-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IbRV2F8sc4h7dnDQH88y2X2WFU49UJcZvMp8xlx/u49oVPjV1h6qmJIRCXu9IgQE YEqrNDUY7Um9UOqU9orfGg== 0001127602-09-024816.txt : 20091211 0001127602-09-024816.hdr.sgml : 20091211 20091211135004 ACCESSION NUMBER: 0001127602-09-024816 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091209 FILED AS OF DATE: 20091211 DATE AS OF CHANGE: 20091211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chen Jeff Hung-Tse CENTRAL INDEX KEY: 0001326360 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05224 FILM NUMBER: 091235760 MAIL ADDRESS: STREET 1: 1000 STANLEY DRIVE CITY: NEW BRITAIN STATE: CT ZIP: 06053 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STANLEY WORKS CENTRAL INDEX KEY: 0000093556 STANDARD INDUSTRIAL CLASSIFICATION: CUTLERY, HANDTOOLS & GENERAL HARDWARE [3420] IRS NUMBER: 060548860 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1000 STANLEY DR STREET 2: P O BOX 7000 CITY: NEW BRITAIN STATE: CT ZIP: 06053 BUSINESS PHONE: 8602255111 MAIL ADDRESS: STREET 1: 1000 STANLEY DR CITY: NEW BRITAIN STATE: CT ZIP: 06053 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2009-12-09 0000093556 STANLEY WORKS SWK 0001326360 Chen Jeff Hung-Tse 1000 STANLEY DRIVE NEW BRITIAN CT 06053 1 V.P.,Pres.Stanley Asia Common Stock 2009-12-09 4 A 0 3333 0 A 28438 D Common Stock 2009-12-09 4 D 0 248 49.0225 D 28190 D Common Stock 2009-12-10 4 D 0 166 49.5825 D 28024 D Common Stock 3026.2436 I Through Computershare Under ESPP Interest in Employer Stock Fund (Supplemental Plan) 2009-12-09 4 D 0 60.0143 D Common Stock 60.0143 3186.2487 D Interest In Employer Stock Fund (401(k) Plan) 2009-12-09 4 D 0 596.6079 D Common Stock 596.6079 10191.9319 D Stock Option (Right to Buy) 49.0225 2009-12-09 4 A 0 10000 49.0225 A 2019-12-08 Common Stock 10000 10000 D Shares to be delivered on vesting of restricted stock units that vest in four equal annual installments beginning on the first anniversary of the date of grant. Exempt Represents shares held for the reporting person under the Company's Supplemental Plan as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported. Represents shares held for the reporting person under the Company's 401(k) Savings Plan as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported. The option will become exercisable in four equal annual installments beginning on the first anniversary of the date of grant. Shares withheld to cover taxes on vesting of restricted stock units Aggregate number of shares held in ESPP as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported. Because interest in Plan is denominated in cash, fluctuation in share price since the balance was last reported may have resulted in either an increase or decrease in associated number of shares. /s/ Bruce H. Beatt, Attorney-in-Fact 2009-12-11 -----END PRIVACY-ENHANCED MESSAGE-----