-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, J+SAgXIB9IUWEgDvmACJa6ccxp77FkSodUoYPCjAsPJ8AAPl0ZEAGJXmtt2d3M/F 0c4RvyyNCiX/87xDwwaMRQ== 0001209191-09-006664.txt : 20090204 0001209191-09-006664.hdr.sgml : 20090204 20090204164629 ACCESSION NUMBER: 0001209191-09-006664 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090202 FILED AS OF DATE: 20090204 DATE AS OF CHANGE: 20090204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NORTON CHARLES CENTRAL INDEX KEY: 0001215816 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25428 FILM NUMBER: 09568826 BUSINESS ADDRESS: STREET 1: C/O MEADOW VALLEY STREET 2: 4411 S 40TH STREET CITY: PHOENIX STATE: AZ ZIP: 85040 BUSINESS PHONE: 6024375400 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MEADOW VALLEY CORP CENTRAL INDEX KEY: 0000934749 STANDARD INDUSTRIAL CLASSIFICATION: HEAVY CONSTRUCTION OTHER THAN BUILDING CONST - CONTRACTORS [1600] IRS NUMBER: 880328443 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4602 E. THOMAS ROAD CITY: PHOENIX STATE: AZ ZIP: 85018 BUSINESS PHONE: 6024375400 MAIL ADDRESS: STREET 1: 4602 E. THOMAS ROAD CITY: PHOENIX STATE: AZ ZIP: 85018 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2009-02-02 1 0000934749 MEADOW VALLEY CORP MVCO 0001215816 NORTON CHARLES 4602 E. THOMAS ROAD PHOENIX AZ 85018 1 0 0 0 Stock options (right to buy) 4.563 2009-02-02 2009-02-02 4 D 0 3700 D 2009-03-01 Common stock 3700 0 D Stock options (right to buy) 4.00 2009-02-02 2009-02-02 4 D 0 5000 D 2009-08-13 Common stock 5000 0 D Stock options (right to buy) 1.46 2009-02-02 2009-02-02 4 D 0 3000 D 2013-11-13 Common stock 3000 0 D Stock options (right to buy) 10.11 2009-02-02 2009-02-02 4 D 0 10000 D 2011-11-30 Common stock 10000 0 D On March 1, 1999, the reporting person was granted 10,000 options to purchase common stock. The options vested in three installments of 3,333, 3,333 and 3,334 options on March 1, 2000, 2001 and 2002, respectively. Under the terms of the Agreement and Plan of Merger, dated as of July 28, 2008, among Meadow Valley Corporation ("Meadow Valley"), Phoenix Merger Sub, Inc. and Phoenix Parent Corp. (n/k/a Meadow Valley Parent Corp.), at the effective time of the merger, each option to purchase shares of Meadow Valley common stock was canceled, and the holder thereof was entitled to receive an amount, in cash, equal to the product of (i) the number of shares subject to such option and (ii) the excess, if any, of $11.25 over the exercise price per share of such option, less applicable withholding taxes. On August 13, 1999, the reporting person was granted 5,000 options to purchase common stock. The options vested in three installments of 1,666, 1,667 and 1,667 options on August 13, 2000, 2001 and 2002, respectively. On November 19, 2003, the reporting person was granted 15,000 options to purchase common stock. The options vested in three equal installments of 5,000 options each year on November 19, 2004, 2005 and 2006 respectively. On November 30, 2006, the reporting person was granted 10,000 options to purchase common stock. The options vested in installments of 3,333, 3,333 and 3,334 on November 30, 2007, 2008 and 2009, repectively. /s/ David D. Doty, Attorney-in-fact 2009-02-04 -----END PRIVACY-ENHANCED MESSAGE-----