0001104659-23-032827.txt : 20230315 0001104659-23-032827.hdr.sgml : 20230315 20230315163226 ACCESSION NUMBER: 0001104659-23-032827 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230313 FILED AS OF DATE: 20230315 DATE AS OF CHANGE: 20230315 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KANDERS WARREN B CENTRAL INDEX KEY: 0000935577 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40698 FILM NUMBER: 23735711 MAIL ADDRESS: STREET 1: ONE LANDMARK SQUARE STREET 2: 22ND FLOOR CITY: STAMFORD, STATE: CT ZIP: 06901 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Cadre Holdings, Inc. CENTRAL INDEX KEY: 0001860543 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 383873146 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 13386 INTERNATIONAL PKWY CITY: JACKSONVILLE STATE: FL ZIP: 32218 BUSINESS PHONE: (904) 741-5400 MAIL ADDRESS: STREET 1: 13386 INTERNATIONAL PKWY CITY: JACKSONVILLE STATE: FL ZIP: 32218 4 1 tm238945-10_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2023-03-13 0 0001860543 Cadre Holdings, Inc. CDRE 0000935577 KANDERS WARREN B C/O CADRE HOLDINGS, INC. 13386 INTERNATIONAL PKWY JACKSONVILLE FL 32218 1 1 1 0 CEO AND CHAIRMAN Restricted Stock Units 2023-03-13 4 A 0 34363 0 A Common Stock 34363 34363 D Stock Option (right to purchase) 20.53 2023-03-13 4 A 0 125657 0 A 2033-03-13 Common Stock 125657 125657 D Comprised of a restricted stock units award granted under the Issuer's 2021 Stock Incentive Plan (the "Plan") consisting of 34,363 shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"). 11,453 shares of the Issuer's Common Stock will vest and become non-forfeitable on March 13, 2024 and 11,455 shares of the Issuer's Common Stock will vest and become non-forfeitable on each of March 13, 2025 and March 13, 2026. The option to purchase shares of the Issuer's Common Stock was granted under the Plan. Options to purchase 41,885 shares of the Issuer's Common Stock will vest and become exercisable on March 13, 2024 and options to purchase 41,886 shares of the Issuer's Common Stock will vest and become exercisable on each of March 13, 2025 and March 13, 2026. /s/ Warren B. Kanders 2023-03-15