-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Bu+EqK2NzEUEqQZPH5BSPjoVdE1uHMSEAkwbD6lnaGPWDfPBs/M+eqpOYGaJWLfZ aWwKzrHYPrbjZVV7+atb5g== 0001047469-98-006521.txt : 19980218 0001047469-98-006521.hdr.sgml : 19980218 ACCESSION NUMBER: 0001047469-98-006521 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980217 SROS: NONE GROUP MEMBERS: BERNARD LACROUTE GROUP MEMBERS: BROOK H. BYERS GROUP MEMBERS: E. FLOYD KVAMME GROUP MEMBERS: JAMES P. LALLY GROUP MEMBERS: JOSEPH S. LACOB GROUP MEMBERS: KLEINER PERKINS CAUFIELD & BYERS VI LP GROUP MEMBERS: KPCB VI ASSOCIATES GROUP MEMBERS: L. JOHN DOERR GROUP MEMBERS: VINOD KHOSLA SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CONNETICS CORP CENTRAL INDEX KEY: 0001004960 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 943173928 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-47777 FILM NUMBER: 98542032 BUSINESS ADDRESS: STREET 1: 3400 W BAYSHORE RD CITY: PALO ALTO STATE: CA ZIP: 94303 BUSINESS PHONE: 4158432800 FORMER COMPANY: FORMER CONFORMED NAME: CONNECTIVE THERAPEUTICS INC DATE OF NAME CHANGE: 19951214 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KLEINER PERKINS CAUFIELD & BYERS VI LP CENTRAL INDEX KEY: 0000936312 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 943517816 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 2750 SAND HILL ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 4152332750 MAIL ADDRESS: STREET 1: 2750 SAND HILL ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 SC 13G 1 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* CONNETICS CORPORATION - ------------------------------------------------------------------------------ (Name of Issuer) COMMON STOCK - ------------------------------------------------------------------------------ (Title of Class of Securities) 002078541 - ------------------------------------------------------------------------------ (CUSIP Number) *THE REMAINDER OF THIS COVER PAGE SHALL BE FILLED OUT FOR A REPORTING PERSON'S INITIAL FILING ON THIS FORM WITH RESPECT TO THE SUBJECT CLASS OF SECURITIES, AND FOR ANY SUBSEQUENT AMENDMENT CONTAINING INFORMATION WHICH WOULD ALTER DISCLOSURES PROVIDED IN A PRIOR COVER PAGE. THE INFORMATION REQUIRED ON THE REMAINDER OF THIS COVER PAGE SHALL NOT BE DEEMED TO BE "FILED" FOR THE PURPOSE OF SECTION 18 OF THE SECURITIES EXCHANGE ACT OF 1934 ("ACT") OR OTHERWISE SUBJECT TO THE LIABILITIES OF THAT SECTION OF THE ACT BUT SHALL BE SUBJECT TO ALL OTHER PROVISIONS OF THE ACT (HOWEVER, SEE THE NOTES). (CONTINUED ON FOLLOWING PAGES) Page 1 of 17 Pages Exhibit Index Contained on Page 14 CUSIP NO. 002078541 13G Page 2 of 17 Pages 1 NAME OF REPORTING PERSON SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Kleiner Perkins Caufield & Byers VI, L.P., a California Limited Partnership ("KPCB VI") 94-3157816 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION California Limited Partnership NUMBER OF 5 SOLE VOTING POWER SHARES - 0 - BENEFICIALLY OWNED BY 6 SHARED VOTING POWER EACH - 0 - REPORTING PERSON 7 SOLE DISPOSITIVE POWER WITH - 0 - 8 SHARED DISPOSITIVE POWER - 0 - 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON - 0 - 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* / / 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 - 0 - 12 TYPE OF REPORTING PERSON* PN * SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP NO. 002078541 13G Page 3 of 17 Pages 1 NAME OF REPORTING PERSON SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON KPCB VI Associates, L.P., a California Limited Partnership ("KPCB VI Associates") 94-3158010 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION California Limited Partnership NUMBER OF 5 SOLE VOTING POWER SHARES - 0 - BENEFICIALLY OWNED BY 6 SHARED VOTING POWER EACH - 0 - REPORTING PERSON 7 SOLE DISPOSITIVE POWER WITH - 0 - 8 SHARED DISPOSITIVE POWER - 0 - 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON - 0 - 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 - 0 - 12 TYPE OF REPORTING PERSON* PN * SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP NO. 002078541 13G Page 4 of 17 Pages 1 NAME OF REPORTING PERSON SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Brook H. Byers 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States 5 SOLE VOTING POWER NUMBER OF 11,972 SHARES BENEFICIALLY 6 SHARED VOTING POWER OWNED BY EACH 2,482 shares are indirectly owned through the REPORTING Byers Trust. Mr. Byers disclaims beneficial PERSON ownership of these shares. WITH 7 SOLE DISPOSITIVE POWER 11,972 8 SHARED DISPOSITIVE POWER 2,482 shares are indirectly owned through the Byers Trust. Mr. Byers disclaims beneficial ownership of these shares. 