIMS BENEFICIAL OWNERSHIP OF SHARES HELD DIRECTLY BY KPCB VI. - ------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,243,109 - ------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* / / - ------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 6.6% - ------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 11 of 17 Pages Item 1(a) Name of Issuer: Nanogen, Inc. Item 1(b) Address of Issuer's Principal Executive Offices: 10398 Pacific Center Court San Diego, CA 92121 Item 2(a) Name of Person Filing: This statement is being filed by KPCB VI Associates, L.P., a California Limited Partnership ("KPCB VI Associates"), whose principal business address is 2750 Sand Hill Road, Menlo Park, California 94025. The names, business addresses and citizenships of all the general partners of KPCB VI Associates, are set forth on Exhibit B hereto. KPCB VI Associates is the general partner to Kleiner Perkins Caufield & Byers VI, L.P., a California Limited Partnership ("KPCB VI"). With respect to KPCB VI Associates, this statement relates only to KPCB VI Associates' indirect, beneficial ownership of the shares of Common Stock of Nanogen, Inc. held directly by KPCB VI (the "Shares") and, with respect to the general partners of KPCB VI Associates, to the extent applicable, to the shares over which each general partner exercises sole voting and dispositive control or are held directly by trusts. Management of the business affairs of KPCB VI Associates, including decisions respecting disposition and/or voting of the Shares, is by majority decision of the general partners of KPCB VI Associates listed on Exhibit B hereto, each general partner of whom disclaims beneficial ownership of the Shares. Item 2(b) Address of Principal Business Offices or, if none, Residence: 2750 Sand Hill Road, Menlo Park, California 94025. The names, business addresses and citizenships of all the general partners of KPCB VI Associates, are set forth on Exhibit B hereto. Item 2(c) Citizenship See Exhibit B Item 2(d) Title of Class of Securities: Common Stock Item 2(e) CUSIP Number: 0006300751 Item 3. If this statement is filed pursuant to Rules 13d-1(b) or 13d-2(b), check whether the person filing is a: Not applicable Item 4. Ownership. See Rows 5-11 of the cover pages hereto. Page 12 of 17 Pages Item 5. Ownership of Five Percent or Less of a Class. Not applicable Item 6. Ownership of More than Five Percent on Behalf of Another Person. Under certain circumstances set forth in the limited partnership agreements of KPCB VI and KPCB VI Associates, the general and limited partners of such entities may the right to receive dividends from, or the proceeds of the sale of the Shares of Nanogen, Inc. held by each such entity. No such partner's rights relate to more than five percent of the class. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. Not applicable. Item 8. Identification and Classification of Members of the Group. Not applicable. Item 9. Notice of Dissolution of Group. Not applicable. Item 10. Certification. Not applicable. Page 13 of 17 Pages SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that that information set forth in this statement is true, complete and correct. Dated: February 12, 1999 KPCB VI ASSOCIATES, L.P., A CALIFORNIA LIMITED PARTNERSHIP By: /s/ Brook H. Byers ------------------------------------ A General Partner BROOK H. BYERS VINOD KHOSLA E. FLOYD KVAMME L. JOHN DOERR JOSEPH S. LACOB BERNARD J. LACROUTE JAMES P. LALLY By: /s/ Michael S. Curry ------------------------------------ Michael S. Curry Attorney-in-Fact KLEINER PERKINS CAUFIELD & BYERS IV, L.P., A CALIFORNIA LIMITED PARTNERSHIP By KPCB VI Associates, L.P., a California limited partnership, its General Partner By: /s/ Brook H. Byers ------------------------------------ A General Partner Page 14 of 17 Pages EXHIBIT INDEX
Found on Sequentially Exhibit Numbered Page - ------- ------------- Exhibit A: Agreement of Joint Filing 15 Exhibit B: List of General Partners of KPCB VI Associates 16
Page 15 of 17 Pages EXHIBIT A AGREEMENT OF JOINT FILING The undersigned hereby agree that they are filing jointly pursuant to Rule 13d-1 of the Act the amended statement dated February 12, 1999, containing the information required by Schedule 13G, for the Shares of Common Stock of Nanogen, Inc. held by Kleiner Perkins Caufield & Byers VI, L.P., a California Limited Partnership, and, with respect to the general partners, such other holdings as are reported therein. Dated: February 12, 1999 KPCB VI ASSOCIATES, L.P., A CALIFORNIA LIMITED PARTNERSHIP By: /s/ Brook H. Byers ------------------------------------- A General Partner BROOK H. BYERS VINOD KHOSLA E. FLOYD KVAMME L. JOHN DOERR JOSEPH S. LACOB BERNARD J. LACROUTE JAMES P. LALLY By: /s/ Michael S. Curry ------------------------------------- Michael S. Curry Attorney-in-Fact KLEINER PERKINS CAUFIELD & BYERS IV, L.P., A CALIFORNIA LIMITED PARTNERSHIP By KPCB VI Associates, L.P., a California limited partnership, its General Partner By: /s/ Brook H. Byers ------------------------------------- A General Partner Page 16 of 17 Pages EXHIBIT B GENERAL PARTNERS OF KPCB VI ASSOCIATES, L.P., A CALIFORNIA LIMITED PARTNERSHIP Set forth below, with respect to each general partner of KPCB VI Associates, L.P. is the following: (a) name; (b) business address and (c) citizenship. 1. (a) Brook H. Byers (b) c/o Kleiner Perkins Caufield & Byers 2750 Sand Hill Road Menlo Park, CA 94025 (c) United States Citizen 2. (a) Vinod Khosla (b) c/o Kleiner Perkins Caufield & Byers 2750 Sand Hill Road Menlo Park, CA 94025 (c) United States Citizen 3. (a) E. Floyd Kvamme (b) c/o Kleiner Perkins Caufield & Byers 2750 Sand Hill Road Menlo Park, CA 94025 (c) United States Citizen 4. (a) L. John Doerr (b) c/o Kleiner Perkins Caufield & Byers 2750 Sand Hill Road Menlo Park, CA 94025 (c) United States Citizen 5. (a) Joseph S. Lacob (b) c/o Kleiner Perkins Caufield & Byers 2750 Sand Hill Road Menlo Park, CA 94025 (c) United States Citizen 6. (a) Bernard J. Lacroute (b) c/o Kleiner Perkins Caufield & Byers 2750 Sand Hill Road Menlo Park, CA 94025 (c) United States Citizen Page 17 of 17 Pages 7. (a) James P. Lally (b) c/o Kleiner Perkins Caufield & Byers 2750 Sand Hill Road Menlo Park, CA 94025 (c) United States Citizen -----END PRIVACY-ENHANCED MESSAGE-----