EX-1.01 2 ex1_01.htm EXHIBIT 1.01 Unassociated Document
Exhibit 1.01
 
National Instruments Corporation
 
Conflict Minerals Report
 
For the Reporting Period from January 1, 2015 to December 31, 2015

 
This Conflict Minerals Report (the “Report”) of National Instruments Corporation (“NI”, “we”, “us” or “our”) has been prepared pursuant to Rule 13p-1 and Form SD (the “Rule”) promulgated under the Securities Exchange Act of 1934, as amended, for the reporting period January 1, 2015 to December 31, 2015.
 
The Rule requires disclosure of certain information when a company manufactures or contracts to manufacture products and the minerals specified in the Rule are necessary to the functionality or production of those products.  The specified minerals are referred to as “Conflict Minerals” are gold, columbite-tantalite (coltan), cassiterite and wolfamite, including their derivatives which are limited to tantalum, tin and tungsten.  The “Covered Countries” for purposes of the Rule and this Report are the Democratic Republic of Congo (the “DRC”), the Republic of Congo, the Central African Republic, South Sudan, Uganda, Rwanda, Burundi, Tanzania, Zambia and Angola.

DESCRIPTION OF DUE DILIGENCE

For calendar year 2015, NI has undertaken in good faith a reasonable country of origin inquiry reasonably designed to determine the country of origin of Conflict Minerals necessary to the functionality or production of NI Products.  The objective of the inquiry was to collect accurate, complete, and actionable Conflict Minerals data and information in support of the conflict minerals due diligence process from applicable direct suppliers of NI’s spend on components used to build NI’s hardware products.  NI applied certain minimum threshold levels of the respective supplier spend to exclude certain insignificant suppliers from the scope of the inquiry.

In connection with its inquiry, NI surveyed its direct suppliers by collecting suppliers' Conflict Minerals policy statements and/or Electronic Industry Citizenship Coalition (EICC)/Global e-sustainability Initiative (GeSI) Conflict Free Smelter (CFS) declarations. This data collection process included research of supplier websites, directly contacting suppliers via email, phone or facsimile as needed, and following up on any missing data or non-responsive suppliers.  NI then performed quality inspection on documents and information received from suppliers and validated the responses by reviewing the completeness of the survey, obtaining additional responses if necessary, resolving discrepancies (such as metal type, address, and contact info), if any, between smelters as provided by the supplier and EICC standard smelter list, and determining which smelters are validated as conflict-free as part of the Conflict-Free Smelter Program.

NI then collects, stores, and analyzes the data through its commercially licensed software applications.

Following NI’s reasonable country of origin inquiry, NI elected to design a diligence process intended to comply with the Organization for Economic Cooperation and Development’s (OECD) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High Risk Areas Five Step Framework in order to conduct further due diligence to determine the source and chain of custody of any Conflict Minerals in its supply chain.  The OECD Due Diligence Guide is an internationally recognized due diligence framework that satisfies the SEC’s criteria.

The OECD Due Diligence Framework includes:

Step 1: Establish strong company management systems
Step 2: Identify and assess risks in the supply chain
Step 3: Design and implement a strategy to respond to identified risks
Step 4: Carry out independent 3 rd party audit of smelter/refiner/s due diligence practices
Step 5: Report annually on supply chain due diligence

DETAILS OF DUE DILIGENCE :

Step 1 :  Establish Strong Company Management Systems.
 
 
A.
Adopt and Communicate a Company Policy on Conflict Minerals

 
1.
Adopt a Position Statement
 
   
NI adopted a company policy regarding Conflict Minerals.  The NI position statement is publicly available on its website at ni.com/conflictminerals.

 
2.
Communicate Position Statement to the Public

   
NI communicated its position regarding Conflict Minerals to the public by making its position statement available online at ni.com/conflictminerals as noted above.

   
These website addresses are included for reference only. Any information contained on NI’s website is not incorporated by reference into this report.

