0001269847-14-000023.txt : 20140905 0001269847-14-000023.hdr.sgml : 20140905 20140905162914 ACCESSION NUMBER: 0001269847-14-000023 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140903 FILED AS OF DATE: 20140905 DATE AS OF CHANGE: 20140905 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ACI WORLDWIDE, INC. CENTRAL INDEX KEY: 0000935036 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 470772104 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3520 KRAFT ROAD, SUITE 300 CITY: NAPLES STATE: FL ZIP: 34105 BUSINESS PHONE: 239-403-4600 MAIL ADDRESS: STREET 1: 3520 KRAFT ROAD, SUITE 300 CITY: NAPLES STATE: FL ZIP: 34105 FORMER COMPANY: FORMER CONFORMED NAME: TRANSACTION SYSTEMS ARCHITECTS INC DATE OF NAME CHANGE: 19950109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HEASLEY PHILIP G CENTRAL INDEX KEY: 0001078558 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25346 FILM NUMBER: 141086273 MAIL ADDRESS: STREET 1: ACI WORLDWIDE, INC. STREET 2: 6060 COVENTRY DRIVE CITY: ELKHORN STATE: NE ZIP: 68022 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2014-09-03 0 0000935036 ACI WORLDWIDE, INC. ACIW 0001078558 HEASLEY PHILIP G 3520 KRAFT ROAD SUITE 300 NAPLES FL 34105 1 1 0 0 CEO and President Common Stock 2014-09-03 4 M 0 59654.0 7.55 A 1206926 D Common Stock 2014-09-03 4 S 0 59654.0 19.6716 D 1147272 D Common Stock 2014-09-03 4 M 0 200000.0 7.55 A 1347272 D Common Stock 2014-09-03 4 S 0 200000.0 19.5564 D 1147272 D Common Stock 2014-09-04 4 M 0 13753.0 7.55 A 1161025 D Common Stock 2014-09-04 4 S 0 13753.0 19.61 D 1147272 D Non-Qualified Stock Option (right to buy) 7.55 2014-09-03 4 M 0 59654.0 0.0 D 2015-03-09 Common Stock 59654 756010 D Non-Qualified Stock Option (right to buy) 7.55 2014-09-03 4 M 0 200000.0 0.0 D 2015-03-09 Common Stock 200000 556010 D Non-Qualified Stock Option (right to buy) 7.55 2014-09-04 4 M 0 13753.0 0.0 D 2015-03-09 Common Stock 13753 542257 D The amount of securities owned has also been updated to include 318 shares acquired under the Company's 1999 Employee Stock Purchase Plan, as amended. The sale price ranged from $19.61 to $19.69, with a weighted average sale price of $19.67. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The sale price ranged from $19.43 to $19.64, with a weighted average sale price of $19.56. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The number of options and the exercise price reflect the 3-for-1 stock split effective July 10, 2014. Specifically, the number of options reported is three times the number previously reported and the exercise price is one-third of the exercise price previously reported. The options were granted pursuant to the ACI Worldwide, Inc. 2005 Equity and Performance Incentive Plan. The shares identified herein were sold under Mr. Heasley's Rule 10b5-1 plan. Such shares were sold pursuant to the cashless exercise of options granted to Mr. Heasley on March 9, 2005, which options would otherwise expire in accordance with their terms in approximately six months, on March 9, 2015. As of the date of this report, Mr. Heasley's beneficial ownership of the securities reported herein is 2,284,156 shares, consisting of 1,136,884 shares subject to currently exercisable options with a weighted average exercise price of $9.11 and 1,147,272 shares directly owned. These directly owned shares include 221,382 shares acquired by Mr. Heasley in 2014. By: /s/ Dennis Byrnes, Attorney in Fact For: Philip G. Heasley 2014-09-05