0001144204-12-038293.txt : 20120705
0001144204-12-038293.hdr.sgml : 20120704
20120705170809
ACCESSION NUMBER: 0001144204-12-038293
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120702
FILED AS OF DATE: 20120705
DATE AS OF CHANGE: 20120705
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Watters Robert L
CENTRAL INDEX KEY: 0001093339
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13992
FILM NUMBER: 12948817
MAIL ADDRESS:
STREET 1: 10959 CUTTEN ROAD
CITY: HOUSTON
STATE: TX
ZIP: 77066
FORMER NAME:
FORMER CONFORMED NAME: WATTER ROBERT L
DATE OF NAME CHANGE: 19990816
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RICKS CABARET INTERNATIONAL INC
CENTRAL INDEX KEY: 0000935419
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810]
IRS NUMBER: 760037324
STATE OF INCORPORATION: TX
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 10959 CUTTEN ROAD
CITY: HOUSTON
STATE: TX
ZIP: 77066
BUSINESS PHONE: 2813976730
MAIL ADDRESS:
STREET 1: 10959 CUTTEN ROAD
CITY: HOUSTON
STATE: TX
ZIP: 77066
4
1
form451734_20120705050708-.xml
X0306
4
2012-07-02
0
0000935419
RICKS CABARET INTERNATIONAL INC
RICK
0001093339
Watters Robert L
1239 2ND STREET
NEW ORLEANS
LA
US 70130
1
0
0
0
Stock Options
10.25
2012-07-02
4
D
0
10000
D
2010-09-30
2012-09-30
Common Stock
10000
0
D
Stock Options
8.35
2012-07-02
4
A
0
10000
A
2013-07-02
2014-07-02
Common Stock
10000
10000
D
On July 2, 2012, the issuer's Compensation Committee approved an exchange offer to certain employees and directors. The issuer granted the reporting person the stock options in row 2 of this Table II in exchange for the stock options in row 1.
/s/ Robert Watters
2012-07-05