 
3.
Communicate Position Statement to Suppliers

   
NI communicated its position statement on Conflict Minerals to its suppliers in various ways. First, NI communicated its CM position statement to its suppliers in its Supplier Handbook, available online at ni.com/company/suppliers/supplierhandbook.htm, which is designed to inform potential and existing suppliers about the Company. Second, NI reached out to its suppliers directly to inform them of its Conflict Minerals position and its expectations. In addition, NI notifies its new suppliers about conflict minerals and communicates its Conflict Minerals position to them through its supplier assessment and all new direct suppliers to NI are assessed for their ability to provide reliable data regarding the country of origin for Conflict Minerals.   Finally, NI requests that its suppliers abide by the NI Supplier Code of Conduct that is intended to be based on the EICC Code of Conduct.

 
B.
Structure internal management to support supply chain due diligence.

   
NI structured its internal management to support its supply chain due diligence by:

 
-
Establishing a Conflict Minerals Working Group with representatives from Engineering, Manufacturing, Procurement, and Legal areas.  This Conflict Minerals Working Group meets regularly and is responsible for the day-to-day activities of building a Conflict Minerals compliance program and conducting the due diligence efforts; and

 
-
Establishing a Conflict Minerals Compliance Group, which includes the Conflict Minerals Working Group and additional representatives from Engineering, Manufacturing, Procurement, Finance and Legal management. The Conflict Minerals Compliance Group meets periodically to receive updates regarding NI’s due diligence from the Conflict Minerals Working Group.

 
C.
Establish a system of controls and transparency over the mineral supply chain.

   
NI implemented a system of controls and transparency over its supply chain in order to trace and identify Conflict Minerals in NI’s supply chain.

   
A description of NI’s due diligence process during calendar year 2015 is set forth above under the heading “Description of Due Diligence”.

 
D.
Strengthen company engagement with suppliers.

   
NI continued to strengthen its engagement regarding Conflict Minerals with its suppliers in anticipation of calendar year 2015 by:

 
-
Including a provision on responsible sourcing of minerals in NI’s standard terms and conditions of purchase when such terms are up for renewal, which are incorporated into NI’s agreements with its suppliers.
 
 
-
Offering information and guidance on conflict minerals to NI’s suppliers during quarterly business reviews as needed.
 
 
-
Offering assistance to NI’s suppliers in filling out the EICC/GeSI form when requested.

 
E.
Establish a company-level, or industry-wide, grievance mechanism as an early-warning risk-awareness system.

   
NI maintains an ethics hotline pursuant to which any employee company-wide may report any concerns involving conflict minerals, either electronically or by phone.




Step 2 : Identify and assess risk in the supply chain.

NI identified and assessed risk in its supply chain by:

-
Using commercially licensed software tools, NI  (1) analyzes the EICC declaration data to see if any Conflict Minerals exist, and (2) determines their smelter origin and performs a comprehensive smelter analysis. NI can then manage the smelter information from the smelter lists in EICC/GeSI’s Conflict Free Smelter Program, and use that information to determine compliance.
 
Step 3 : Design and implement a strategy to respond to identified risks.
 
Per NI’s position statement, in the event that Conflict Minerals from the Covered Countries which benefit armed groups are found in the NI supply chain, NI will take appropriate actions in a timely manner to resolve the situation.  If a supplier’s performance fails to meet minimum requirements, including not being able to source minerals responsibly, NI will issue a performance improvement plan (PIP). A PIP clearly identifies the area(s) of improvement required and provides a specific time period for improvement for the supplier. If a supplier receives a PIP, they are required to develop a comprehensive program for improvement and lasting sustainability of the corrective action. Once a supplier’s performance has improved, NI will provide written notification of PIP closure. If the supplier does not improve during the PIP period, the supplier may be subjected to a reduction in business, no new business, or disengagement from business with NI.

Step 4  : Carry out independent third-party audit of supply chain due diligence at identified points in the supply chain.

NI  continues to be a member of the EICC Conflict-Free Sourcing Initiative (CFSI), an internationally recognized audit organization, which supports international conflict minerals audits.

Step 5  : Report on supply chain due diligence.

