0001214305-12-000021.txt : 20121023 0001214305-12-000021.hdr.sgml : 20121023 20121023134138 ACCESSION NUMBER: 0001214305-12-000021 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121022 FILED AS OF DATE: 20121023 DATE AS OF CHANGE: 20121023 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Comstock Mining Inc. CENTRAL INDEX KEY: 0001120970 STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040] IRS NUMBER: 650955118 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1200 AMERICAN FLAT ROAD CITY: GOLD HILL, STATE: NV ZIP: 89440 BUSINESS PHONE: 480-505-4040 MAIL ADDRESS: STREET 1: P.O. BOX 1118 CITY: VIRGINIA CITY, STATE: NV ZIP: 85255 FORMER COMPANY: FORMER CONFORMED NAME: GOLDSPRING INC DATE OF NAME CHANGE: 20040730 FORMER COMPANY: FORMER CONFORMED NAME: GOLDSPRING DATE OF NAME CHANGE: 20030821 FORMER COMPANY: FORMER CONFORMED NAME: STARTCALL COM INC DATE OF NAME CHANGE: 20010305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WINFIELD JOHN V CENTRAL INDEX KEY: 0000935390 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35200 FILM NUMBER: 121156195 MAIL ADDRESS: STREET 1: THE INTERGROUP CORPORATION STREET 2: 10940 WILSHIRE BLVD., SUITE 2150 CITY: LOS ANGELES STATE: CA ZIP: 90024 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2012-10-22 0 0001120970 Comstock Mining Inc. LODE 0000935390 WINFIELD JOHN V THE INTERGROUP CORPORATION 10940 WILSHIRE BLVD., SUITE 2150 LOS ANGELES CA 90024 1 0 1 0 Common Stock 1008477 D Common Stock 68155 I By Northern Comstock LLC 7 1/2% Series A-1 Convertible Preferred Stock 0.651 2012-10-22 4 J 0 862.5 A Common Stock 3974654 2587.5 I By Northern Comstock LLC 7 1/2% Series A-1 Convertible Preferred Stock 0.651 Common Stock 11798016 7681 D Warrants to Purchase Common Stock 4 Common Stock 100000 100000 D Warrants to Purchase Common Stock 3.5 Common Stock 218750 218750 D 862.5 shares of 7 1/2% Series A-1 Convertible Preferred Stock ("A-1 Preferred") issued by Comstock Mining, Inc. to Northerm Comstock LLC as annual rent/royalty payment. Each share of A-1 Preferred has a stated value of $1,000 per share and can be converted into shares of Common Stock at the holder's election at a rate of $0.651 per share (subject to certain adjustments). A-1 Preferred shares are convertible at anytime after issuance and have no expiration. All Warrants are presently exercisable. Warrants expire as follows: April 30, 2013 - 25,000 shares: June 7, 2013 - 25,000 shares; and August 13, 2013 - 50,000 shares. Warrants expire as follow: December 9, 2012 - 31,250 shares; February 17, 2013 - 31,250 shares; April 20, 2013 - 31,250 shares; May 11, 2013 - 31,250 shares, June 9, 31,250 shares; June 15, 2013 - 31,250 shares; and June 21, 2013 - 31,250 shares. /s/ John V. Winfield 2012-10-23