0001214305-12-000021.txt : 20121023
0001214305-12-000021.hdr.sgml : 20121023
20121023134138
ACCESSION NUMBER: 0001214305-12-000021
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121022
FILED AS OF DATE: 20121023
DATE AS OF CHANGE: 20121023
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Comstock Mining Inc.
CENTRAL INDEX KEY: 0001120970
STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040]
IRS NUMBER: 650955118
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1200 AMERICAN FLAT ROAD
CITY: GOLD HILL,
STATE: NV
ZIP: 89440
BUSINESS PHONE: 480-505-4040
MAIL ADDRESS:
STREET 1: P.O. BOX 1118
CITY: VIRGINIA CITY,
STATE: NV
ZIP: 85255
FORMER COMPANY:
FORMER CONFORMED NAME: GOLDSPRING INC
DATE OF NAME CHANGE: 20040730
FORMER COMPANY:
FORMER CONFORMED NAME: GOLDSPRING
DATE OF NAME CHANGE: 20030821
FORMER COMPANY:
FORMER CONFORMED NAME: STARTCALL COM INC
DATE OF NAME CHANGE: 20010305
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WINFIELD JOHN V
CENTRAL INDEX KEY: 0000935390
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35200
FILM NUMBER: 121156195
MAIL ADDRESS:
STREET 1: THE INTERGROUP CORPORATION
STREET 2: 10940 WILSHIRE BLVD., SUITE 2150
CITY: LOS ANGELES
STATE: CA
ZIP: 90024
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2012-10-22
0
0001120970
Comstock Mining Inc.
LODE
0000935390
WINFIELD JOHN V
THE INTERGROUP CORPORATION
10940 WILSHIRE BLVD., SUITE 2150
LOS ANGELES
CA
90024
1
0
1
0
Common Stock
1008477
D
Common Stock
68155
I
By Northern Comstock LLC
7 1/2% Series A-1 Convertible Preferred Stock
0.651
2012-10-22
4
J
0
862.5
A
Common Stock
3974654
2587.5
I
By Northern Comstock LLC
7 1/2% Series A-1 Convertible Preferred Stock
0.651
Common Stock
11798016
7681
D
Warrants to Purchase Common Stock
4
Common Stock
100000
100000
D
Warrants to Purchase Common Stock
3.5
Common Stock
218750
218750
D
862.5 shares of 7 1/2% Series A-1 Convertible Preferred Stock ("A-1 Preferred") issued by Comstock Mining, Inc. to Northerm Comstock LLC as annual rent/royalty payment.
Each share of A-1 Preferred has a stated value of $1,000 per share and can be converted into shares of Common Stock at the holder's election at a rate of $0.651 per share (subject to certain adjustments). A-1 Preferred shares are convertible at anytime after issuance and have no expiration.
All Warrants are presently exercisable.
Warrants expire as follows: April 30, 2013 - 25,000 shares: June 7, 2013 - 25,000 shares; and August 13, 2013 - 50,000 shares.
Warrants expire as follow: December 9, 2012 - 31,250 shares; February 17, 2013 - 31,250 shares; April 20, 2013 - 31,250 shares; May 11, 2013 - 31,250 shares, June 9, 31,250 shares; June 15, 2013 - 31,250 shares; and June 21, 2013 - 31,250 shares.
/s/ John V. Winfield
2012-10-23