NI is publicly reporting on its due diligence through its an annual filing of this Form SD as required by the law. These documents are available at: http://investor.ni.com/
 
Findings and Conclusions

Based on the information that was provided by the suppliers that NI surveyed and otherwise obtained through the due diligence process, NI believes that, to the extent reasonably determinable by NI, the facilities that were used to process the Conflict Minerals contained in the Covered Products included 300 identified facilities that are listed in the EICC-GeSI template as “known smelters or refineries” (collectively, “Known Smelters or Refineries”).  Of these 300 Known Smelters or Refineries, 213 received a “conflict free” designation from an independent third party audit program as of March 31, 2016.   Based on CFSI data, of the 300 smelters and refiners identified, 22 are known to be sourcing from the Covered Countries.  All 22 smelters are certified conflict-free by CFSI.  However, based on these due diligence efforts, NI does not have sufficient information to conclusively determine the countries of origin of the Conflict Minerals contained in the Covered Products or whether the Conflict Minerals in the Covered Products are from recycled or scrap sources.  NI continues to work with suppliers throughout its supply chain to re-validate, improve, and refine their reported information, taking into account supply chain fluctuations and other changes in status or scope and relationships over time.

NI believes that, to the extent reasonably determinable, the facilities that were used to process the Conflict Minerals contained in the Covered Products included the smelters and refiners listed in the table below.  This table includes only facilities that are Known Smelters or Refineries.
 
