-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DzGG5vfh5y4qw/3A13Yhr8mOWPiBhc3ZxEFFhmgZkdpPi5dW8RDWLAg+hwh7Hqqo fX7CQioo9jExJ8KYcL1BPg== 0001214305-10-000023.txt : 20101101 0001214305-10-000023.hdr.sgml : 20101101 20101101175224 ACCESSION NUMBER: 0001214305-10-000023 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101020 FILED AS OF DATE: 20101101 DATE AS OF CHANGE: 20101101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Comstock Mining Inc. CENTRAL INDEX KEY: 0001120970 STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040] IRS NUMBER: 650955118 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1200 AMERICAN FLAT ROAD CITY: GOLD HILL, STATE: NV ZIP: 89440 BUSINESS PHONE: 480-505-4040 MAIL ADDRESS: STREET 1: P.O. BOX 1118 CITY: VIRGINIA CITY, STATE: NV ZIP: 85255 FORMER COMPANY: FORMER CONFORMED NAME: GOLDSPRING INC DATE OF NAME CHANGE: 20040730 FORMER COMPANY: FORMER CONFORMED NAME: GOLDSPRING DATE OF NAME CHANGE: 20030821 FORMER COMPANY: FORMER CONFORMED NAME: STARTCALL COM INC DATE OF NAME CHANGE: 20010305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WINFIELD JOHN V CENTRAL INDEX KEY: 0000935390 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32429 FILM NUMBER: 101155880 MAIL ADDRESS: STREET 1: THE INTERGROUP CORPORATION STREET 2: 10940 WILSHIRE BLVD., SUITE 2150 CITY: LOS ANGELES STATE: CA ZIP: 90024 3 1 primary_doc.xml PRIMARY DOCUMENT X0203 3 2010-10-20 0 0001120970 Comstock Mining Inc. LODE 0000935390 WINFIELD JOHN V THE INTERGROUP CORPORATION 10940 WILSHIRE BLVD., SUITE 2150 LOS ANGELES CA 90024 0 0 1 0 Common Stock 607634 D 7 1/2% Series A-1 Convertible Preferred Stock (7,681 shares) 0.651 2010-10-20 Common Stock 11798016 D 7 1/2% Series A-1 Convertible Preferred Stock (862.5 shares) 0.651 2010-10-20 Common Stock 1324800 I By Northern Comstock LLC Warrants to Purchase Common Stock 4 Common Stock 100000 D Warrants to Purchase Common Stock 3.5 Common Stock 218750 D Each share of 7 1/2% Convertible Preferred Stock ("A-1 Preferred") has a stated value of $1,000 per share and can be converted into shares of Common Stock at the holder's election at a rate of $0.651 per share (subject to certain adjustments). A-1 Preferred shares are convertible at any time after issuance (10/20/2010) and have no expiration. All Warrants are presently exercisable. Warrants expire as follow: April 30, 2013 - 25,000 shares; June 7, 2013 - 25,000 shares; and August 13, 2013 - 50,000 shares. Warrants expire as follow: December 9, 2012 - 31,250 shares; February 15, 2013 - 31,250 shares; April 20, 2013 - 31,250 shares; May 11, 2013 - 31,250 shares; June 9, 2013 - 31,250 shares; June 15, 2013 - 31,250 shares; and June 21, 2013 - 31,250 shares. /s/ John V. Winfield 2010-11-01 -----END PRIVACY-ENHANCED MESSAGE-----