EX-1.01 2 ex1-01.htm EXHIBIT 1.01 Unassociated Document
Exhibit 1.01
 
National Instruments Corporation

Conflict Minerals Report

For the Reporting Period from January 1, 2014 to December 31, 2014

 
This Conflict Minerals Report (the “Report”) of National Instruments Corporation (“NI”, “we”, “us” or “our”) has been prepared pursuant to Rule 13p-1 and Form SD (the “Rule”) promulgated under the Securities Exchange Act of 1934, as amended, for the reporting period January 1, 2014 to December 31, 2014.
 
The Rule requires disclosure of certain information when a company manufactures or contracts to manufacture products and the minerals specified in the Rule are necessary to the functionality or production of those products.  The specified minerals are referred to as “Conflict Minerals” are gold, columbite-tantalite (coltan), cassiterite and wolfamite, including their derivatives which are limited to tantalum, tin and tungsten.  The “Covered Countries” for purposes of the Rule and this Report are the Democratic Republic of Congo (the “DRC”), the Republic of Congo, the Central African Republic, South Sudan, Uganda, Rwanda, Burundi, Tanzania, Zambia and Angola.

DESCRIPTION OF DUE DILIGENCE

For calendar year 2014, NI has undertaken in good faith a reasonable country of origin inquiry reasonably designed to determine the country of origin of Conflict Minerals necessary to the functionality or production of NI Products.  The objective of the inquiry was to collect accurate, complete, and actionable Conflict Minerals data and information in support of the conflict minerals due diligence process from 370 of NI’s direct suppliers of NI’s spend on components used to build NI’s hardware products.  NI applied certain minimum threshold levels of the respective supplier spend to exclude certain insignificant suppliers from the scope of the inquiry.

In connection with its inquiry, NI surveyed its direct suppliers by collecting suppliers' Conflict Minerals policy statements and/or Electronic Industry Citizenship Coalition (EICC)/Global e-sustainability Initiative (GeSI) Conflict Free Smelter (CFS) declarations. This data collection process included research of supplier websites, directly contacting suppliers via email, phone or facsimile as needed, and following up on any missing data or non-responsive suppliers.  NI then performed quality inspection on documents and information received from suppliers and validated the responses by reviewing the completeness of the survey, obtaining additional responses if necessary, resolving discrepancies (such as metal type, address, and contact info), if any, between smelters as provided by the supplier and EICC standard smelter list, and determining which smelters are validated as conflict-free as part of the Conflict-Free Smelter Program.

NI then collects, stores, and analyzes the data through its commercially licensed software applications.

Following NI’s reasonable country of origin inquiry, NI elected to design a diligence process intended to comply with the Organization for Economic Cooperation and Development’s (OECD) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High Risk Areas Five Step Framework in order to conduct further due diligence to determine the source and chain of custody of any Conflict Minerals in its supply chain.  The OECD Due Diligence Guide is an internationally recognized due diligence framework that satisfies the SEC’s criteria.

The OECD Due Diligence Framework includes:

Step 1: Establish strong company management systems
Step 2: Identify and assess risks in the supply chain
Step 3: Design and implement a strategy to respond to identified risks
Step 4: Carry out independent 3rd party audit of smelter/refiner/s due diligence practices
Step 5: Report annually on supply chain due diligence




DETAILS OF DUE DILIGENCE :

Step 1 :  Establish Strong Company Management Systems.
 
 
A.
Adopt and Communicate a Company Policy on Conflict Minerals

 
1.
Adopt a Position Statement
 
   
NI adopted a company policy regarding Conflict Minerals.  The NI position statement is publicly available on its website at ni.com/conflictminerals.

 
2.
Communicate Position Statement to the Public

   
NI communicated its position regarding Conflict Minerals to the public by making its position statement available online at ni.com/conflictminerals as noted above.

   
These website addresses are included for reference only. Any information contained on NI’s website is not incorporated by reference into this report.