 
Metal
 
Smelter Name
 
Smelter Country
 
Gold
Aida Chemical Industries Co., Ltd.
JAPAN
Gold
Allgemeine Gold-und Silberscheideanstalt A.G.
GERMANY
Gold
AngloGold Ashanti Córrego do Sítio Mineração
BRAZIL
Gold
Argor-Heraeus S.A.
SWITZERLAND
Gold
Asahi Pretec Corp.
JAPAN
Gold
Asaka Riken Co., Ltd.
JAPAN
Gold
Atasay Kuyumculuk Sanayi Ve Ticaret A.S.
TURKEY
Gold
Aurubis AG
GERMANY
Gold
Bangko Sentral ng Pilipinas (Central Bank of the Philippines)
PHILIPPINES
Gold
Boliden AB
SWEDEN
Gold
C. Hafner GmbH + Co. KG
GERMANY
Gold
CCR Refinery - Glencore Canada Corporation
CANADA
Gold
Ögussa Österreichische Gold- und Silber-Scheideanstalt GmbH
AUSTRIA
Gold
The Refinery of Shandong Gold Mining Co., Ltd.
CHINA
Gold
Tokuriki Honten Co., Ltd.
JAPAN
Gold
Umicore S.A. Business Unit Precious Metals Refining
BELGIUM
Gold
Umicore Brasil Ltda.
BRAZIL
Gold
Valcambi S.A.
SWITZERLAND
Gold
United Precious Metal Refining, Inc.
UNITED STATES
Gold
Western Australian Mint trading as The Perth Mint
AUSTRALIA
Gold
Tanaka Kikinzoku Kogyo K.K.
JAPAN
Gold
Umicore Precious Metals Thailand
THAILAND
Gold
Heimerle + Meule GmbH
GERMANY
Gold
Heraeus Ltd. Hong Kong
CHINA
Gold
Heraeus Precious Metals GmbH & Co. KG
GERMANY
Gold
Yamamoto Precious Metal Co., Ltd.
JAPAN
Gold
Ishifuku Metal Industry Co., Ltd.
JAPAN
Gold
Istanbul Gold Refinery
TURKEY
Gold
Yokohama Metal Co., Ltd.
JAPAN
Gold
Zhongyuan Gold Smelter of Zhongjin Gold Corporation
CHINA
Gold
Zijin Mining Group Co., Ltd. Gold Refinery
CHINA
Gold
Nihon Material Co., Ltd.
JAPAN
Gold
Elemetal Refining, LLC
UNITED STATES
Gold
Ohura Precious Metal Industry Co., Ltd.
JAPAN
Gold
OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet)
RUSSIAN FEDERATION
Gold
PAMP S.A.
SWITZERLAND
Gold
Prioksky Plant of Non-Ferrous Metals
RUSSIAN FEDERATION
Gold
PT Aneka Tambang (Persero) Tbk
INDONESIA
Gold
LS-NIKKO Copper Inc.
KOREA, REPUBLIC OF
Gold
Materion
UNITED STATES
Gold
Matsuda Sangyo Co., Ltd.
JAPAN
Gold
Japan Mint
JAPAN
Gold
Metalor Technologies (Hong Kong) Ltd.
CHINA
Gold
Metalor Technologies (Singapore) Pte., Ltd.
SINGAPORE
Gold
Metalor Technologies S.A.
SWITZERLAND
Gold
Metalor USA Refining Corporation
UNITED STATES
Gold
Metalúrgica Met-Mex Peñoles S.A. De C.V.
MEXICO
Gold
Jiangxi Copper Co., Ltd.
CHINA
Gold
Mitsubishi Materials Corporation
JAPAN
Gold
Mitsui Mining and Smelting Co., Ltd.
JAPAN
Gold
Moscow Special Alloys Processing Plant
RUSSIAN FEDERATION
Gold
Nadir Metal Rafineri San. Ve Tic. A.?.
TURKEY
Gold
Asahi Refining USA Inc.
UNITED STATES
Gold
JSC Uralelectromed
RUSSIAN FEDERATION
Gold
Asahi Refining Canada Ltd.
CANADA
Gold
JSC Ekaterinburg Non-Ferrous Metal Processing Plant
RUSSIAN FEDERATION
Gold
JX Nippon Mining & Metals Co., Ltd.
JAPAN
Gold
Kazzinc
KAZAKHSTAN
Gold
Kennecott Utah Copper LLC
UNITED STATES
Gold
Kojima Chemicals Co., Ltd.
JAPAN
Gold
Chimet S.p.A.
ITALY
Gold
PX Précinox S.A.
SWITZERLAND
Gold
Rand Refinery (Pty) Ltd.
SOUTH AFRICA
Gold
Royal Canadian Mint
CANADA
Gold
Schone Edelmetaal B.V.
NETHERLANDS
Gold
SEMPSA Joyería Platería S.A.
SPAIN
Gold
Shandong Zhaojin Gold & Silver Refinery Co., Ltd.
CHINA
Gold
DODUCO GmbH
GERMANY
Gold
Dowa
JAPAN
Gold
Eco-System Recycling Co., Ltd.
JAPAN
Gold
OJSC Novosibirsk Refinery
RUSSIAN FEDERATION
Gold
Sichuan Tianze Precious Metals Co., Ltd.
CHINA
Gold
SOE Shyolkovsky Factory of Secondary Precious Metals
RUSSIAN FEDERATION
Gold
Solar Applied Materials Technology Corp.
TAIWAN
Gold
Sumitomo Metal Mining Co., Ltd.
JAPAN
Gold
MMTC-PAMP India Pvt., Ltd.
INDIA
Gold
Republic Metals Corporation
UNITED STATES
Gold
Singway Technology Co., Ltd.
TAIWAN
Gold
Emirates Gold DMCC
UNITED ARAB EMIRATES
Gold
T.C.A S.p.A
ITALY
Gold
