0001127602-16-046168.txt : 20160311 0001127602-16-046168.hdr.sgml : 20160311 20160311180648 ACCESSION NUMBER: 0001127602-16-046168 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160309 FILED AS OF DATE: 20160311 DATE AS OF CHANGE: 20160311 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DOLLAR TREE INC CENTRAL INDEX KEY: 0000935703 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-VARIETY STORES [5331] IRS NUMBER: 541387365 STATE OF INCORPORATION: VA FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 500 VOLVO PARKWAY STREET 2: N/A CITY: CHESAPEAKE STATE: VA ZIP: 23320 BUSINESS PHONE: (757) 321-5000 MAIL ADDRESS: STREET 1: 500 VOLVO PARKWAY CITY: CHESAPEAKE STATE: VA ZIP: 23320 FORMER COMPANY: FORMER CONFORMED NAME: DOLLAR TREE STORES INC DATE OF NAME CHANGE: 19950117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JEWETT JOSHUA R CENTRAL INDEX KEY: 0001222823 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25464 FILM NUMBER: 161502081 MAIL ADDRESS: STREET 1: P O BOX 1017 CITY: CHARLOTTE STATE: NC ZIP: 28201-1017 3 1 form3.xml PRIMARY DOCUMENT X0206 3 2016-03-09 0 0000935703 DOLLAR TREE INC DLTR 0001222823 JEWETT JOSHUA R 500 VOLVO PARKWAY CHESAPEAKE VA 23320 1 Chief Information Officer Common Stock 3404 D Restricted Stock Unit 0 2017-10-14 2017-10-14 Common Stock 1684 D Restricted Stock Unit 0 2016-08-28 2016-08-28 Common Stock 2607 D Stock Option (right to buy) 51.49 2016-10-04 Common Stock 0 D Stock Option (right to buy) 67.95 2017-10-09 Common Stock 3750 D Stock Option (right to buy) 68.92 2018-10-15 Common Stock 6965 D Stock Option (right to buy) 76.97 2024-10-14 Common Stock 4935 D Pursuant to the Merger Agreement, on July 6, 2015, the outstanding restricted stock unit award granted on October 14, 2014 under Family Dollar equity award policy, was coverted into a restricted stock unit award in respect of a number of shares of Dollar Tree common stock determined by multiplying the number of shares of Family Dollar stock by the Award Exchange Ratio of 1.0000. Restricted Stock Unit granted on October 14, 2014 and will fully vest on the third anniversary of grant date. Convert without cost to shares of common stock on a one-for-one basis. Restricted Stock Unit awarded on August 28, 2015. Vests in three approximately equal annual installments, beginning the first anniversary of the award date, subject to continued employment. Pursuant to the Merger Agreement dated July 6, 2015, each option to purchase shares of Family Dollar common stock that was outstanding immediately prior to the Effective Time was converted into an option to purchase a number of shares of Dollar Tree common stock determined by multiplying the number of shares of Family Dollar common stock subject to such option by the Award Exchange Ratio of 1.000, at an exercise price per share determined by dividing the orginal per share exercise price of the option by the Award Exchange Ratio of 1.000. Award granted on October 4, 2011. Each option becomes exercisable with respect to 40% of the underlying shares on the second anniversary of grant and with respect to an additional 30% on each of the third and fourth anniversaries of grant. Award granted on October 9, 2012. Award was granted on October 15, 2013. Award granted on October 14, 2014. /s/ Joshua Jewett 2016-03-11