 
3.
Communicate Position Statement to Suppliers

   
NI communicated its position statement on Conflict Minerals to its suppliers in various ways. First, NI communicated its CM position statement to its suppliers in its Supplier Handbook, available online at ni.com/company/suppliers/supplierhandbook.htm, which is designed to inform potential and existing suppliers about the Company. Second, NI reached out to its suppliers directly to inform them of its Conflict Minerals position and its expectations. In addition, NI notifies its new suppliers about conflict minerals and communicates its Conflict Minerals position to them through its supplier assessment and all new direct suppliers to NI are assessed for their ability to provide reliable data regarding the country of origin for Conflict Minerals.   Finally, NI requests that its suppliers abide by the NI Supplier Code of Conduct that is intended to be based on the EICC Code of Conduct.

 
B.
Structure internal management to support supply chain due diligence.

   
NI structured its internal management to support its supply chain due diligence by:

 
-
Establishing a Conflict Minerals Working Group with representatives from Engineering, Manufacturing, Procurement, and Legal areas.  This Conflict Minerals Working Group meets regularly and is responsible for the day-to-day activities of building a Conflict Minerals compliance program and conducting the due diligence efforts; and

 
-
Establishing a Conflict Minerals Compliance Group, which includes the Conflict Minerals Working Group and additional representatives from Engineering, Manufacturing, Procurement, Finance and Legal management. The Conflict Minerals Compliance Group meets periodically to receive updates regarding NI’s due diligence from the Conflict Minerals Working Group and to report any findings from NI’s supply chain risk assessments.

 
C.
Establish a system of controls and transparency over the mineral supply chain.

   
NI implemented a system of controls and transparency over its supply chain in order to trace and identify Conflict Minerals in NI’s supply chain.

   
A description of NI’s due diligence process during calendar year 2014 is set forth above under the heading “Description of Due Diligence”.

 
D.
Strengthen company engagement with suppliers.

   
NI continued to strengthen its engagement regarding Conflict Minerals with its suppliers in anticipation of calendar year 2015 by:

 
-
Including a provision on responsible sourcing of minerals in NI’s standard terms and conditions of purchase when such terms are up for renewal, which are incorporated into NI’s agreements with its suppliers.
 
 
-
Offering information and guidance on conflict minerals to NI’s suppliers during quarterly business reviews as needed.
 
 
-
Offering assistance to NI’s suppliers in filling out the EICC/GeSI form when requested.

 
E.
Establish a company-level, or industry-wide, grievance mechanism as an early-warning risk-awareness system.

   
NI has an already established ethics hotline pursuant to which any employee company-wide may report any concerns involving conflict minerals, either electronically or by phone.




Step 2 : Identify and assess risk in the supply chain.

NI identified and assessed risk in its supply chain by:

-
Using commercially licensed software tools, NI  (1) analyzes the EICC declaration data to see if any Conflict Minerals exist, (2) determines their smelter origin and performs a comprehensive smelter analysis, and (3) populates the smelter data to associated manufacturer parts and manufacturer upon releasing the declaration. NI can then manage the smelter information from the smelter lists in EICC/GeSI’s Conflict Free Smelter Program, and use that information to determine initial compliance and validate parts.
 
Step 3 : Design and implement a strategy to respond to identified risks.
 
Per NI’s position statement, in the event that Conflict Minerals from the Covered Countries which benefit armed groups are found in the NI supply chain, NI will take appropriate actions in a timely manner to resolve the situation.  If a supplier’s performance fails to meet minimum requirements, including not being able to source minerals responsibly, NI will issue a performance improvement plan (PIP). A PIP clearly identifies the area(s) of improvement required and provides a specific time period for improvement for the supplier. If a supplier receives a PIP, they are required to develop a comprehensive program for improvement and lasting sustainability of the corrective action. Once a supplier’s performance has improved, NI will provide written notification of PIP closure. If the supplier does not improve during the PIP period, the supplier may be subjected to a reduction in business, no new business, or disengagement from business with NI.

Step 4 : Carry out independent third-party audit of supply chain due diligence at identified points in the supply chain.

Since NI is a downstream company that does not have a direct relationship with any smelters or refiners it is difficult to participate in any direct audits of these organizations; however, to support these efforts NI joined the EICC Conflict-Free Sourcing Initiative (CFSI), an internationally recognized audit organization.

Step 5 : Report on supply chain due diligence.