Caridad
MEXICO
Gold
Morris and Watson
NEW ZEALAND
Gold
Guoda Safina High-Tech Environmental Refinery Co., Ltd.
CHINA
Gold
Hunan Chenzhou Mining Co., Ltd.
CHINA
Gold
Hwasung CJ Co., Ltd.
KOREA, REPUBLIC OF
Gold
Kazakhmys Smelting LLC
KAZAKHSTAN
Gold
Korea Metal Co., Ltd.
KOREA, REPUBLIC OF
Gold
Chugai Mining
JAPAN
Gold
SAMWON Metals Corp.
KOREA, REPUBLIC OF
Gold
Daye Non-Ferrous Metals Mining Ltd.
CHINA
Gold
Shandong Tiancheng Biological Gold Industrial Co., Ltd.
CHINA
Gold
Korea Zinc Co., Ltd.
KOREA, REPUBLIC OF
Gold
Advanced Chemical Company
UNITED STATES
Gold
Almalyk Mining and Metallurgical Complex (AMMC)
UZBEKISTAN
Gold
Cendres + Métaux S.A.
SWITZERLAND
Gold
SAXONIA Edelmetalle GmbH
GERMANY
Gold
WIELAND Edelmetalle GmbH
GERMANY
Gold
Torecom
KOREA, REPUBLIC OF
Gold
Faggi Enrico S.p.A.
ITALY
Gold
Geib Refining Corporation
UNITED STATES
Gold
Metalor Technologies (Suzhou) Ltd.
CHINA
Gold
Navoi Mining and Metallurgical Combinat
UZBEKISTAN
Gold
Samduck Precious Metals
KOREA, REPUBLIC OF
Gold
Daejin Indus Co., Ltd.
KOREA, REPUBLIC OF
Gold
DSC (Do Sung Corporation)
KOREA, REPUBLIC OF
Gold
KGHM Polska Mied? Spó?ka Akcyjna
POLAND
Gold
Aktyubinsk Copper Company TOO
KAZAKHSTAN
Gold
Yunnan Copper Industry Co., Ltd.
CHINA
Gold
Great Wall Precious Metals Co., Ltd. of CBPM
CHINA
Gold
Tongling Nonferrous Metals Group Co., Ltd.
CHINA
Gold
Guangdong Jinding Gold Limited
CHINA
Gold
Hangzhou Fuchunjiang Smelting Co., Ltd.
CHINA
Gold
Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.
CHINA
Gold
Penglai Penggang Gold Industry Co., Ltd.
CHINA
Gold
L'azurde Company For Jewelry
SAUDI ARABIA
Gold
Kyrgyzaltyn JSC
KYRGYZSTAN
Gold
Lingbao Gold Co., Ltd.
CHINA
Gold
Lingbao Jinyuan Tonghui Refinery Co., Ltd.
CHINA
Gold
Luoyang Zijin Yinhui Gold Refinery Co., Ltd.
CHINA
Gold
Sabin Metal Corp.
UNITED STATES
Gold
Gansu Seemine Material Hi-Tech Co., Ltd.
CHINA
Gold
So Accurate Group, Inc.
UNITED STATES
Gold
Al Etihad Gold Refinery DMCC
UNITED ARAB EMIRATES
Gold
Kaloti Precious Metals
UNITED ARAB EMIRATES
Gold
Remondis Argentia B.V.
NETHERLANDS
Tantalum
Resind Indústria e Comércio Ltda.
BRAZIL
Tantalum
Telex Metals
UNITED STATES
Tantalum
Ulba Metallurgical Plant JSC
KAZAKHSTAN
Tantalum
Taki Chemicals
JAPAN
Tantalum
Yichun Jin Yang Rare Metal Co., Ltd.
CHINA
Tantalum
Guangdong Zhiyuan New Material Co., Ltd.
CHINA
Tantalum
Hi-Temp Specialty Metals, Inc.
UNITED STATES
Tantalum
Zhuzhou Cemented Carbide
CHINA
Tantalum
Ningxia Orient Tantalum Industry Co., Ltd.
CHINA
Tantalum
LSM Brasil S.A.
BRAZIL
Tantalum
Metallurgical Products India Pvt., Ltd.
INDIA
Tantalum
Mineração Taboca S.A.
BRAZIL
Tantalum
Mitsui Mining & Smelting
JAPAN
Tantalum
Molycorp Silmet A.S.
ESTONIA
Tantalum
JiuJiang JinXin Nonferrous Metals Co., Ltd.
CHINA
Tantalum
Jiujiang Tanbre Co., Ltd.
CHINA
Tantalum
King-Tan Tantalum Industry Ltd.
CHINA
Tantalum
Changsha South Tantalum Niobium Co., Ltd.
CHINA
Tantalum
QuantumClean
UNITED STATES
Tantalum
RFH Tantalum Smeltry Co., Ltd.
CHINA
Tantalum
Conghua Tantalum and Niobium Smeltry
CHINA
Tantalum
Duoluoshan
CHINA
Tantalum
Exotech Inc.
UNITED STATES
Tantalum
F&X Electro-Materials Ltd.
CHINA
Tantalum
Solikamsk Magnesium Works OAO
RUSSIAN FEDERATION
Tantalum
Hengyang King Xing Lifeng New Materials Co., Ltd.
CHINA
Tantalum
D Block Metals, LLC
UNITED STATES
Tantalum
FIR Metals & Resource Ltd.
CHINA
Tantalum
Jiujiang Zhongao Tantalum & Niobium Co., Ltd.
CHINA
Tantalum
XinXing HaoRong Electronic Material Co., Ltd.
CHINA
Tantalum
Jiangxi Dinghai Tantalum & Niobium Co., Ltd.
CHINA
Tantalum
KEMET Blue Metals
MEXICO
Tantalum
Plansee SE Liezen
AUSTRIA
Tantalum
H.C. Starck Co., Ltd.
THAILAND
Tantalum
