0001209191-16-151515.txt : 20161121 0001209191-16-151515.hdr.sgml : 20161121 20161121205220 ACCESSION NUMBER: 0001209191-16-151515 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161117 FILED AS OF DATE: 20161121 DATE AS OF CHANGE: 20161121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HALCON RESOURCES CORP CENTRAL INDEX KEY: 0001282648 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 200700684 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1000 LOUISIANA STREET, SUITE 6700 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 832-538-0300 MAIL ADDRESS: STREET 1: 1000 LOUISIANA STREET, SUITE 6700 CITY: HOUSTON STATE: TX ZIP: 77002 FORMER COMPANY: FORMER CONFORMED NAME: RAM ENERGY RESOURCES INC DATE OF NAME CHANGE: 20060518 FORMER COMPANY: FORMER CONFORMED NAME: TREMISIS ENERGY ACQUISITION CORP DATE OF NAME CHANGE: 20040304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WILSON FLOYD C CENTRAL INDEX KEY: 0000936305 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35467 FILM NUMBER: 162011606 MAIL ADDRESS: STREET 1: 1000 LOUISIANA STREET 2: SUITE 5600 CITY: HOUSTON STATE: TX ZIP: 77002 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-11-17 0 0001282648 HALCON RESOURCES CORP HK 0000936305 WILSON FLOYD C 1000 LOUISIANA STREET, SUITE 6700 HOUSTON TX 77002 0 1 0 0 Chairman, CEO & President Common Stock 2016-11-17 4 J 0 155618 0.00 A 1121919 D Common Stock 2016-11-17 4 J 0 5895 0.00 A 6583 I By Trusts Common Stock 2403 I By Family Trusts Common Stock 324 I By Trust Common Stock 4292 I By Spouse Warrants (Right to Buy) 14.04 2016-11-18 4 J 0 40952 0.00 A 2016-09-09 2020-09-09 Common Stock 40952 42117 D Warrants (Right to Buy) 14.04 2016-11-18 4 J 0 1557 0.00 A 2016-09-09 2020-09-09 Common Stock 1557 1557 I By Trusts Warrants (Right to Buy) 14.04 2016-09-09 2020-09-09 Common Stock 1165 1165 I By Spouse Employee Stock Option (Right to Buy) 9.24 2026-09-12 Common Stock 1862500 1862500 D Pro rata distribution from Mwewe Partners LLC. These shares are held in trusts for the benefit of the reporting person's children. The reporting person's spouse is trustee of the trusts. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. The shares are held in seventeen trusts for the benefit of family members for which the reporting person serves as the trustee. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. The shares are held in a trust for the benefit of the reporting person's grandchild for which the reporting person serves as the trustee. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. The option vests in three equal annual installments beginning September 12, 2017. Floyd C. Wilson 2016-11-21