NI is publicly reporting on its due diligence through its an annual filing of this Form SD as required by the law. These documents are available at: http://investor.ni.com/
 
Findings and Conclusions

Based on the information that was provided by the suppliers that NI surveyed and otherwise obtained through the due diligence process, NI believes that, to the extent reasonably determinable by NI, the facilities that were used to process the Conflict Minerals contained in the Covered Products included 346 identified entities, of which 252 include facilities that are listed in the EICC-GeSI template as “known smelters or refineries,” or in the United States Department of Commerce’s global list of “all known conflict mineral processing facilities worldwide (collectively, “Known Smelters or Refineries”).  Of these 252 Known Smelters or Refineries, 151 received a “conflict free” designation from an independent third party audit program as of March 31, 2015.   Based on CFSI data, of the 252 smelters and refiners identified, 18 are known to be sourcing from the Covered Countries.  All 18 smelters are certified conflict-free by CFSI.  However, based on these due diligence efforts, NI does not have sufficient information to conclusively determine the countries of origin of the Conflict Minerals contained in the Covered Products or whether the Conflict Minerals in the Covered Products are from recycled or scrap sources.  NI continues to work with suppliers throughout its supply chain to re-validate, improve, and refine their reported information, taking into account supply chain fluctuations and other changes in status or scope and relationships over time.

NI believes that, to the extent reasonably determinable, the facilities that were used to process the Conflict Minerals contained in the Covered Products included the smelters and refiners listed in the table below.  This table includes only facilities that are Known Smelters or Refineries.

