0001127602-18-015506.txt : 20180430 0001127602-18-015506.hdr.sgml : 20180430 20180430150144 ACCESSION NUMBER: 0001127602-18-015506 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180419 FILED AS OF DATE: 20180430 DATE AS OF CHANGE: 20180430 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Raff Robert H Jr CENTRAL INDEX KEY: 0001738908 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05224 FILM NUMBER: 18788949 MAIL ADDRESS: STREET 1: 1000 STANLEY DRIVE CITY: NEW BRITAIN STATE: CT ZIP: 06053 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STANLEY BLACK & DECKER, INC. CENTRAL INDEX KEY: 0000093556 STANDARD INDUSTRIAL CLASSIFICATION: CUTLERY, HANDTOOLS & GENERAL HARDWARE [3420] IRS NUMBER: 060548860 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1000 STANLEY DR STREET 2: P O BOX 7000 CITY: NEW BRITAIN STATE: CT ZIP: 06053 BUSINESS PHONE: 8602255111 MAIL ADDRESS: STREET 1: 1000 STANLEY DR CITY: NEW BRITAIN STATE: CT ZIP: 06053 FORMER COMPANY: FORMER CONFORMED NAME: STANLEY WORKS DATE OF NAME CHANGE: 19920703 3 1 form3.xml PRIMARY DOCUMENT X0206 3 2018-04-19 0 0000093556 STANLEY BLACK & DECKER, INC. SWK 0001738908 Raff Robert H Jr 1000 STANLEY DRIVE NEW BRITAIN CT 06053 1 President, Stanley Security Common Stock 16633 D Common Stock 775.2698 I Through Computershare under ESPP Stock Option (Right to Buy) 79.70 2023-12-05 Common Stock 1875 D Stock Option (Right to Buy) 95.18 2024-12-05 Common Stock 3750 D Stock Option (Right to Buy) 109.245 2025-12-04 Common Stock 5625 D Stock Option (Right to Buy) 118.66 2026-12-02 Common Stock 7500 D Stock Option (Right to Buy) 168.78 2027-12-07 Common Stock 7500 D Interest in Employer Stock Fund (Supplemental Plan) Common Stock 326.8753 D 13,612 of the shares directly held are restricted stock units, of which 536 shares vest on 12/05/2018, 5,000 shares vest on 10/15/2019, 5,000 shares vest on 10/15/2020, 469 shares vest on 12/04/2018, 469 shares vest on 12/04/2019, 408 shares vest on 12/02/2018, 407 shares vest on 12/02/2019, 408 shares on 12/02/2020, 228 shares vest on 12/07/2018, 229 shares vest on 12/07/19, 229 shares vest on 12/07/2020 and 229 shares vest on 12/07/2021. Aggregate number of shares held in ESPP as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported. Because interest in Plan is denominated in cash, fluctuation in share price since the balance was last reported may have resulted in either an increase or decrease in associated number of shares. Currently exercisable. 1,875 shares currently exercisable, 1,875 shares will become exercisable on 12/05/2018. 1,875 shares currently exercisable, 1,875 shares will become exercisable on 12/04/2018, 1,875 shares will become exercisable on 12/04/2019. 1,875 shares currently exercisable, 1875 shares will become exercisable on 12/02/2018, 1875 shares will become exercisable on 12/02/2019, 1,875 shares will become exercisable on 12/02/2020. The option will become exercisable in four equal annual installments beginning on December 7, 2018. Represents shares notionally held for the reporting person under the Company's Supplemental Plan. Exempt /s/ Robert H. Raff, Jr. 2018-04-27