-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TgWzJ31gzU0ySSRUawUadsTwP+5a0RnMlgIXg7FUQ5xnL4lFiRYUo4CnLh+p6shl mVrf0kr4vjlyuv4xV5BLYg== 0000716836-10-000005.txt : 20100827 0000716836-10-000005.hdr.sgml : 20100827 20100827163700 ACCESSION NUMBER: 0000716836-10-000005 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20100827 DATE AS OF CHANGE: 20100827 EFFECTIVENESS DATE: 20100827 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ROCHESTER FUND MUNICIPALS CENTRAL INDEX KEY: 0000093621 IRS NUMBER: 160473255 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-03614 FILM NUMBER: 101044416 BUSINESS ADDRESS: STREET 1: 350 LINDEN OAKS CITY: ROCHESTER STATE: NY ZIP: 14625-2807 BUSINESS PHONE: 7163838700 MAIL ADDRESS: STREET 1: 350 LINDEN OAKS CITY: ROCHESTER STATE: NY ZIP: 14625-2807 FORMER COMPANY: FORMER CONFORMED NAME: ROCHESTER FUND MUNICIPALS INC DATE OF NAME CHANGE: 19920521 FORMER COMPANY: FORMER CONFORMED NAME: MARTEK INVESTORS INC/NY DATE OF NAME CHANGE: 19860302 FORMER COMPANY: FORMER CONFORMED NAME: STAR SUPERMARKETS INC DATE OF NAME CHANGE: 19830104 0000093621 S000008503 ROCHESTER FUND MUNICIPALS C000023347 A C000023348 B C000023349 C C000023350 Y NSAR-A 1 answer.fil ROCHESTER FUND MUNICIPALS PAGE 1 000 A000000 06/30/2010 000 C000000 0000093621 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 ROCHESTER FUND MUNICIPALS 001 B000000 811-3614 001 C000000 3037681194 002 A000000 6803 South Tucson Way 002 B000000 Centennial 002 C000000 CO 002 D010000 80112 002 D020000 3924 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 N 007 B000000 0 007 C010100 1 008 A000001 OPPENHEIMERFUNDS, INC 008 B000001 A 008 C000001 801-8253 008 D010001 NEW YORK 008 D020001 NY 008 D030001 10281 008 D040001 1008 011 A000001 OPPENHEIMERFUNDS DISTRIBUTOR, INC 011 B000001 8-22992 011 C010001 NEW YORK 011 C020001 NY 011 C030001 10281 011 C040001 1008 012 A000001 OPPENHEIMERFUNDS, INC 012 B000001 84-01562 012 C010001 CENTENNIAL 012 C020001 CO 012 C030001 80112 013 A000001 KPMG LLP 013 B010001 DENVER 013 B020001 CO 013 B030001 80202 015 A000001 CITIBANK N.A. 015 B000001 C 015 C010001 NEW YORK 015 C020001 NY 015 C030001 10005 PAGE 2 015 E010001 X 018 000000 Y 019 A000000 Y 019 B000000 94 019 C000000 OPPENHEIMR 021 000000 0 022 A000001 CITIGROUP GLOBAL MARKETS INC. 022 B000001 11-2418191 022 C000001 262313 022 D000001 303252 022 A000002 JP MORGAN SECURITIES INC. 022 B000002 13-3224016 022 C000002 201938 022 D000002 135637 022 A000003 ROOSEVELT & CROSS, INCORPORATED 022 B000003 13-2728032 022 C000003 58018 022 D000003 4991 022 A000004 MORGAN STANLEY & CO. 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WIXTED TITLE TREASURER EX-99.77C VOTES 2 ex77c-365.txt ROCHESTER FUND MUNICIPALS Rochester Fund Municipals N-SAR Exhibit 77C On June 25, 2009, a special meeting of the shareholders of Rochester Fund Municipals was held for the purpose of voting on: (a) the election of the following individuals to serve as Trustees: For Withheld Brian F. Wruble 479,433,474 27,269,570 David K. Downes 479,303,451 27,399,592 Matthew P. Fink 479,786,308 26,916,736 Phillip A. Griffiths 479,288,536 27,414,508 Mary F. Miller 479,978,353 26,724,691 Joel W. Motley 479,984,211 26,718,832 Russell S. Reynolds, Jr. 479,200,662 27,502,382 Mary Ann Tynan 479,308,509 27,394,535 Joseph M. Wikler 480,126,240 26,576,804 Peter I. Wold 480,036,072 26,666,972 John V. Murph 479,724,878 26,978,166 and (b) the approval of a common Amended and Restated Agreement and Declaration of Trust. EX-99.77E LEGAL 3 ex77e-365.txt ROCHESTER FUND MUNICIPALS N-SAR EXHIBIT 77E Pending Litigation. Since 2009, a number of lawsuits have been filed in federal courts against OppenheimerFunds, Inc., the Fund's investment advisor (the "Manager"), OppenheimerFunds Distributor, Inc., the Fund's