 
Metal
 
Smelter Name
 
Smelter Country
 
Gold
Advanced Chemical Company
UNITED STATES
Gold
Aida Chemical Industries Co. Ltd.
JAPAN
Gold
Allgemeine Gold-und Silberscheideanstalt A.G.
GERMANY
Gold
Almalyk Mining and Metallurgical Complex (AMMC)
UZBEKISTAN
Gold
AngloGold Ashanti Córrego do Sítio Minerção
BRAZIL
Gold
Argor-Heraeus SA
SWITZERLAND
Gold
Asahi Pretec Corporation
JAPAN
Gold
Asaka Riken Co Ltd
JAPAN
Gold
Atasay Kuyumculuk Sanayi Ve Ticaret A.S.
TURKEY
Gold
Aurubis AG
GERMANY
Gold
Bangko Sentral ng Pilipinas (Central Bank of the Philippines)
PHILIPPINES
Gold
Bauer Walser AG
GERMANY
Gold
Boliden AB
SWEDEN
Gold
C. Hafner GmbH + Co. KG
GERMANY
Gold
Caridad
MEXICO
Gold
CCR Refinery – Glencore Canada Corporation
CANADA
Gold
Cendres + Métaux SA
SWITZERLAND
Gold
Chimet S.p.A.
ITALY
Gold
Chugai Mining
JAPAN
Gold
Daejin Indus Co. Ltd
KOREA, REPUBLIC OF
Gold
Daye Non-Ferrous Metals Mining Ltd.
CHINA
Gold
Do Sung Corporation
KOREA, REPUBLIC OF
Gold
Doduco
GERMANY
Gold
Dowa
JAPAN
Gold
Eco-System Recycling Co., Ltd.
JAPAN
Gold
FSE Novosibirsk Refinery
RUSSIAN FEDERATION
Gold
Gansu Seemine Material Hi-Tech Co Ltd
CHINA
Gold
Guangdong Jinding Gold Limited
CHINA
Gold
Hangzhou Fuchunjiang Smelting Co., Ltd.
CHINA
Gold
Heimerle + Meule GmbH
GERMANY
Gold
Heraeus Ltd. Hong Kong
HONG KONG
Gold
Heraeus Precious Metals GmbH & Co. KG
GERMANY
Gold
Hunan Chenzhou Mining Group Co., Ltd.
CHINA
Gold
Hwasung CJ Co. Ltd
KOREA, REPUBLIC OF
Gold
Inner Mongolia Qiankun Gold and Silver Refinery Share Company Limited
CHINA
Gold
Ishifuku Metal Industry Co., Ltd.
JAPAN
Gold
Istanbul Gold Refinery
TURKEY
Gold
Japan Mint
JAPAN
Gold
Jiangxi Copper Company Limited
CHINA
Gold
Johnson Matthey Inc
UNITED STATES
Gold
Johnson Matthey Ltd
CANADA
Gold
JSC Ekaterinburg Non-Ferrous Metal Processing Plant
RUSSIAN FEDERATION
Gold
JSC Uralelectromed
RUSSIAN FEDERATION
Gold
JX Nippon Mining & Metals Co., Ltd.
JAPAN
Gold
Kazzinc Ltd
KAZAKHSTAN
Gold
Kennecott Utah Copper LLC
UNITED STATES
Gold
Kojima Chemicals Co., Ltd
JAPAN
Gold
Korea Metal Co. Ltd
KOREA, REPUBLIC OF
Gold
Kyrgyzaltyn JSC
KYRGYZSTAN
Gold
L' azurde Company For Jewelry
SAUDI ARABIA
Gold
Lingbao Gold Company Limited
CHINA
Gold
Lingbao Jinyuan Tonghui Refinery Co. Ltd.
CHINA
Gold
LS-NIKKO Copper Inc.
KOREA, REPUBLIC OF
Gold
Luoyang Zijin Yinhui Metal Smelt Co Ltd
CHINA
Gold
Materion
UNITED STATES
Gold
Matsuda Sangyo Co., Ltd.
JAPAN
Gold
Metalor Technologies (Hong Kong) Ltd
HONG KONG
Gold
Metalor Technologies (Singapore) Pte. Ltd.
SINGAPORE
Gold
Metalor Technologies SA
SWITZERLAND
Gold
Metalor USA Refining Corporation
UNITED STATES
Gold
Mitsubishi Materials Corporation
JAPAN
Gold
Mitsui Mining and Smelting Co., Ltd.
JAPAN
Gold
Moscow Special Alloys Processing Plant
RUSSIAN FEDERATION
Gold
Nadir Metal Rafineri San. Ve Tic. A.Ş.
TURKEY
Gold
Navoi Mining and Metallurgical Combinat
UZBEKISTAN
Gold
Nihon Material Co. LTD
JAPAN
Gold
Ohio Precious Metals, LLC
UNITED STATES
Gold
Ohura Precious Metal Industry Co., Ltd
JAPAN
Gold
OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastvetmet)
RUSSIAN FEDERATION
Gold
OJSC Kolyma Refinery
RUSSIAN FEDERATION
Gold
PAMP SA
SWITZERLAND
Gold
Penglai Penggang Gold Industry Co Ltd
CHINA
Gold
Prioksky Plant of Non-Ferrous Metals
RUSSIAN FEDERATION
Gold
PT Aneka Tambang (Persero) Tbk
INDONESIA
Gold
PX Précinox SA
SWITZERLAND
Gold
Rand Refinery (Pty) Ltd
SOUTH AFRICA
Gold
Republic Metals Corporation
UNITED STATES
Gold
Royal Canadian Mint
CANADA
Gold
Sabin Metal Corp.
UNITED STATES
Gold
Samduck Precious Metals
KOREA, REPUBLIC OF
Gold
SAMWON METALS Corp.
KOREA, REPUBLIC OF
Gold
Schone Edelmetaal
NETHERLANDS
Gold
