0001209191-16-130508.txt : 20160701
0001209191-16-130508.hdr.sgml : 20160701
20160701163221
ACCESSION NUMBER: 0001209191-16-130508
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160630
FILED AS OF DATE: 20160701
DATE AS OF CHANGE: 20160701
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EnSync, Inc.
CENTRAL INDEX KEY: 0001140310
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 391987014
STATE OF INCORPORATION: WI
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: N93 W14475 WHITTAKER WAY
CITY: MENOMONEE FALLS
STATE: WI
ZIP: 53051
BUSINESS PHONE: 262-253-9800
MAIL ADDRESS:
STREET 1: N93 W14475 WHITTAKER WAY
CITY: MENOMONEE FALLS
STATE: WI
ZIP: 53051
FORMER COMPANY:
FORMER CONFORMED NAME: ZBB ENERGY CORP
DATE OF NAME CHANGE: 20010509
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STERN THEODORE
CENTRAL INDEX KEY: 0000935991
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33540
FILM NUMBER: 161747334
MAIL ADDRESS:
STREET 1: EXECUTIVE ASSOCIATES
STREET 2: ONE PPG PLACE, SUITE 2970
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-06-30
0
0001140310
EnSync, Inc.
ESNC
0000935991
STERN THEODORE
N93 W14475 WHITTAKER WAY
MENOMONEE FALLS
WI
53051
1
0
0
0
Common Stock
2016-06-30
4
M
0
36000
0.00
A
274605
D
Common Stock
617187
I
Held by Bomoseen Associates LP
Restricted Stock Units
2016-06-30
4
M
0
36000
0.00
D
Common Stock
36000
36000
D
Represents shares acquired upon vesting of a restricted stock unit award.
Each restricted stock unit represents a contingent right to receive one share of common stock.
The restricted stock units vest as follows: 25% on the date of grant and the remaining units vest in three equal installments on each of March 31, 2016, June 30, 2016 and September 30, 2016, respectively.
/s/ Theodore Stern by Mark R. Busch, attorney-in-fact
2016-07-01