0001269847-16-000065.txt : 20160511 0001269847-16-000065.hdr.sgml : 20160511 20160511193052 ACCESSION NUMBER: 0001269847-16-000065 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160509 FILED AS OF DATE: 20160511 DATE AS OF CHANGE: 20160511 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ACI WORLDWIDE, INC. CENTRAL INDEX KEY: 0000935036 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 470772104 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3520 KRAFT ROAD, SUITE 300 CITY: NAPLES STATE: FL ZIP: 34105 BUSINESS PHONE: 239-403-4600 MAIL ADDRESS: STREET 1: 3520 KRAFT ROAD, SUITE 300 CITY: NAPLES STATE: FL ZIP: 34105 FORMER COMPANY: FORMER CONFORMED NAME: TRANSACTION SYSTEMS ARCHITECTS INC DATE OF NAME CHANGE: 19950109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HEASLEY PHILIP G CENTRAL INDEX KEY: 0001078558 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25346 FILM NUMBER: 161641336 MAIL ADDRESS: STREET 1: ACI WORLDWIDE, INC. STREET 2: 6060 COVENTRY DRIVE CITY: ELKHORN STATE: NE ZIP: 68022 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2016-05-09 0 0000935036 ACI WORLDWIDE, INC. ACIW 0001078558 HEASLEY PHILIP G 3520 KRAFT ROAD SUITE 300 NAPLES FL 34105 1 1 0 0 CEO and President Common Stock 2016-05-09 4 M 0 30956.0 8.8767 A 1415359 D Common Stock 2016-05-09 4 S 0 30956.0 20.1908 D 1384403 D Common Stock 2016-05-10 4 M 0 73864.0 8.8767 A 1458267 D Common Stock 2016-05-10 4 S 0 73864.0 20.2778 D 1384403 D Common Stock 2016-05-11 4 M 0 26850.0 8.8767 A 1411253 D Common Stock 2016-05-11 4 S 0 26850.0 20.2415 D 1384403 D Common Stock 2016-05-11 4 M 0 61151.0 9.6467 A 1445554 D Common Stock 2016-05-11 4 S 0 61151.0 20.1987 D 1384403 D Non-Qualified Stock Option (right to buy) 8.8767 2016-05-09 4 M 0 30956.0 0.0 D 2020-12-01 Common Stock 30956 100714 D Non-Qualified Stock Option (right to buy) 8.8767 2016-05-10 4 M 0 73864.0 0.0 D 2020-12-01 Common Stock 73864 26850 D Non-Qualified Stock Option (right to buy) 8.8767 2016-05-11 4 M 0 26850.0 0.0 D 2020-12-01 Common Stock 26850 0 D Non-Qualified Stock Option (right to buy) 9.6467 2016-05-11 4 M 0 61151.0 0.0 D 2021-12-08 Common Stock 61151 100003 D The amount of securities owned has been updated to include 534 shares acquired under the Company's 1999 Employee Stock Purchase Plan, as amended. The sale price ranged from $20.12 to $20.295, with a weighted average sale price of $20.19082. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The sale price ranged from $20.04 to $20.40, with a weighted average sale price of $20.27775. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The sale price ranged from $20.09 to $20.46, with a weighted average sale price of $20.241502. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The sale price ranged from $20.08 to $20.33, with a weighted average sale price of $20.198715. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The options were granted pursuant to the ACI Worldwide, Inc. 2005 Equity and Performance Incentive Plan, as amended. The shares identified herein were sold pursuant to the cashless exercise of options granted to Mr. Heasley on December 1, 2010 and December 8, 2011, the proceeds of which are intended to satisfy certain tax obligations. As of the date of this report, Mr. Heasley's beneficial ownership of the securities reported herein is 2,127,222 shares, consisting of 742,819 shares subject to currently exercisable options with a weighted average exercise price of $13.59 and 1,384,403 shares directly owned. By: Dennis Byrnes, Attorney in Fact For: Philip G. Heasley 2016-05-11