0001209191-17-055098.txt : 20171003
0001209191-17-055098.hdr.sgml : 20171003
20171003162429
ACCESSION NUMBER: 0001209191-17-055098
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170930
FILED AS OF DATE: 20171003
DATE AS OF CHANGE: 20171003
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STERN THEODORE
CENTRAL INDEX KEY: 0000935991
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33540
FILM NUMBER: 171118187
MAIL ADDRESS:
STREET 1: EXECUTIVE ASSOCIATES
STREET 2: ONE PPG PLACE, SUITE 2970
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EnSync, Inc.
CENTRAL INDEX KEY: 0001140310
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 391987014
STATE OF INCORPORATION: WI
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: N93 W14475 WHITTAKER WAY
CITY: MENOMONEE FALLS
STATE: WI
ZIP: 53051
BUSINESS PHONE: 262-253-9800
MAIL ADDRESS:
STREET 1: N93 W14475 WHITTAKER WAY
CITY: MENOMONEE FALLS
STATE: WI
ZIP: 53051
FORMER COMPANY:
FORMER CONFORMED NAME: ZBB ENERGY CORP
DATE OF NAME CHANGE: 20010509
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-09-30
0
0001140310
EnSync, Inc.
ESNC
0000935991
STERN THEODORE
N93 W14475 WHITTAKER WAY
MENOMONEE FALLS
WI
53051
1
0
0
0
Common Stock
2017-09-30
4
M
0
18181
0.00
A
597617
D
Common Stock
617187
I
By Bomoseen Associates LP
Restricted Stock Units
0.00
2017-09-30
4
M
0
18181
0.00
D
Common Stock
18181
0
D
Represents shares acquired upon vesting of a restricted stock unit award.
Each restricted stock unit represents a contingent right to receive one share of common stock. Restricted stock units that become earned and vested are payable on the earlier of (i) vesting and (ii) the date of a change in control.
The restricted stock units vest as follows: 25% on the date of grant and the remaining units vest in three equal installments on each of March 31, 2017, June 30, 2017 and September 30, 2017.
/s/ Theodore Stern by Mark R. Busch, attorney-in-fact
2017-10-03