-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IFRwrFPJ3ko/u/FZVDnBHaj6Bg25q5XXPcr3hxl269dhdK1WH4YrTss4ZdfbaI6S YhueX0bsyp1cgEPRex5DNA== 0001015402-98-000510.txt : 19981222 0001015402-98-000510.hdr.sgml : 19981222 ACCESSION NUMBER: 0001015402-98-000510 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19981029 ITEM INFORMATION: FILED AS OF DATE: 19981221 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RICKS CABARET INTERNATIONAL INC CENTRAL INDEX KEY: 0000935419 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810] IRS NUMBER: 760037324 STATE OF INCORPORATION: TX FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 8-K SEC ACT: SEC FILE NUMBER: 001-13992 FILM NUMBER: 98772736 BUSINESS ADDRESS: STREET 1: 3113 BERING DR CITY: HOUSTON STATE: TX ZIP: 77057 BUSINESS PHONE: 7137850444 MAIL ADDRESS: STREET 1: 3113 BERING DR CITY: HOUSTON STATE: TX ZIP: 77057 8-K 1 - -------------------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 _________________ FORM 8-K _________________ CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report: October 29, 1998 RICK'S CABARET INTERNATIONAL, INC. (Exact name of registrant as specified in its charter) Texas 0-26958 76-0037324 (State or other jurisdiction (IRS Employer (Commission File Number) of incorporation or organization) Identification No.) 3113 Bering Drive Houston, Texas 77057 (Address of principal executive offices, including zip code) (713) 785-0444 (Registrant's telephone number, including area code) _________________ - -------------------------------------------------------------------------------- Item 5. Other Events. Rick's Cabaret International, Inc. (the "Company") has been notified by the NASDAQ Stock Market that the Company's shares of common stock failed to maintain a closing bid price of at least $1.00 during the thirty trading day period ending October 29, 1998. The Company has until January 29, 1999 to have a closing bid price of at least $1.00 per share for ten consecutive trading days during the 90 day period ending January 29, 1999, or the Company is subject to delisting from the NASDAQ Stock Market on January 29, 1999. The Company may stop the delisting procedure by requesting a hearing no later than January 29, 1999. SIGNATURES ---------- Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report on Form 8-K to be signed on its behalf by the undersigned hereunto duly authorized. RICK'S CABARET INTERNATIONAL, INC. Date: December 21, 1998 By:/s/ Robert L. Watters ------------------------------- Robert L. Watters, President -----END PRIVACY-ENHANCED MESSAGE-----