FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
|
1. Name and Address of Reporting Person*
(Street)
|
2. Date of Event Requiring Statement
(Month/Day/Year) 12/03/2009 |
3. Issuer Name and Ticker or Trading Symbol
ACI WORLDWIDE, INC. [ ACIW ] |
|||||||||||||
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
5. If Amendment, Date of Original Filed
(Month/Day/Year) |
||||||||||||||
6. Individual or Joint/Group Filing (Check Applicable Line)
|
Table I - Non-Derivative Securities Beneficially Owned | |||
---|---|---|---|
1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 27,396(1) | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
---|---|---|---|---|---|---|---|
1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Non-Qualified Stock Option (right to buy) | (2) | 03/04/2012 | Common Stock | 1,800 | $10.04 | D | |
Non-Qualified Stock Option (right to buy) | (3) | 05/13/2012 | Common Stock | 20,000 | $10.28 | D |
Explanation of Responses: |
1. Includes 13,000 restricted shares granted on February 1, 2008 of which 3,250 vested on Febrauary 1, 2009 and 1,430 of these vested shares were surrendered by the reporting person to pay the tax liability due upon vesting. Also includes 6,500 restricted shares granted on September 16, 2008 of which 1,625 vested on September 16, 2009 and 674 of these vested shares were surrendered by the reporting person to pay the tax liability due upon vesting. Both grants were made pursuant to the ACI Worldwide, Inc. 2005 Equity and Performance Incentive Plan, as amended. The restrictions on these restricted shares generally lapse with respect to 25% of the shares on each anniversary of the grant date. |
2. These options were granted pursuant to the ACI Worldwide, Inc. 1999 Stock Option Plan, as amended. These options became exercisable in monthly installments and vested over 18 months. These options are fully vested. |
3. These options were granted pursuant to the ACI Worldwide, Inc. 1999 Stock Option Plan, as amended. These options vested pro rata on an annual basis over a three-year period, with the first installment becoming exercisable one year after the grant date. These options are fully vested. |
By: /s/ Victoria H. Sitz, Attorney in Fact For: Charles H. Linberg | 12/07/2009 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |