SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Raff Robert H Jr

(Last) (First) (Middle)
1000 STANLEY DRIVE

(Street)
NEW BRITAIN CT 06053

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
07/22/2022
3. Issuer Name and Ticker or Trading Symbol
STANLEY BLACK & DECKER, INC. [ SWK ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Int. Co-Pres., Tools & Outdoor
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 7,747(1) D
Common Stock 882.9113(2) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) 12/07/2018(3) 12/07/2027 Common Stock 7,500 $168.78 D
Stock Option (Right to Buy) 12/04/2019(4) 12/04/2028 Common Stock 10,000 $130.875 D
Stock Option (Right to Buy) 12/03/2020(5) 12/03/2029 Common Stock 10,000 $150.695 D
Stock Option (Right to Buy) 12/03/2021(6) 12/03/2030 Common Stock 7,500 $179.845 D
Stock Option (Right to Buy) 12/10/2022(7) 12/10/2031 Common Stock 5,755 $193.97 D
Interest in Employer Stock Fund (Supplemental Plan)(8) (9) (9) Common Stock 384.589 (9) D
Explanation of Responses:
1. The reporting person first became subject to Section 16 as an officer of the company on 4/19/2018, but ceased to be subject to Section 16 on 4/22/2022. The reporting person became a Section 16 officer again on 7/22/2022 and therefore is filing this Form 3.
2. Aggregate number of shares held in ESPP as of the last day of the calendar month that ended at least 10 days prior to the date of this report.
3. The option becomes exercisable in four equal annual installments beginning on 12/7/2018.
4. The option becomes exercisable in four equal annual installments beginning on 12/4/2019.
5. The option becomes exercisable in four equal annual installments beginning on 12/3/2020.
6. The option becomes exercisable in four equal annual installments beginning on 12/3/2021.
7. The option becomes exercisable in four equal annual installments beginning on 12/10/2022.
8. Represents shares notionally held for the reporting person under the Company's Supplemental Plan.
9. Exempt
/s/ Janet M. Link, Attorney-in-Fact 07/29/2022
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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