principal underwriter and distributor (the "Distributor"), and certain funds in the Oppenheimer family of funds (the "Defendant Funds") advised by the Manager and distributed by the Distributor - including the Fund. The lawsuits naming the Fund as a defendant also name as defendants certain officers, trustees and former trustees of the Fund. The plaintiffs seek class action status on behalf of purchasers of shares of the Fund during a particular time period. The lawsuits raise claims under federal securities laws alleging that, among other things, the disclosure documents of the Fund contained misrepresentations and omissions, that the Fund's investment policies were not followed, and that the Fund and the other defendants violated federal securities laws and regulations. The plaintiffs seek unspecified damages, equitable relief and an award of attorneys' fees and litigation expenses. Litigation against certain other Oppenheimer funds is similar in nature. Additionally, in 2009, what are claimed to be derivative lawsuits were filed in state court against the Manager, the Distributor and another subsidiary of the Manager, on behalf of the New Mexico Education Plan Trust. These lawsuits allege breach of contract, breach of fiduciary duty, negligence and violation of state securities laws, and seek compensatory damages, equitable relief and an award of attorneys' fees and litigation expenses. The Distributor and another subsidiary of the Manager have been named as defendants in a putative class action filed in federal court in 2010. The plaintiff, a participant in the State of Texas' college savings plan, asserts on behalf of all persons who invested in qualified 529 plans managed by these subsidiaries of the Manager and which held investments in a certain mutual fund managed by the Manager and distributed by the Distributor. Plaintiff alleges causes of action for "improper investments," breach of fiduciary duty," and "punitive damages" arising from that fund's investments in 2008 and 2009. Other lawsuits have been filed since 2008 in various state and federal courts, against the Manager and certain of its affiliates. Those lawsuits were filed by investors who made investments through an affiliate of the Manager, and relate to the alleged investment fraud perpetrated by Bernard Madoff and his firm ("Madoff"). Those suits allege a variety of claims including breach of fiduciary duty, fraud, negligent misrepresentation, unjust enrichment, and violation of federal and state securities laws and regulations, among others. They seek unspecified damages, equitable relief, and an award of attorneys' fees and litigation expenses. None of the suits have named the Distributor, any of the Oppenheimer mutual funds or any of their independent Trustees or Directors as defendants. None of the Oppenheimer funds invested in any funds or accounts managed by Madoff. The Manager believes that the lawsuits described above are without legal merit and is defending against them vigorously. The Fund's Board of Trustees has also engaged counsel to represent the Fund and the present and former Independent Trustees named in those suits. While it is premature to render any opinion as to the outcome in these lawsuits, or whether any costs that the Fund may bear in defending the suits might not be reimbursed by insurance, the Manager believes that these suits should not have any material effect on the operations of the Fund, that the outcome of all of the suits together should not impair the ability of the Manager or the Distributor to perform their respective duties to the Fund, and that the outcome of all of the suits together should not have any material effect on the operations of any of the Oppenheimer funds. -----END PRIVACY-ENHANCED MESSAGE-----