0001127602-17-015335.txt : 20170424 0001127602-17-015335.hdr.sgml : 20170424 20170424141800 ACCESSION NUMBER: 0001127602-17-015335 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170421 FILED AS OF DATE: 20170424 DATE AS OF CHANGE: 20170424 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STANLEY BLACK & DECKER, INC. CENTRAL INDEX KEY: 0000093556 STANDARD INDUSTRIAL CLASSIFICATION: CUTLERY, HANDTOOLS & GENERAL HARDWARE [3420] IRS NUMBER: 060548860 STATE OF INCORPORATION: CT FISCAL YEAR END: 1230 BUSINESS ADDRESS: STREET 1: 1000 STANLEY DR STREET 2: P O BOX 7000 CITY: NEW BRITAIN STATE: CT ZIP: 06053 BUSINESS PHONE: 8602255111 MAIL ADDRESS: STREET 1: 1000 STANLEY DR CITY: NEW BRITAIN STATE: CT ZIP: 06053 FORMER COMPANY: FORMER CONFORMED NAME: STANLEY WORKS DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ansell Jeffrey D CENTRAL INDEX KEY: 0001353876 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05224 FILM NUMBER: 17777967 MAIL ADDRESS: STREET 1: 1000 STANLEY DRIVE CITY: NEW BRITAIN STATE: CT ZIP: 06053 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2017-04-21 0000093556 STANLEY BLACK & DECKER, INC. SWK 0001353876 Ansell Jeffrey D 1000 STANLEY DRIVE NEW BRITAIN CT 06053 1 EVP & Group Executive-GT&S Common Stock 2017-04-21 4 M 0 15000 70.61 A 61504 D Common Stock 2017-04-21 4 S 0 4974 135.17 D 56530 D Common Stock 2017-04-21 4 S 0 6500 135.95 D 50030 D Common Stock 773.3055 I Through Computershare Under ESPP Stock Option (Right to Buy) 70.61 2017-04-21 4 M 0 15000 0 D 2022-12-06 Common Stock 15000 0 D Interest In Employer Stock Fund (401(k) Plan) Common Stock 1328.2767 1328.2767 D Interest in Employer Stock Fund (Supplemental Plan) Common Stock 1269.5641 1269.5641 D Pursuant to 10b5-1 Plan Shares sold to cover exercise price and taxes associated with option exercise pursuant to 10b5-1 Plan. Aggregate number of shares held in ESPP as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported. Because interest in Plan is denominated in cash, fluctuation in share price since the balance was last reported may have resulted in either an increase or decrease in associated number of shares. Currently 100% vested Represents shares held for the reporting person under the Company's 401(k) Savings Plan as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported. Exempt Represents shares held for the reporting person under the Company's Supplemental Plan as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported. /s/ Kathryn P. Sherer, Attorney-in-Fact 2017-04-24