SEMPSA Joyería Platería SA
SPAIN
Gold
Shandong Zhaojin Gold & Silver Refinery Co. Ltd
CHINA
Gold
Sichuan Tianze Precious Metals Co., Ltd
CHINA
Gold
So Accurate Group, Inc.
UNITED STATES
Gold
SOE Shyolkovsky Factory of Secondary Precious Metals
RUSSIAN FEDERATION
Gold
Solar Applied Materials Technology Corp.
TAIWAN
Gold
Sumitomo Metal Mining Co., Ltd.
JAPAN
Gold
Tanaka Kikinzoku Kogyo K.K.
JAPAN
Gold
The Great Wall Gold and Silver Refinery of China
CHINA
Gold
The Refinery of Shandong Gold Mining Co. Ltd
CHINA
Gold
Tokuriki Honten Co., Ltd
JAPAN
Gold
Tongling nonferrous Metals Group Co.,Ltd
CHINA
Gold
Torecom
KOREA, REPUBLIC OF
Gold
Umicore Brasil Ltda
BRAZIL
Gold
Umicore Precious Metal Refining
UNITED STATES
Gold
Umicore Precious Metals Thailand
THAILAND
Gold
Umicore SA Business Unit Precious Metals Refining
BELGIUM
Gold
United Precious Metal Refining, Inc.
UNITED STATES
Gold
Valcambi SA
SWITZERLAND
Gold
Western Australian Mint trading as The Perth Mint
AUSTRALIA
Gold
YAMAMOTO PRECIOUS METAL CO., LTD.
JAPAN
Gold
Yokohama Metal Co Ltd
JAPAN
Gold
Yunnan Copper Industry Co Ltd
CHINA
Gold
Zhongyuan Gold Smelter of Zhongjin Gold Corporation
CHINA
Gold
Zijin Mining Group Co. Ltd
CHINA
Tantalum
Changsha South Tantalum Niobium Co., Ltd.
CHINA
Tantalum
Conghua Tantalum and Niobium Smeltry
CHINA
Tantalum
Duoluoshan
CHINA
Tantalum
Exotech Inc.
UNITED STATES
Tantalum
F&X Electro-Materials Ltd.
CHINA
Tantalum
Global Advanced Metals Aizu
JAPAN
Tantalum
Global Advanced Metals Boyertown
UNITED STATES
Tantalum
Guangdong Zhiyuan New Material Co., Ltd.
CHINA
Tantalum
Guizhou Zhenhua Xinyun Technology Ltd., Kaili branch
CHINA
Tantalum
H.C. Starck Co., Ltd.
THAILAND
Tantalum
H.C. Starck GmbH Goslar
GERMANY
Tantalum
H.C. Starck GmbH Laufenburg
GERMANY
Tantalum
H.C. Starck Hermsdorf GmbH
GERMANY
Tantalum
H.C. Starck Inc.
UNITED STATES
Tantalum
H.C. Starck Ltd.
JAPAN
Tantalum
H.C. Starck Smelting GmbH & Co.KG
GERMANY
Tantalum
Hengyang King Xing Lifeng New Materials Co., Ltd.
CHINA
Tantalum
Hi-Temp
UNITED STATES
Tantalum
Jiangxi Dinghai Tantalum & Niobium Co., LTD
CHINA
Tantalum
JiuJiang JinXin Nonferrous Metals Co., Ltd.
CHINA
Tantalum
Jiujiang Tanbre Co., Ltd.
CHINA
Tantalum
KEMET Blue Metals
MEXICO
Tantalum
KEMET Blue Powder
UNITED STATES
Tantalum
King-Tan Tantalum Industry Ltd
CHINA
Tantalum
LSM Brasil S.A.
BRAZIL
Tantalum
Metallurgical Products India (Pvt.) Ltd.
INDIA
Tantalum
Mineração Taboca S.A.
BRAZIL
Tantalum
Mitsui Mining & Smelting
JAPAN
Tantalum
Molycorp Silmet A.S.
ESTONIA
Tantalum
Ningxia Orient Tantalum Industry Co., Ltd.
CHINA
Tantalum
Plansee SE Liezen
AUSTRIA
Tantalum
Plansee SE Reutte
AUSTRIA
Tantalum
QuantumClean
UNITED STATES
Tantalum
RFH Tantalum Smeltry Co., Ltd
CHINA
Tantalum
Shanghai Jiangxi Metals Co. Ltd
CHINA
Tantalum
Solikamsk Magnesium Works OAO
RUSSIAN FEDERATION
Tantalum
Taki Chemicals
JAPAN
Tantalum
Telex
UNITED STATES
Tantalum
Ulba
KAZAKHSTAN
Tantalum
Yichun Jin Yang Rare Metal Co., Ltd
CHINA
Tantalum
Zhuzhou Cement Carbide
CHINA
Tin
Alpha
UNITED STATES
Tin
China Tin Group Co., Ltd.
CHINA
Tin
CNMC (Guangxi) PGMA Co. Ltd.
CHINA
Tin
Cooper Santa
BRAZIL
Tin
CV Gita Pesona
INDONESIA
Tin
CV JusTindo
INDONESIA
Tin
CV Makmur Jaya
INDONESIA
Tin
CV Nurjanah
INDONESIA
Tin
CV Serumpun Sebalai
INDONESIA
Tin
CV United Smelting
INDONESIA
Tin
Dowa
JAPAN
Tin
EM Vinto
BOLIVIA
Tin
Fenix Metals
POLAND
Tin
Gejiu Kai Meng Industry and Trade LLC
CHINA
Tin
Gejiu Non-Ferrous Metal Processing Co. Ltd.
CHINA
Tin
Gejiu Zi-Li
CHINA
Tin
Heimerle + Meule GmbH
GERMANY
Tin
Huichang Jinshunda Tin Co. Ltd
CHINA
Tin
Linwu Xianggui Smelter Co
CHINA
Tin
Magnu's Minerais Metais e Ligas LTDA
BRAZIL
Tin
