0001269847-13-000030.txt : 20131022 0001269847-13-000030.hdr.sgml : 20131022 20131022155753 ACCESSION NUMBER: 0001269847-13-000030 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131018 FILED AS OF DATE: 20131022 DATE AS OF CHANGE: 20131022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ACI WORLDWIDE, INC. CENTRAL INDEX KEY: 0000935036 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 470772104 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3520 KRAFT ROAD, SUITE 300 CITY: NAPLES STATE: FL ZIP: 34105 BUSINESS PHONE: 239-403-4600 MAIL ADDRESS: STREET 1: 3520 KRAFT ROAD, SUITE 300 CITY: NAPLES STATE: FL ZIP: 34105 FORMER COMPANY: FORMER CONFORMED NAME: TRANSACTION SYSTEMS ARCHITECTS INC DATE OF NAME CHANGE: 19950109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HEASLEY PHILIP G CENTRAL INDEX KEY: 0001078558 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25346 FILM NUMBER: 131163638 MAIL ADDRESS: STREET 1: ACI WORLDWIDE, INC. STREET 2: 6060 COVENTRY DRIVE CITY: ELKHORN STATE: NE ZIP: 68022 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2013-10-18 0 0000935036 ACI WORLDWIDE, INC. ACIW 0001078558 HEASLEY PHILIP G 3520 KRAFT ROAD SUITE 300 NAPLES FL 34105 1 1 0 1 CEO and President CEO and President Common Stock 2013-10-18 4 M 0 18491.0 22.65 A 327121 D Common Stock 2013-10-18 4 S 0 18491.0 56.006 D 308630 D Common Stock 2013-10-21 4 M 0 18835.0 22.65 A 327465 D Common Stock 2013-10-21 4 S 0 18835.0 56.0096 D 308630 D Common Stock 2013-10-22 4 M 0 12674.0 22.65 A 321304 D Common Stock 2013-10-22 4 S 0 12674.0 56.0383 D 308630 D Non-Qualified Stock Option (right to buy) 22.65 2013-10-18 4 M 0 18491.0 0.0 D 2015-03-09 Common Stock 18491 631509 D Non-Qualified Stock Option (right to buy) 22.65 2013-10-21 4 M 0 18835.0 0.0 D 2015-03-09 Common Stock 18835 612674 D Non-Qualified Stock Option (right to buy) 22.65 2013-10-22 4 M 0 12674.0 0.0 D 2015-03-09 Common Stock 12674 600000 D The sale price ranged from $56.00 to $56.03, with a weighted average sale price of $56.006003. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The sale price ranged from $56.00 to $56.03, with a weighted average sale price of $56.009648. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The sale price ranged from $56.00 to $56.22, with a weighted average sale price of $56.038267. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The options were granted pursuant to the Company's 2005 Equity and Performance Incentive Plan, as amended. The options vested in equal annual installments over a four year period beginning with the first anniversary of the date of grant. All options that were exercised were vested prior to exercise. The shares identified herein were sold under Mr. Heasley's Rule 10b5-1 plan that was disclosed in the Company's Form 8-K dated June 13, 2013. Such shares were sold pursuant to the cashless exercise of options granted to Mr. Heasley on March 9, 2005 which would otherwise expire in accordance with their terms on March 9, 2015. As of the date of this report, Mr. Heasley's beneficial ownership of the securities reported herein is 701,503 shares, consisting of 308,630 shares directly owned and 392,873 shares subject to currently exercisable options with a weighted average exercise price of $23.841726. Mr. Heasley has the right to acquire an additional 400,000 shares pursuant to options with an exercise price of $22.65, the vesting of which are subject to the attainment by the issuer prior to March 9, 2015 of a market price of at least $50 per share for 60 consecutive trading days. By: /s/ Theodroe Rodriguez, Atty in Fact For: Philip G. Heasley 2013-10-22