0001209191-16-151515.txt : 20161121
0001209191-16-151515.hdr.sgml : 20161121
20161121205220
ACCESSION NUMBER: 0001209191-16-151515
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161117
FILED AS OF DATE: 20161121
DATE AS OF CHANGE: 20161121
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HALCON RESOURCES CORP
CENTRAL INDEX KEY: 0001282648
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 200700684
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1000 LOUISIANA STREET, SUITE 6700
CITY: HOUSTON
STATE: TX
ZIP: 77002
BUSINESS PHONE: 832-538-0300
MAIL ADDRESS:
STREET 1: 1000 LOUISIANA STREET, SUITE 6700
CITY: HOUSTON
STATE: TX
ZIP: 77002
FORMER COMPANY:
FORMER CONFORMED NAME: RAM ENERGY RESOURCES INC
DATE OF NAME CHANGE: 20060518
FORMER COMPANY:
FORMER CONFORMED NAME: TREMISIS ENERGY ACQUISITION CORP
DATE OF NAME CHANGE: 20040304
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WILSON FLOYD C
CENTRAL INDEX KEY: 0000936305
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35467
FILM NUMBER: 162011606
MAIL ADDRESS:
STREET 1: 1000 LOUISIANA
STREET 2: SUITE 5600
CITY: HOUSTON
STATE: TX
ZIP: 77002
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-11-17
0
0001282648
HALCON RESOURCES CORP
HK
0000936305
WILSON FLOYD C
1000 LOUISIANA STREET, SUITE 6700
HOUSTON
TX
77002
0
1
0
0
Chairman, CEO & President
Common Stock
2016-11-17
4
J
0
155618
0.00
A
1121919
D
Common Stock
2016-11-17
4
J
0
5895
0.00
A
6583
I
By Trusts
Common Stock
2403
I
By Family Trusts
Common Stock
324
I
By Trust
Common Stock
4292
I
By Spouse
Warrants (Right to Buy)
14.04
2016-11-18
4
J
0
40952
0.00
A
2016-09-09
2020-09-09
Common Stock
40952
42117
D
Warrants (Right to Buy)
14.04
2016-11-18
4
J
0
1557
0.00
A
2016-09-09
2020-09-09
Common Stock
1557
1557
I
By Trusts
Warrants (Right to Buy)
14.04
2016-09-09
2020-09-09
Common Stock
1165
1165
I
By Spouse
Employee Stock Option (Right to Buy)
9.24
2026-09-12
Common Stock
1862500
1862500
D
Pro rata distribution from Mwewe Partners LLC.
These shares are held in trusts for the benefit of the reporting person's children. The reporting person's spouse is trustee of the trusts. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
The shares are held in seventeen trusts for the benefit of family members for which the reporting person serves as the trustee. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
The shares are held in a trust for the benefit of the reporting person's grandchild for which the reporting person serves as the trustee. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
The option vests in three equal annual installments beginning September 12, 2017.
Floyd C. Wilson
2016-11-21