0001209191-19-004293.txt : 20190117 0001209191-19-004293.hdr.sgml : 20190117 20190117172305 ACCESSION NUMBER: 0001209191-19-004293 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190115 FILED AS OF DATE: 20190117 DATE AS OF CHANGE: 20190117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STERN THEODORE CENTRAL INDEX KEY: 0000935991 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33540 FILM NUMBER: 19531584 MAIL ADDRESS: STREET 1: EXECUTIVE ASSOCIATES STREET 2: ONE PPG PLACE, SUITE 2970 CITY: PITTSBURGH STATE: PA ZIP: 15222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EnSync, Inc. CENTRAL INDEX KEY: 0001140310 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 391987014 STATE OF INCORPORATION: WI FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: N88 W13901 MAIN STREET, SUITE 200 CITY: MENOMONEE FALLS STATE: WI ZIP: 53051 BUSINESS PHONE: 262-253-9800 MAIL ADDRESS: STREET 1: N88 W13901 MAIN STREET, SUITE 200 CITY: MENOMONEE FALLS STATE: WI ZIP: 53051 FORMER COMPANY: FORMER CONFORMED NAME: ZBB ENERGY CORP DATE OF NAME CHANGE: 20010509 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-01-15 0 0001140310 EnSync, Inc. ESNC 0000935991 STERN THEODORE N88 W13901 MAIN STREET, SUITE 200 MENOMONEE FALLS WI 53051 1 0 0 0 Common Stock 858249 D Common Stock 192308 I By Theodore Stern Revocable Trust Restricted Stock Units 0.00 2019-01-15 4 A 0 37500 0.00 A Common Stock 37500 37500 D Each restricted stock unit represents a contingent right to receive one share of common stock. Represents a restricted stock unit award granted pursuant to the Company's director compensation policy. The restricted stock units vested on grant. /s/ Theodore Stern by Mark Busch, attorney-in-fact 2019-01-17