0001127602-18-015506.txt : 20180430
0001127602-18-015506.hdr.sgml : 20180430
20180430150144
ACCESSION NUMBER: 0001127602-18-015506
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180419
FILED AS OF DATE: 20180430
DATE AS OF CHANGE: 20180430
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Raff Robert H Jr
CENTRAL INDEX KEY: 0001738908
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05224
FILM NUMBER: 18788949
MAIL ADDRESS:
STREET 1: 1000 STANLEY DRIVE
CITY: NEW BRITAIN
STATE: CT
ZIP: 06053
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STANLEY BLACK & DECKER, INC.
CENTRAL INDEX KEY: 0000093556
STANDARD INDUSTRIAL CLASSIFICATION: CUTLERY, HANDTOOLS & GENERAL HARDWARE [3420]
IRS NUMBER: 060548860
STATE OF INCORPORATION: CT
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1000 STANLEY DR
STREET 2: P O BOX 7000
CITY: NEW BRITAIN
STATE: CT
ZIP: 06053
BUSINESS PHONE: 8602255111
MAIL ADDRESS:
STREET 1: 1000 STANLEY DR
CITY: NEW BRITAIN
STATE: CT
ZIP: 06053
FORMER COMPANY:
FORMER CONFORMED NAME: STANLEY WORKS
DATE OF NAME CHANGE: 19920703
3
1
form3.xml
PRIMARY DOCUMENT
X0206
3
2018-04-19
0
0000093556
STANLEY BLACK & DECKER, INC.
SWK
0001738908
Raff Robert H Jr
1000 STANLEY DRIVE
NEW BRITAIN
CT
06053
1
President, Stanley Security
Common Stock
16633
D
Common Stock
775.2698
I
Through Computershare under ESPP
Stock Option (Right to Buy)
79.70
2023-12-05
Common Stock
1875
D
Stock Option (Right to Buy)
95.18
2024-12-05
Common Stock
3750
D
Stock Option (Right to Buy)
109.245
2025-12-04
Common Stock
5625
D
Stock Option (Right to Buy)
118.66
2026-12-02
Common Stock
7500
D
Stock Option (Right to Buy)
168.78
2027-12-07
Common Stock
7500
D
Interest in Employer Stock Fund (Supplemental Plan)
Common Stock
326.8753
D
13,612 of the shares directly held are restricted stock units, of which 536 shares vest on 12/05/2018, 5,000 shares vest on 10/15/2019, 5,000 shares vest on 10/15/2020, 469 shares vest on 12/04/2018, 469 shares vest on 12/04/2019, 408 shares vest on 12/02/2018, 407 shares vest on 12/02/2019, 408 shares on 12/02/2020, 228 shares vest on 12/07/2018, 229 shares vest on 12/07/19, 229 shares vest on 12/07/2020 and 229 shares vest on 12/07/2021.
Aggregate number of shares held in ESPP as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported. Because interest in Plan is denominated in cash, fluctuation in share price since the balance was last reported may have resulted in either an increase or decrease in associated number of shares.
Currently exercisable.
1,875 shares currently exercisable, 1,875 shares will become exercisable on 12/05/2018.
1,875 shares currently exercisable, 1,875 shares will become exercisable on 12/04/2018, 1,875 shares will become exercisable on 12/04/2019.
1,875 shares currently exercisable, 1875 shares will become exercisable on 12/02/2018, 1875 shares will become exercisable on 12/02/2019, 1,875 shares will become exercisable on 12/02/2020.
The option will become exercisable in four equal annual installments beginning on December 7, 2018.
Represents shares notionally held for the reporting person under the Company's Supplemental Plan.
Exempt
/s/ Robert H. Raff, Jr.
2018-04-27