-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E6r4kkErvfBAV2rwL4ebTBbyqoD+O2QMgE4UmDb9wQUHA8FsD7bgd1gIrOoAWZQM Qlb7aKlN8o74WJToF2Hufw== 0001209191-09-006660.txt : 20090204 0001209191-09-006660.hdr.sgml : 20090204 20090204164406 ACCESSION NUMBER: 0001209191-09-006660 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090202 FILED AS OF DATE: 20090204 DATE AS OF CHANGE: 20090204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Doty David Daniel CENTRAL INDEX KEY: 0001357481 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25428 FILM NUMBER: 09568795 BUSINESS ADDRESS: BUSINESS PHONE: 602-437-5400 MAIL ADDRESS: STREET 1: 4411 S. 40TH STREET STREET 2: SUITE D-11 CITY: PHOENIX STATE: AZ ZIP: 85040 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MEADOW VALLEY CORP CENTRAL INDEX KEY: 0000934749 STANDARD INDUSTRIAL CLASSIFICATION: HEAVY CONSTRUCTION OTHER THAN BUILDING CONST - CONTRACTORS [1600] IRS NUMBER: 880328443 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4602 E. THOMAS ROAD CITY: PHOENIX STATE: AZ ZIP: 85018 BUSINESS PHONE: 6024375400 MAIL ADDRESS: STREET 1: 4602 E. THOMAS ROAD CITY: PHOENIX STATE: AZ ZIP: 85018 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2009-02-02 1 0000934749 MEADOW VALLEY CORP MVCO 0001357481 Doty David Daniel 4602 E. THOMAS ROAD PHOENIX AZ 85018 0 1 0 0 Chief Financial Officer Employee stock options (right to buy) 9.38 2009-02-02 2009-02-02 4 D 0 2500 D 2010-11-01 Common stock 2500 0 D Employee stock options (right to buy) 10.11 2009-02-02 2009-02-02 4 D 0 6667 D 2011-11-30 Common stock 6667 0 D On November 1, 2005, the reporting person was granted 7,500 options to purchase common stock. The options vested in three equal installments of 2,500 options each on November 1, 2006, 2007 and 2008, respectively. Under the terms of the Agreement and Plan of Merger, dated as of July 28, 2008, among Meadow Valley Corporation ("Meadow Valley"), Phoenix Merger Sub, Inc. and Phoenix Parent Corp. (n/k/a Meadow Valley Parent Corp.), at the effective time of the merger, each option to purchase shares of Meadow Valley common stock was canceled, and the holder thereof was entitled to receive an amount, in cash, equal to the product of (i) the number of shares subject to such option and (ii) the excess, if any, of $11.25 over the exercise price per share of such option, less applicable withholding taxes. On November 30, 2006, the reporting person was granted 10,000 options to purchase common stock. The options vested in installments of 3,333, 3,333 and 3,334 on November 30, 2007, 2008 and 2009, repectively. /s/ David D. Doty 2009-02-04 -----END PRIVACY-ENHANCED MESSAGE-----