H.C. Starck GmbH Goslar
GERMANY
Tantalum
H.C. Starck GmbH Laufenburg
GERMANY
Tantalum
H.C. Starck Hermsdorf GmbH
GERMANY
Tantalum
H.C. Starck Inc.
UNITED STATES
Tantalum
H.C. Starck Ltd.
JAPAN
Tantalum
H.C. Starck Smelting GmbH & Co. KG
GERMANY
Tantalum
Plansee SE Reutte
AUSTRIA
Tantalum
Global Advanced Metals Boyertown
UNITED STATES
Tantalum
Global Advanced Metals Aizu
JAPAN
Tantalum
KEMET Blue Powder
UNITED STATES
Tantalum
Tranzact, Inc.
UNITED STATES
Tin
PT Sukses Inti Makmur
INDONESIA
Tin
Metallo-Chimique N.V.
BELGIUM
Tin
Elmet S.L.U.
SPAIN
Tin
PT Bangka Prima Tin
INDONESIA
Tin
PT Cipta Persada Mulia
INDONESIA
Tin
Resind Indústria e Comércio Ltda.
BRAZIL
Tin
Thaisarco
THAILAND
Tin
VQB Mineral and Trading Group JSC
VIET NAM
Tin
White Solder Metalurgia e Mineração Ltda.
BRAZIL
Tin
CV Venus Inti Perkasa
INDONESIA
Tin
Magnu's Minerais Metais e Ligas Ltda.
BRAZIL
Tin
PT Wahana Perkit Jaya
INDONESIA
Tin
Yunnan Tin Company Limited
CHINA
Tin
PT Bangka Tin Industry
INDONESIA
Tin
PT Belitung Industri Sejahtera
INDONESIA
Tin
PT BilliTin Makmur Lestari
INDONESIA
Tin
PT Bukit Timah
INDONESIA
Tin
PT DS Jaya Abadi
INDONESIA
Tin
PT Eunindo Usaha Mandiri
INDONESIA
Tin
O.M. Manufacturing (Thailand) Co., Ltd.
THAILAND
Tin
Operaciones Metalurgical S.A.
BOLIVIA
Tin
PT Artha Cipta Langgeng
INDONESIA
Tin
PT Babel Inti Perkasa
INDONESIA
Tin
China Tin Group Co., Ltd.
CHINA
Tin
Malaysia Smelting Corporation (MSC)
MALAYSIA
Tin
Metallic Resources, Inc.
UNITED STATES
Tin
Mineração Taboca S.A.
BRAZIL
Tin
Minsur
PERU
Tin
Mitsubishi Materials Corporation
JAPAN
Tin
PT Stanindo Inti Perkasa
INDONESIA
Tin
PT Sumber Jaya Indah
INDONESIA
Tin
PT Timah (Persero) Tbk Kundur
INDONESIA
Tin
PT Timah (Persero) Tbk Mentok
INDONESIA
Tin
PT Tinindo Inter Nusa
INDONESIA
Tin
PT Tommy Utama
INDONESIA
Tin
Jiangxi Ketai Advanced Material Co., Ltd.
CHINA
Tin
Rui Da Hung
TAIWAN
Tin
Alpha
UNITED STATES
Tin
Cooperativa Metalurgica de Rondônia Ltda.
BRAZIL
Tin
CV Gita Pesona
INDONESIA
Tin
PT Justindo
INDONESIA
Tin
PT Aries Kencana Sejahtera
INDONESIA
Tin
CV Serumpun Sebalai
INDONESIA
Tin
CV United Smelting
INDONESIA
Tin
Dowa
JAPAN
Tin
PT Mitra Stania Prima
INDONESIA
Tin
PT Panca Mega Persada
INDONESIA
Tin
PT Prima Timah Utama
INDONESIA
Tin
PT Refined Bangka Tin
INDONESIA
Tin
PT Sariwiguna Binasentosa
INDONESIA
Tin
EM Vinto
BOLIVIA
Tin
Fenix Metals
POLAND
Tin
Gejiu Non-Ferrous Metal Processing Co., Ltd.
CHINA
Tin
Soft Metais Ltda.
BRAZIL
Tin
Melt Metais e Ligas S.A.
BRAZIL
Tin
PT ATD Makmur Mandiri Jaya
INDONESIA
Tin
O.M. Manufacturing Philippines, Inc.
PHILIPPINES
Tin
PT Inti Stania Prima
INDONESIA
Tin
CV Ayi Jaya
INDONESIA
Tin
Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.
CHINA
Tin
Linwu Xianggui Ore Smelting Co., Ltd.
CHINA
Tin
Estanho de Rondônia S.A.
BRAZIL
Tin
Gejiu Zili Mining And Metallurgy Co., Ltd.
CHINA
Tin
An Thai Minerals Co., Ltd.
VIET NAM
Tin
An Vinh Joint Stock Mineral Processing Company
VIET NAM
Tin
Yunnan Chengfeng Non-ferrous Metals Co., Ltd.
CHINA
Tin
Gejiu Kai Meng Industry and Trade LLC
CHINA
Tin
Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.
CHINA
Tin
PT Karimun Mining
INDONESIA
Tin
Feinhütte Halsbrücke GmbH
GERMANY
Tin
Phoenix Metal Ltd.
RWANDA
Tin
Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy JSC
VIET NAM
Tin
Nghe Tinh Non-Ferrous Metals Joint Stock Company
VIET NAM
Tin
Tuyen Quang Non-Ferrous Metals Joint Stock Company
VIET NAM
Tin
CV Dua Sekawan
INDONESIA
Tin
PT Tirus Putra Mandiri
INDONESIA
Tin
Huichang Jinshunda Tin Co., Ltd.
CHINA
Tin
PT Fang Di MulTindo
INDONESIA
Tin
PT Alam Lestari Kencana
INDONESIA
Tin
PT Bangka Kudai Tin
INDONESIA
Tin
PT Bangka Timah Utama Sejahtera
INDONESIA

