-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Jln/Aq59oQ3wp4JaQ/agtnoOprmJB+t63OB3aOibhAf6Aw+d6PN/9KeDYrm4Stsp KpclI4NOn2u7SrXMPzOG8Q== 0001127602-09-015935.txt : 20090723 0001127602-09-015935.hdr.sgml : 20090723 20090723112502 ACCESSION NUMBER: 0001127602-09-015935 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20090717 FILED AS OF DATE: 20090723 DATE AS OF CHANGE: 20090723 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Douglas Craig A CENTRAL INDEX KEY: 0001468684 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05224 FILM NUMBER: 09958565 MAIL ADDRESS: STREET 1: 1000 STANLEY DRIVE CITY: NEW BRITAIN STATE: CT ZIP: 06053 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STANLEY WORKS CENTRAL INDEX KEY: 0000093556 STANDARD INDUSTRIAL CLASSIFICATION: CUTLERY, HANDTOOLS & GENERAL HARDWARE [3420] IRS NUMBER: 060548860 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1000 STANLEY DR STREET 2: P O BOX 7000 CITY: NEW BRITAIN STATE: CT ZIP: 06053 BUSINESS PHONE: 8602255111 MAIL ADDRESS: STREET 1: 1000 STANLEY DR CITY: NEW BRITAIN STATE: CT ZIP: 06053 3 1 form3.xml PRIMARY DOCUMENT X0203 3 2009-07-17 0 0000093556 STANLEY WORKS SWK 0001468684 Douglas Craig A 1000 STANLEY DRIVE NEW BRITAIN CT 06053 1 V.P. Treasurer Common Stock 11532 D Common Stock 1835.6188 I Through Computershare Under ESPP Stock Option (Right to Buy) 28.1875 2010-04-19 Common Stock 6000 D Stock Option (Right to Buy) 39.00 2011-10-18 Common Stock 5000 D Stock Option (Right to Buy) 30.96 2012-10-16 Common Stock 10000 D Stock Option (Right to Buy) 31.31 2013-10-15 Common Stock 10000 D Stock Option (Right to Buy) 41.425 2014-10-15 Common Stock 10000 D Stock Option (Right to Buy) 47.195 2015-12-13 Common Stock 5000 D Stock Option (Right to Buy) 51.135 2016-12-11 Common Stock 5000 D Stock Option (Right to Buy) 51.125 2017-12-10 Common Stock 7500 D Stock Option (Right to Buy) 33.345 2018-12-09 Common Stock 9500 D Interest In Employer Stock Fund (401(k) Plan) Common Stock 3119 D Interest in Employer Stock Fund (Supplemental Plan) Common Stock 287 D 10,145 of the shares directly held are restricted stock units, of which 700 vest on 12/9/2009; 469 vest on 12/10/2009; 312 vest on 12/11/2009; 313 vest on 12/13/2009; 700 vest on 12/10/2010; 313 vest on 12/11/2010; 2,500 vest on 4/23/2011; 700 vest on 12/9/2011; 469 vest on 12/10/2011; 2,500 vest on 4/23/2012; and 700 vest on 12/9/2012. Currently 100% vested 3,750 shares are currently exerciseable, 1,250 shares will become exerciseable on 12/13/2009 2,500 shares are currently exerciseable; 1,250 will become exerciseable on 12/11/2009 and 1,250 will become exerciseable on 12/11/2010. 1,875 shares are currently exerciseable; 1,875 will become exerciseable on 12/10/2009; 1,875 will become exerciseable on 12/10/2010; and 1,875 will become exerciseable on 12/10/2011. The option will become exercisable in four equal annual installments beginning on the first anniversary of the date of grant. Exempt Represents shares held for the reporting person under the Company's 401(k) Savings Plan as of July 17, 2009. Represents shares held for the reporting person under the Company's Supplemental Plan as of July 17, 2009. Craig A. Douglas 2009-07-23 EX-24 2 doc1.txt DOUGLASPOA POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Bruce H. Beatt and Kathryn P. Sherer, signing singly, the undersigned?s true and lawful attorney-in-fact to: (1) prepare, execute in the undersigned?s name and on the undersigned?s behalf, and submit to the U.S. Securities and Exchange Commission (the ?SEC?) a Form ID, including amendments thereto, and any other documents necessary or appropriate to obtain codes and passwords enabling the undersigned to make electronic filings with the SEC of reports required by Section 16(a) of the Securities Exchange Act of 1934 or any rule or regulation of the SEC; (2) execute for and on behalf of the undersigned, in the undersigned?s capacity as an officer and/or director of The Stanley Works (the ?Company?), Forms 3, 4, and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder, and any other forms or reports the undersigned may be required to file in connection with the undersigned?s ownership, acquisition, or disposition of securities of the Company; (3) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3, 4, or 5, or other form or report, and timely file such form or report with the United States Securities and Exchange Commission and any stock exchange or similar authority; and (4) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to,in the best interest of, or legally required by, the undersigned,it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in fact may approve in such attorney-in-fact?s discretion. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite,necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact?s substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of undersigned, are not assuming, nor is the Company assuming, any of the undersigned?s responsibilities to comply with Section 16 of the Securities Exchange Act of 1934. This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4, and 5 with respect to the undersigned?s holdings of and transactions in securities issued by the Company,unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 17th day of July, 2009. /s/Craig A. Douglas -----END PRIVACY-ENHANCED MESSAGE-----