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 14,454 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* / / 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 .1% 12 TYPE OF REPORTING PERSON* IN * SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP NO. 002078541 13G Page 5 of 17 Pages 1 NAME OF REPORTING PERSON SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Vinod Khosla 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States 5 SOLE VOTING POWER NUMBER OF - 0 - SHARES BENEFICIALLY 6 SHARED VOTING POWER OWNED BY EACH - 0 - REPORTING PERSON 7 SOLE DISPOSITIVE POWER WITH - 0 - 8 SHARED DISPOSITIVE POWER - 0 - 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON - 0 - 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* / / 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 - 0 - 12 TYPE OF REPORTING PERSON* IN * SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP NO. 002078541 13G Page 6 of 17 Pages 1 NAME OF REPORTING PERSON SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON E. Floyd Kvamme 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States 5 SOLE VOTING POWER NUMBER OF 7,223 SHARES BENEFICIALLY 6 SHARED VOTING POWER OWNED BY EACH -0- REPORTING PERSON 7 SOLE DISPOSITIVE POWER WITH 7,223 8 SHARED DISPOSITIVE POWER -0- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 7,223 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* / / 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 .01% 12 TYPE OF REPORTING PERSON* IN * SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP NO. 002078541 13G Page 7 of 17 Pages 1 NAME OF REPORTING PERSON SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON L. John Doerr 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States 5 SOLE VOTING POWER NUMBER OF 16,243 SHARES BENEFICIALLY 6 SHARED VOTING POWER OWNED BY EACH 2,482 shares are indirectly held through the REPORTING Doerr Trust dated 3/16/92. Mr. Doerr disclaims PERSON beneficial ownership of these shares. WITH 7 SOLE DISPOSITIVE POWER 16,243 8 SHARED DISPOSITIVE POWER 2,482 shares are indirectly held through the Doerr Trust dated 3/16/92. Mr. Doerr disclaims beneficial ownership of these shares. 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 18,725 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* / / 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 .2% 12 TYPE OF REPORTING PERSON* IN * SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP NO. 002078541 13G Page 8 of 17 Pages 1 NAME OF REPORTING PERSON SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Joseph S. Lacob 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States 5 SOLE VOTING POWER NUMBER OF 9,368 SHARES BENEFICIALLY 6 SHARED VOTING POWER OWNED BY EACH -0- REPORTING PERSON 7 SOLE DISPOSITIVE POWER WITH 9,368 8 SHARED DISPOSITIVE POWER -0- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9,368 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* / / 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 .1% 12 TYPE OF REPORTING PERSON* IN * SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP NO. 002078541 13G Page 9 of 17 Pages 1 NAME OF REPORTING PERSON SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Bernard Lacroute 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States 5 SOLE VOTING POWER NUMBER OF 9,366 SHARES BENEFICIALLY 6 SHARED VOTING POWER OWNED BY EACH -0- REPORTING PERSON 7 SOLE DISPOSITIVE POWER WITH 9,366 8 SHARED DISPOSITIVE POWER -0- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9,366 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* / / 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 .1% 12 TYPE OF REPORTING PERSON* IN * SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP NO. 002078541 13G Page 10 of 17 Pages 1 NAME OF REPORTING PERSON SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON James P. Lally 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States 5 SOLE VOTING POWER NUMBER OF 13,383 SHARES BENEFICIALLY 6 SHARED VOTING POWER OWNED BY EACH -0- REPORTING PERSON 7 SOLE DISPOSITIVE POWER WITH 13,383 8 SHARED DISPOSITIVE POWER -0- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 13,383 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* / / 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 .1% 12 TYPE OF REPORTING PERSON* IN * SEE INSTRUCTIONS BEFORE FILLING OUT! Page 11 of 17 ITEM 1 (A). NAME OF ISSUER. Connetics Corporation ITEM 1 (B). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES. 3400 West Bayshore Road Palo Alto, CA 94303 ITEM 2(A)-(C) NAME, ADDRESS AND CITIZENSHIP OF PERSONS FILING. This statement is being filed by KPCB VI Associates, L.P., a California Limited Partnership ("KPCB VI Associates"), whose principal business address is 2750 Sand Hill Road, Menlo Park, California 94025. The names, business addresses and citizenships of all the general partners of KPCB VI Associates, are set forth on Exhibit B hereto. KPCB VI Associates is general partner to Kleiner Perkins Caufield & Byers VI, L.P., a California limited partnership ("KPCB VI"). ITEM 2(D) AND (E). TITLE OF CLASS OF SECURITIES AND CUSIP NUMBER. Common Stock CUSIP # 002078541 ITEM 3. NOT APPLICABLE. ITEM 4. OWNERSHIP. Please see Item 5. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. This Statement is being filed to report the fact that as of the date hereof each reporting person has ceased to be the beneficial owner of more than five percent of the Common Stock of Connetics Corporation. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not applicable - See Item 5. Page 12 of 17 ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not applicable. ITEM 10. CERTIFICATION. Not applicable. Page 13 of 17 SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 10, 1998 KPCB VI ASSOCIATES, L.P., A CALIFORNIA LIMITED PARTNERSHIP By: /s/ Brook H. Byers -------------------------------- A General Partner BROOK H. BYERS VINOD KHOSLA E. FLOYD KVAMME L. JOHN DOERR JOSEPH S. LACOB BERNARD LACROUTE JAMES P. LALLY By: /s/ Michael S. Curry -------------------------------- Michael S. Curry Attorney-in-Fact KLEINER PERKINS CAUFIELD & BYERS VI, L.P., A CALIFORNIA LIMITED PARTNERSHIP By KPCB VI Associates, L.P., a California limited partnership, its General Partner By: /s/ Brook H. Byers -------------------------------- A General Partner Page 14 of 17 EXHIBIT INDEX Found on Sequentially Exhibit Numbered Page - ------- -------------- Exhibit A: Agreement of Joint Filing 15 Exhibit B: List of General Partners of KPCB VI Associates 16 Page 16 of 17 EXHIBIT A AGREEMENT OF JOINT FILING The undersigned hereby agree that they are filing jointly pursuant to Rule 13d-1 of the Exchange Act the statement dated February 10, 1998, containing the information required by Schedule 13G, for the shares of Common Stock of Connetics Corporation previously held by Kleiner Perkins Caufield & Byers VI, L.P., a California limited partnership and, with respect to the general partners, such other holdings as may be reported therein. Date: February 10, 1998 KPCB VI ASSOCIATES, L.P., A CALIFORNIA LIMITED PARTNERSHIP By: /s/ Brook H. Byers -------------------------------- A General Partner BROOK H. BYERS VINOD KHOSLA E. FLOYD KVAMME L. JOHN DOERR JOSEPH S. LACOB BERNARD LACROUTE JAMES P. LALLY By: /s/ Michael S. Curry -------------------------------- Michael S. Curry Attorney-in-Fact KLEINER PERKINS CAUFIELD & BYERS VI, L.P., A CALIFORNIA LIMITED PARTNERSHIP By KPCB VI Associates, L.P., a California limited partnership, its General Partner By: /s/ Brook H. Byers -------------------------------- A General Partner Page 16 of 17 EXHIBIT B GENERAL PARTNERS OF KPCB VI ASSOCIATES, A CALIFORNIA LIMITED PARTNERSHIP Set forth below, with respect to each general partner of KPCB VI Associates, is the following: (a) name; (b) business address and (c) citizenship. 1. (a) Brook H. Byers (b) c/o Kleiner Perkins Caufield & Byers 2750 Sand Hill Road Menlo Park, CA 94025 (c) United States Citizen 2. (a) Vinod Khosla (b) c/o Kleiner Perkins Caufield & Byers 2750 Sand Hill Road Menlo Park, CA 94025 (c) United States Citizen 3. (a) E. Floyd Kvamme (b) c/o Kleiner Perkins Caufield & Byers 2750 Sand Hill Road Menlo Park, CA 94025 (c) United States Citizen 4. (a) L. John Doerr (b) c/o Kleiner Perkins Caufield & Byers 2750 Sand Hill Road Menlo Park, CA 94025 (c) United States Citizen 5. (a) Joseph Lacob (b) c/o Kleiner Perkins Caufield & Byers 2750 Sand Hill Road Menlo Park, CA 94025 (c) United States Citizen 6. (a) Bernard Lacroute (b) c/o Kleiner Perkins Caufield & Byers 2750 Sand Hill Road Menlo Park, CA 94025 (c) United States Citizen 7. (a) James P. Lally (b) c/o Kleiner Perkins Caufield & Byers 2750 Sand Hill Road Menlo Park, CA 94025 (c) United States Citizen -----END PRIVACY-ENHANCED MESSAGE-----