-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Va72FZlRFXodxXR2OfEVdcA0asW6ECX+8xZPvJpAnSdYs/6dX3U7y9nJoii+CoR/ tyQrIQyfoVAKnr0pydbp6w== 0000935036-04-000012.txt : 20040414 0000935036-04-000012.hdr.sgml : 20040414 20040414104455 ACCESSION NUMBER: 0000935036-04-000012 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20040414 ITEM INFORMATION: Other events FILED AS OF DATE: 20040414 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TRANSACTION SYSTEMS ARCHITECTS INC CENTRAL INDEX KEY: 0000935036 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 470772104 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-25346 FILM NUMBER: 04731955 BUSINESS ADDRESS: STREET 1: 224 SOUTH 108TH AVE CITY: OMAHA STATE: NE ZIP: 68154 BUSINESS PHONE: 4023907600 MAIL ADDRESS: STREET 1: 224 SOUTH 108TH CITY: OMAHA STATE: NE ZIP: 68154 8-K 1 secinvestigation8k.txt FORM 8-K -- SEC INVESTIGATION TERMINATED UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: April 14, 2004 (Date of earliest event reported) ------------------------- TRANSACTION SYSTEMS ARCHITECTS, INC. (Exact name of registrant as specified in its charter) Delaware 0-25346 47-0772104 (State or other jurisdiction (Commission (I.R.S. Employer of incorporation) File Number) Identification No.) 224 South 108th Avenue, Omaha, Nebraska 68154 (Address of principal executive offices, including zip code) (402) 334-5101 (Registrant's telephone number, including area code) ------------------------- Item 7. Financial Statements and Exhibits. (c) Exhibits. Exhibit Number Description 99.1 Press Release, dated April 14, 2004. Item 5. Other Events. The Company had previously announced that on August 8, 2003, it was informed that the Securities and Exchange Commission's Enforcement Division had issued a formal order of private investigation in connection with the Company's restatement of its prior consolidated financial statements. On April 14, 2004, Transaction Systems Architects, Inc. issued a press release announcing that it had received a letter from the Securities and Exchange Investigation indicating that they had terminated their investigation and that no enforcement action has been recommended. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. TRANSACTION SYSTEMS ARCHITECTS, INC. Date: April 14, 2004 By: /s/ David R. Bankhead ------------------------------------- David R. Bankhead Senior Vice President, Chief Financial Officer and Treasurer EXHIBIT INDEX Exhibit Number Description 99.1 Press Release, dated April 14, 2004. EX-99 3 sec8kexhibit.txt EXHIBIT TO FORM 8-K -- SEC INVESTIGATION TERMED Exhibit 99.1 News Release TRANSACTION SYSTEMS ARCHITECTS INC 224 SOUTH 108 AVENUE OMAHA, NEBRASKA 68154 402.334.5101 FAX 402.390.8077 For more information contact: William J. Hoelting Vice President, Investor Relations 402.390.8990 FOR IMMEDIATE RELEASE TRANSACTION SYSTEMS ARCHITECTS, INC. ANNOUNCES TERMINATION OF SECURITIES AND EXCHANGE COMMISSION INVESTIGATION (OMAHA, Neb.--April 14, 2004)--Transaction Systems Architects, Inc. (Nasdaq: TSAI), a leading global provider of enterprise e-payments and e-commerce software, announced today that it had received a letter from the Securities and Exchange Commission ("SEC") indicating that they had terminated its investigation and no enforcement action has been recommended. The company announced on August 8, 2003 that it was informed that the SEC had issued a formal order of private investigation relating to the company's restatement of prior period financial statements. "We are very pleased with the SEC's decision not to recommend any enforcement action and happy that this matter was resolved quickly," said Gregory D. Derkacht, President and CEO. "With this investigation behind us, we will look forward to continuing to focus on our business and our leadership position in the e-payments market." About Transaction Systems Architects, Inc. The Company's software facilitates electronic payments by providing consumers and companies access to their money. Our products are used to process transactions involving credit cards, debit cards, secure electronic commerce, mobile commerce, smart cards, secure electronic document delivery and payment, checks, high-value money transfers, bulk payment clearing and settlement, and enterprise e-infrastructure. The Company's solutions are used on more than 1,680 product systems in 74 countries on six continents. -----END PRIVACY-ENHANCED MESSAGE-----