0001127602-15-032733.txt : 20151130 0001127602-15-032733.hdr.sgml : 20151130 20151130165659 ACCESSION NUMBER: 0001127602-15-032733 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151130 FILED AS OF DATE: 20151130 DATE AS OF CHANGE: 20151130 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DOLLAR TREE INC CENTRAL INDEX KEY: 0000935703 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-VARIETY STORES [5331] IRS NUMBER: 541387365 STATE OF INCORPORATION: VA FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 500 VOLVO PARKWAY STREET 2: N/A CITY: CHESAPEAKE STATE: VA ZIP: 23320 BUSINESS PHONE: (757) 321-5000 MAIL ADDRESS: STREET 1: 500 VOLVO PARKWAY CITY: CHESAPEAKE STATE: VA ZIP: 23320 FORMER COMPANY: FORMER CONFORMED NAME: DOLLAR TREE STORES INC DATE OF NAME CHANGE: 19950117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sullivan Barry W CENTRAL INDEX KEY: 0001328206 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25464 FILM NUMBER: 151260470 MAIL ADDRESS: STREET 1: POST OFFICE BOX 1017 CITY: CHARLOTTE STATE: NC ZIP: 28201-1017 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2015-11-30 0000935703 DOLLAR TREE INC DLTR 0001328206 Sullivan Barry W P.O. BOX 1017 CHARLOTTE NC 28201 1 Executive Vice President Common Stock 2015-11-30 4 M 0 4522 51.49 A 13987 D Common Stock 2015-11-30 4 S 0 4296 75.2201 D 9691 D Stock Option (right to buy) 51.49 2015-11-30 4 M 0 4522 0 D 2016-10-04 Common Stock 4522 0 D Represents the weighted average price for shares sold at the range between $75.22 and $75.225. The filer will provide full information rgarding the number of shares sold at each price upon request. Pursuant to the Merger Agreement dated July 6, 2015, each option to purchase shares of Family Dollar common stock that was outstanding immediately prior to the Effective Time was converted into an option to purchase a number of shares of Dollar Tree common stock determined by multiplying the number of shares of Family Dollar common stock subject to such option by the Award Exchange Ratio of 1.000, at an exercise price per share determined by dividing the orginal per share exercise price of the option by the Award Exchange Ratio of 1.000. Each option becomes exercisable with respect to 40% of the underlying shares on the second anniversary of grant and with respect to an additional 30% on each of the third and fourth anniversaries of grant. Granted on October 4, 2011. /s/ Shawnta Totten-Medley, attorney-in-fact for Mr. Sullivan 2015-11-30