0001127602-13-013623.txt : 20130409 0001127602-13-013623.hdr.sgml : 20130409 20130409140722 ACCESSION NUMBER: 0001127602-13-013623 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130401 FILED AS OF DATE: 20130409 DATE AS OF CHANGE: 20130409 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VOELKER JOSEPH R CENTRAL INDEX KEY: 0001573213 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05224 FILM NUMBER: 13750700 MAIL ADDRESS: STREET 1: 1000 STANLEY DRIVE CITY: NEW BRITAIN STATE: CT ZIP: 06053 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STANLEY BLACK & DECKER, INC. CENTRAL INDEX KEY: 0000093556 STANDARD INDUSTRIAL CLASSIFICATION: CUTLERY, HANDTOOLS & GENERAL HARDWARE [3420] IRS NUMBER: 060548860 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1000 STANLEY DR STREET 2: P O BOX 7000 CITY: NEW BRITAIN STATE: CT ZIP: 06053 BUSINESS PHONE: 8602255111 MAIL ADDRESS: STREET 1: 1000 STANLEY DR CITY: NEW BRITAIN STATE: CT ZIP: 06053 FORMER COMPANY: FORMER CONFORMED NAME: STANLEY WORKS DATE OF NAME CHANGE: 19920703 3 1 form3.xml PRIMARY DOCUMENT X0206 3 2013-04-01 0 0000093556 STANLEY BLACK & DECKER, INC. SWK 0001573213 VOELKER JOSEPH R 1000 STANLEY DRIVE NEW BRITAIN CT 06053 1 SVP, Human Resources Common Stock 18643 D Common Stock 3596.4629 I Through Computershare Under ESPP Stock Option (Right to Buy) 49.0225 2013-12-09 2019-12-09 Common Stock 1875 D Stock Option (Right to Buy) 63.715 2020-12-09 Common Stock 3750 D Stock Option (Right to Buy) 64.785 2021-12-08 Common Stock 5625 D Stock Option (Right to Buy) 70.61 2022-12-06 Common Stock 7500 D Interest In Employer Stock Fund (401(k) Plan) Common Stock 1097.4786 D Interest in Employer Stock Fund (Supplemental Plan) Common Stock 56.3491 D 16,250 of the shares directly held are restricted stock units, of which 625 vest on 12/9/2013, 5,000 vest on 3/12/2014, 5,000 vest on 3/12/2015, 625 vest on 12/9/2013, 625 vest on 12/9/2014, 625 vest on 12/8/2013, 625 vest on 12/8/2014, 625 vest on 12/8/2015, 625 vest on 12/6/2013, 625 vest on 12/6/2014, 625 vest on 12/6/2015 and 625 vest on 12/6/2016. Aggregate number of shares held in ESPP as of April 1, 2013. 1,875 shares become exercisable on 12/9/2013, 1,875 shares become exercisable on 12/9/2014. 1,875 shares become exercisable on 12/8/2013, 1,875 shares become exercisable on 12/8/2014, 1,875 shares become exercisable on 12/8/2015. 1,875 shares become exercisable on 12/6/2013, 1,875 shares become exercisable on 12/6/2014, 1,875 shares become exercisable on 12/6/2015 and 1,875 shares become exercisable on 12/6/2016. Represents shares held for the reporting person under the Company's 401(k) Plan as of April 1, 2013. Exempt Represents shares held for the reporting person under the Company's Supplemental Plan as of April 1, 2013. /s/ Joseph R. Voelker 2013-04-09 EX-24 2 doc1.txt POWER OF ATTORNEY (PUBLIC): JOEPOA POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Bruce H. Beatt and Kathryn P. Sherer, signing singly, the undersigned's true and lawful attorney-in-fact to: (1) prepare, execute in the undersigned's name and on the undersigned's behalf, and submit to the U.S. Securities and Exchange Commission (the "SEC") a Form ID, including amendments thereto, and any other documents necessary or appropriate to obtain codes and passwords enabling the undersigned to make electronic filings with the SEC of reports required by Section 16(a) of the Securities Exchange Act of 1934 or any rule or regulation of the SEC; (2) execute for and on behalf of the undersigned, in the undersigned's capacity as an officer and/or director of Stanley Black & Decker, Inc. (the "Company"), Forms 3,4, and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder, and any other forms or reports the undersigned may be required to file in connection with the undersigned's ownership, acquisition, or disposition of securities of the Company; (3) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3,4, or 5, or other form or report, and timely file such form or report with the United States Securities and Exchange Commission and any stock exchange or similar authority; and (4) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact's discretion. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of undersigned, are not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934. This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3,4, and 5 with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 27th day of March, 2013. /s/ Joseph R. Voelker Signature Joseph R. Voelker Print Name