0001127602-20-030774.txt : 20201207 0001127602-20-030774.hdr.sgml : 20201207 20201207210011 ACCESSION NUMBER: 0001127602-20-030774 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201203 FILED AS OF DATE: 20201207 DATE AS OF CHANGE: 20201207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VOELKER JOSEPH R CENTRAL INDEX KEY: 0001573213 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05224 FILM NUMBER: 201374191 MAIL ADDRESS: STREET 1: 1000 STANLEY DRIVE CITY: NEW BRITAIN STATE: CT ZIP: 06053 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STANLEY BLACK & DECKER, INC. CENTRAL INDEX KEY: 0000093556 STANDARD INDUSTRIAL CLASSIFICATION: CUTLERY, HANDTOOLS & GENERAL HARDWARE [3420] IRS NUMBER: 060548860 STATE OF INCORPORATION: CT FISCAL YEAR END: 0102 BUSINESS ADDRESS: STREET 1: 1000 STANLEY DR STREET 2: P O BOX 7000 CITY: NEW BRITAIN STATE: CT ZIP: 06053 BUSINESS PHONE: 8602255111 MAIL ADDRESS: STREET 1: 1000 STANLEY DR CITY: NEW BRITAIN STATE: CT ZIP: 06053 FORMER COMPANY: FORMER CONFORMED NAME: STANLEY WORKS DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2020-12-03 0000093556 STANLEY BLACK & DECKER, INC. SWK 0001573213 VOELKER JOSEPH R 1000 STANLEY DRIVE NEW BRITAIN CT 06053 1 SVP, Chief HR Officer Common Stock 2020-12-03 4 F 0 88 91.31 D 14870 D Common Stock 2020-12-03 4 F 0 249 179.845 D 14621 D Common Stock 2020-12-03 4 A 0 1650 179.845 A 16271 D Common Stock 2020-12-04 4 F 0 370 180.1125 D 15901 D Common Stock 3.9287 I Shares held indirectly in the name of the Corporation's 401(k) Plan Common Stock 0.4931 I Through Computershare Under ESPP Stock Option (Right to Buy) 179.845 2020-12-03 4 A 0 11250 0 A 2021-12-03 2030-12-03 Common Stock 11250 11250 D Represents shares withheld to cover FICA taxes on RSU's awarded on 12/3/2019. Shares withheld to cover taxes on vesting of restricted stock units. Shares to be delivered on vesting of restricted stock units that vest in four equal annual installments beginning on December 3, 2021. Represents shares held for the reporting person under the Company's 401(k) Savings Plan as of the last day of the previous calendar month including shares acquired or disposed of on various dates since balance was last reported. Aggregate number of shares held in ESPP as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported. Because interest in Plan is denominated in cash, fluctuation in share price since the balance was last reported may have resulted in either an increase or decrease in associated number of shares. The option will become exercisable in four equal annual installments beginning on December 3, 2021. /s/ Yun Jung Choi, Attorney-in-Fact 2020-12-07