-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RgDMGw0ZKe2ExrUUWCwpiEm/i/tbfaHKwpXUahGLD67znozpL4KEWiRsLSv/GVqH 1iYCg5Q0TQxNktC/Fv7Vlg== 0001127602-09-016034.txt : 20090724 0001127602-09-016034.hdr.sgml : 20090724 20090724150022 ACCESSION NUMBER: 0001127602-09-016034 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090717 FILED AS OF DATE: 20090724 DATE AS OF CHANGE: 20090724 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bartone Michael A. CENTRAL INDEX KEY: 0001468682 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05224 FILM NUMBER: 09962090 MAIL ADDRESS: STREET 1: 1000 STANLEY DRIVE CITY: NEW BRITAIN STATE: CT ZIP: 06053 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STANLEY WORKS CENTRAL INDEX KEY: 0000093556 STANDARD INDUSTRIAL CLASSIFICATION: CUTLERY, HANDTOOLS & GENERAL HARDWARE [3420] IRS NUMBER: 060548860 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1000 STANLEY DR STREET 2: P O BOX 7000 CITY: NEW BRITAIN STATE: CT ZIP: 06053 BUSINESS PHONE: 8602255111 MAIL ADDRESS: STREET 1: 1000 STANLEY DR CITY: NEW BRITAIN STATE: CT ZIP: 06053 3 1 form3.xml PRIMARY DOCUMENT X0203 3 2009-07-17 0 0000093556 STANLEY WORKS SWK 0001468682 Bartone Michael A. 1000 STANLEY DRIVE NEW BRITAIN CT 06053 1 V.P. Corporate Tax Common Stock 12756 D Stock Option (Right to Buy) 30.96 2012-10-16 Common Stock 5000 D Stock Option (Right to Buy) 31.31 2013-10-15 Common Stock 2500 D Stock Option (Right to Buy) 41.425 2014-10-15 Common Stock 10000 D Stock Option (Right to Buy) 47.195 2015-12-13 Common Stock 5000 D Stock Option (Right to Buy) 51.135 2016-12-11 Common Stock 5000 D Stock Option (Right to Buy) 51.125 2017-12-10 Common Stock 7500 D Stock Option (Right to Buy) 33.345 2018-12-09 Common Stock 9500 D Interest In Employer Stock Fund (401(k) Plan) Common Stock 1556 D Interest in Employer Stock Fund (Supplemental Plan) Common Stock 221 D 10,145 of the shares are RSUs, of which 700 vest on 12/9/2009; 469 vest on 12/10/2009; 313 vest on 12/11/2009; 313 vest on 12/13/2009; 700 vest on 12/9/2010; 469 vest on 12/10/2010; 312 vest on 12/11/2010; 2,500 vest on 4/23/2011; 700 vest on 12/9/2011; 469 vest on 12/10/2011; 2,500 vest on 4/23/2012; and 700 vest on 12/9/2012. Currently 100% vested 3,750 of the shares are currently exerciseable; 1,250 will become exerciseable on 12/13/2009. 2,500 of the shares are currently exerciseable; 1,250 will become exerciseable on 12/11/2009 and 1,250 will become exerciseable on 12/11/2010. 1,875 of the shares are currently exerciseable; 1,875 will become exerciseable on 12/10/2009; 1,875 will become exerciseable on 12/10/2010; and 1,875 will become exerciseable on 12/10/2011. The option will become exercisable in four equal annual installments beginning on the first anniversary of the date of grant. Exempt Represents shares held for the reporting person under the Company's 401(k) Savings Plan as of the last day of July 17, 2009. Represents shares held for the reporting person under the Company's Supplemental Plan as of July 17, 2009. Michael A. Bartone 2009-07-24 -----END PRIVACY-ENHANCED MESSAGE-----