Malaysia Smelting Corporation (MSC)
MALAYSIA
Tin
Melt Metais e Ligas S/A
BRAZIL
Tin
Metallo Chimique
BELGIUM
Tin
Mineração Taboca S.A.
BRAZIL
Tin
Minsur
PERU
Tin
Mitsubishi Materials Corporation
JAPAN
Tin
Nghe Tinh Non-Ferrous Metal
VIET NAM
Tin
Novosibirsk Integrated Tin Works
RUSSIAN FEDERATION
Tin
O.M. Manufacturing (Thailand) Co., Ltd.
THAILAND
Tin
O.M. Manufacturing Philippines, Inc.
PHILIPPINES
Tin
OMSA
BOLIVIA
Tin
PT Alam Lestari Kencana
INDONESIA
Tin
PT Artha Cipta Langgeng
INDONESIA
Tin
PT ATD Makmur Mandiri Jaya
INDONESIA
Tin
PT Babel Inti Perkasa
INDONESIA
Tin
PT Babel Surya Alam Lestari
INDONESIA
Tin
PT Bangka Kudai Tin
INDONESIA
Tin
PT Bangka Putra Karya
INDONESIA
Tin
PT Bangka Timah Utama
INDONESIA
Tin
PT Bangka Timah Utama Sejahtera
INDONESIA
Tin
PT Bangka Tin Industry
INDONESIA
Tin
PT Belitung Industri Sejahtera
INDONESIA
Tin
PT BilliTin Makmur Lestari
INDONESIA
Tin
PT Bukit Timah
INDONESIA
Tin
PT DS Jaya Abadi
INDONESIA
Tin
PT Eunindo Usaha Mandiri
INDONESIA
Tin
PT Fang Di MulTindo
INDONESIA
Tin
PT HP Metals Indonesia
INDONESIA
Tin
PT Inti Stania Prima
INDONESIA
Tin
PT Karimun Mining
INDONESIA
Tin
PT Koba Tin
INDONESIA
Tin
PT Mitra Stania Prima
INDONESIA
Tin
PT Panca Mega Persada
INDONESIA
Tin
PT Pelat Timah Nusantara Tbk
INDONESIA
Tin
PT Prima Timah Utama
INDONESIA
Tin
PT REFINED BANGKA TIN
INDONESIA
Tin
PT Sariwiguna Binasentosa
INDONESIA
Tin
PT Seirama Tin investment
INDONESIA
Tin
PT Stanindo Inti Perkasa
INDONESIA
Tin
PT Sumber Jaya Indah
INDONESIA
Tin
PT Tambang Timah
INDONESIA
Tin
PT Timah (Persero), Tbk
INDONESIA
Tin
PT Tinindo Inter Nusa
INDONESIA
Tin
PT Tommy Utama
INDONESIA
Tin
PT Yinchendo Mining Industry
INDONESIA
Tin
Rui Da Hung
TAIWAN
Tin
Soft Metais, Ltda.
BRAZIL
Tin
Thaisarco
THAILAND
Tin
VQB Mineral and Trading Group JSC
VIET NAM
Tin
White Solder Metalurgia e Mineração Ltda.
BRAZIL
Tin
Yunnan Chengfeng Non-ferrous Metals Co.,Ltd.
CHINA
Tin
Yunnan Tin Company, Ltd.
CHINA
Tungsten
Chenzhou Diamond Tungsten Products Co., Ltd.
CHINA
Tungsten
Chongyi Zhangyuan Tungsten Co., Ltd.
CHINA
Tungsten
Dayu Weiliang Tungsten Co., Ltd.
CHINA
Tungsten
Fujian Jinxin Tungsten Co., Ltd.
CHINA
Tungsten
Ganzhou Huaxing Tungsten Products Co., Ltd.
CHINA
Tungsten
Ganzhou Jiangwu Ferrotungsten Co., Ltd.
CHINA
Tungsten
Ganzhou Non-ferrous Metals Smelting Co., Ltd.
CHINA
Tungsten
Ganzhou Seadragon W & Mo Co., Ltd.
CHINA
Tungsten
Global Tungsten & Powders Corp.
UNITED STATES
Tungsten
Guangdong Xianglu Tungsten Co., Ltd.
CHINA
Tungsten
H.C. Starck GmbH
GERMANY
Tungsten
H.C. Starck Smelting GmbH & Co.KG
GERMANY
Tungsten
Hunan Chenzhou Mining Group Co., Ltd.
CHINA
Tungsten
Hunan Chunchang Nonferrous Metals Co., Ltd.
CHINA
Tungsten
Japan New Metals Co., Ltd.
JAPAN
Tungsten
Jiangwu H.C. Starck Tungsten Products Co., Ltd.
CHINA
Tungsten
Jiangxi Gan Bei Tungsten Co., Ltd.
CHINA
Tungsten
Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd.
CHINA
Tungsten
Jiangxi Richsea New Materials Co., Ltd.
CHINA
Tungsten
Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.
CHINA
Tungsten
Jiangxi Xinsheng Tungsten Industry Co., Ltd.
CHINA
Tungsten
Kennametal Fallon
UNITED STATES
Tungsten
Malipo Haiyu Tungsten Co., Ltd.
CHINA
Tungsten
Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC
VIET NAM
Tungsten
Tejing (Vietnam) Tungsten Co., Ltd.
VIET NAM
Tungsten
Telex
UNITED STATES
Tungsten
Vietnam Youngsun Tungsten Industry Co., Ltd
VIET NAM
Tungsten
Wolfram Bergbau und Hütten AG
AUSTRIA
Tungsten
Wolfram Company CJSC
RUSSIAN FEDERATION
Tungsten
Xiamen Tungsten (H.C.) Co., Ltd.
CHINA
Tungsten
Xiamen Tungsten Co., Ltd.
CHINA
Tungsten
Xinhai Rendan Shaoguan Tungsten Co., Ltd.
CHINA

