-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TQ3A0p79muAv3IM22wtaBAVVsuKadDRmEEXwYsKjlglDeGhs+aAi3hMsdrEOI/Rs oilvqI9B2blrLDobKjfwYA== 0001267282-03-000001.txt : 20031211 0001267282-03-000001.hdr.sgml : 20031211 20031016191529 ACCESSION NUMBER: 0001267282-03-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031008 FILED AS OF DATE: 20031010 DATE AS OF CHANGE: 20031211 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: P COM INC CENTRAL INDEX KEY: 0000935493 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770289371 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3175 S WINCHESTER BLVD CITY: CAMPBELL STATE: CA ZIP: 95008 BUSINESS PHONE: 4088663666 MAIL ADDRESS: STREET 1: 3175 S WINCHESTER BLVD STREET 2: C/O P-COM INC CITY: CAMPBELL STATE: CA ZIP: 95008 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROBERTS GEORGE P CENTRAL INDEX KEY: 0001267282 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25356 FILM NUMBER: 03944691 BUSINESS ADDRESS: STREET 1: 3175 S WINCHESTER BLVD STREET 2: C/O PCOM INC CITY: CAMPBELL STATE: CA ZIP: 95008 BUSINESS PHONE: 4088663666 MAIL ADDRESS: STREET 1: 3175 S WINCHESTER BLVD STREET 2: C/O PCOM INC CITY: CAMPBELL STATE: CA ZIP: 95008 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2003-10-08 0 0000935493 P COM INC PCOM 0001267282 ROBERTS GEORGE P 3175 S WINCHESTER BLVD CAMPBELL CA 95008 1 1 0 0 Chairman of the Board Series B Convertible Preferred Stock 3.5232 2003-10-08 4 P 0 2601.9 3.5232 A 2003-10-08 Common Stock 274995 2601.9 D Series C Convertible Preferred Stock 0.1 2003-10-08 4 P 0 23.33 1750 A 2003-10-08 Common Stock 408335 23.33 D Series C-1 Warrant 0.15 2003-10-08 4 P 0 163334 0.15 A 2003-10-08 Common Stock 163334 163334 D Series C-2 Warrant 0.18 2003-10-08 4 P 0 163334 0.18 A 2003-10-08 Common Stock 163334 163334 D The preferred stock does not have an exercise date. The preferred stock does not have an expiration date. The exercise price shall increase from $.15 to $.18 on the first anniversary of the issue date. The exercisable date shall be upon company stockholder approval of an amendment to P-Com's Restated Certificate of Incorporation to increase the shares of Common Stock from 69,000,000 to at least 600,000,000, but in no event later than 90 days following the issue date, October 8, 2003 (the "Amendment Date"). The expiration date shall be on the 5th anniversary of the Amendment Date, as defined in footnote 4. The exercise price shall increase from $.18 to $.22 eighteen months after the issue date. Barbara Crowder for George P. Roberts 2003-10-10 -----END PRIVACY-ENHANCED MESSAGE-----