SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Subasic Stephen

(Last) (First) (Middle)
1000 STANLEY DRIVE

(Street)
NEW BRITAIN CT 06053

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
02/18/2021
3. Issuer Name and Ticker or Trading Symbol
STANLEY BLACK & DECKER, INC. [ SWK ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP, Chief HR Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 4,647 D
Common Stock 3,135 I Through Brokerage Account
Common Stock 184.9699 I Through Computershare under ESPP
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) 12/02/2018(1) 12/07/2027 Common Stock 10,000 $168.78 D
Stock Option (Right to Buy) 12/04/2019(2) 12/04/2028 Common Stock 10,000 $130.875 D
Stock Option (Right to Buy) 12/03/2020(3) 12/03/2029 Common Stock 10,000 $150.695 D
Stock Option (Right to Buy) 12/03/2021(4) 12/03/2030 Common Stock 7,500 $179.845 D
Interest In Employer Stock Fund (401(k) Plan)(5) (6) (6) Common Stock 2,519.7625 (6) D
Explanation of Responses:
1. This option became exercisable in four equal installments on 12/7/2018.
2. This option became exercisable in four equal installments on 12/4/2019.
3. This option became exercisable in four equal installments on 12/3/2020.
4. This option will become exercisable in four equal installments beginning on 12/3/2021.
5. Represents shares notionally held for the reporting person under the Company's Supplemental Plan.
6. Exempt
/s/ Yun Jung Choi, Attorney-in-Fact 02/25/2021
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.