 
Future Steps
 
NI has communicated its expectations, as reflected in its Conflict Minerals Policy, to NI’s contract manufacturers and other suppliers. NI is currently focusing on validating the smelters that are not yet known to be conflict free and identifying suppliers who may need corrective action.
 
Additional Risk Factors
The statements above are based on the RCOI process and due diligence performed in good faith by NI. These statements are based on the infrastructure and information available at the time.  A number of factors could introduce errors or otherwise affect NI’s Conflict Minerals status.  These factors include, but are not limited to, gaps in supplier data, gaps in smelter data, errors or omissions by suppliers, errors or omissions by smelters, the definition of a smelter not being finalized at the end of the 2014 reporting period, all instances of Conflict Minerals necessary to the functionality or manufacturing of NI’s products possibly not yet having been identified, gaps in supplier education and knowledge, timeliness of data, public information not discovered during a reasonable search, errors in public data, language barriers and translation, supplier and smelter unfamiliarity with the protocol due to this being the first year for SEC disclosures for Section 1502 of Dodd-Frank, oversights or errors in conflict free smelter audits, Covered Countries sourced materials being declared secondary materials, companies going out of business in 2014, certification programs being not equally advanced for all industry segments and metals, and smuggling of Conflict Minerals from the Covered Countries to countries beyond the covered countries.