 
The country of origin for the minerals from the smelters listed above are included in the table below.

Mineral Country of Origin
 
Angola
Laos
Argentina
Luxembourg
Australia
Madagascar
Austria
Malaysia
Belgium
Mongolia
Bolivia
Mozambique
Brazil
Myanmar
Burundi
Namibia
Cambodia
Netherlands
Canada
Nigeria
Central African Republic
Peru
Chile
Portugal
China
Republic of Congo
Colombia
Russia
Côte D'Ivoire
Rwanda
Czech Republic
Sierra Leone
Democratic Republic of Congo
Singapore
Djibouti
Slovakia
Ecuador
South Africa
Egypt
South Korea
Estonia
South Sudan
Ethiopia
Spain
France
Suriname
Germany
Switzerland
Guyana
Taiwan
Hungary
Tanzania
India
Thailand
Indonesia
Uganda
Ireland
United Kingdom
Israel
United States of America
Japan
Vietnam
Kazakhstan
Zambia
Kenya
Zimbabwe

Future Steps
 
NI has communicated its expectations, as reflected in its Conflict Minerals Policy, to NI’s contract manufacturers and other suppliers. NI is currently focusing on validating the smelters that are not yet known to be conflict free and identifying suppliers who may need corrective action.
 
Additional Risk Factors
The statements above are based on the RCOI process and due diligence performed in good faith by NI. These statements are based on the infrastructure and information available at the time.  A number of factors could introduce errors or otherwise affect NI’s Conflict Minerals status.  These factors include, but are not limited to, gaps in supplier data, gaps in smelter data, errors or omissions by suppliers, errors or omissions by smelters, the definition of a smelter not being finalized at the end of the 2015 reporting period, all instances of Conflict Minerals necessary to the functionality or manufacturing of NI’s products possibly not yet having been identified, gaps in supplier education and knowledge, timeliness of data, public information not discovered during a reasonable search, errors in public data, language barriers and translation, supplier and smelter unfamiliarity with the protocol due to this being the first year for SEC disclosures for Section 1502 of Dodd-Frank, oversights or errors in conflict free smelter audits, Covered Countries sourced materials being declared secondary materials, companies going out of business in 2015, certification programs being not equally advanced for all industry segments and metals, and smuggling of Conflict Minerals from the Covered Countries to countries beyond the covered countries.