0001144204-12-038293.txt : 20120705 0001144204-12-038293.hdr.sgml : 20120704 20120705170809 ACCESSION NUMBER: 0001144204-12-038293 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120702 FILED AS OF DATE: 20120705 DATE AS OF CHANGE: 20120705 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Watters Robert L CENTRAL INDEX KEY: 0001093339 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13992 FILM NUMBER: 12948817 MAIL ADDRESS: STREET 1: 10959 CUTTEN ROAD CITY: HOUSTON STATE: TX ZIP: 77066 FORMER NAME: FORMER CONFORMED NAME: WATTER ROBERT L DATE OF NAME CHANGE: 19990816 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RICKS CABARET INTERNATIONAL INC CENTRAL INDEX KEY: 0000935419 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810] IRS NUMBER: 760037324 STATE OF INCORPORATION: TX FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 10959 CUTTEN ROAD CITY: HOUSTON STATE: TX ZIP: 77066 BUSINESS PHONE: 2813976730 MAIL ADDRESS: STREET 1: 10959 CUTTEN ROAD CITY: HOUSTON STATE: TX ZIP: 77066 4 1 form451734_20120705050708-.xml X0306 4 2012-07-02 0 0000935419 RICKS CABARET INTERNATIONAL INC RICK 0001093339 Watters Robert L 1239 2ND STREET NEW ORLEANS LA US 70130 1 0 0 0 Stock Options 10.25 2012-07-02 4 D 0 10000 D 2010-09-30 2012-09-30 Common Stock 10000 0 D Stock Options 8.35 2012-07-02 4 A 0 10000 A 2013-07-02 2014-07-02 Common Stock 10000 10000 D On July 2, 2012, the issuer's Compensation Committee approved an exchange offer to certain employees and directors. The issuer granted the reporting person the stock options in row 2 of this Table II in exchange for the stock options in row 1. /s/ Robert Watters 2012-07-05