-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CK0v3BMBPajZASFPPRJ9rHKQdLlAl9uIWvUJLP32Izbt2Sp8UHHly3O/0Ge9HrXj xLHl41VK5p6siPN3K2SA/g== 0000950147-01-500006.txt : 20010122 0000950147-01-500006.hdr.sgml : 20010122 ACCESSION NUMBER: 0000950147-01-500006 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20010102 GROUP MEMBERS: BRADY STEVENS TRUST GROUP MEMBERS: PAULK GREG J GROUP MEMBERS: ROBERT ANDREWS GROUP MEMBERS: RYAN JOEY PAULK TRUST SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MEADOW VALLEY CORP CENTRAL INDEX KEY: 0000934749 STANDARD INDUSTRIAL CLASSIFICATION: WATER, SEWER, PIPELINE, COMM AND POWER LINE CONSTRUCTION [1623] IRS NUMBER: 880328443 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: SEC FILE NUMBER: 005-48695 FILM NUMBER: 1500791 BUSINESS ADDRESS: STREET 1: 4411 S 40TH ST STREET 2: STE D-11 CITY: PHOENIX STATE: AZ ZIP: 85040 BUSINESS PHONE: 6024375400 MAIL ADDRESS: STREET 1: 4411 S 40TH ST STREET 2: STE D-11 CITY: PHOENIX STATE: AZ ZIP: 85040 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PAULK GREG J CENTRAL INDEX KEY: 0001130947 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 7100 EAST LINCOLN DRIVE STREET 2: SUITE D-230 CITY: SCOTTSDALE STATE: AZ ZIP: 85253 MAIL ADDRESS: STREET 1: 7100 EAST LINCOLN DRIVE STREET 2: SUITE D-230 CITY: SCOTTSDALE STATE: AZ ZIP: 85253 SC 13D 1 e-5967.txt SCHEDULE 13D OF MEADOW VALLEY CORP. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No.__)* Meadow Valley Corporation ------------------------------ (Name of Issuer) Common Stock, $0.001 par value ------------------------------ (Title of Class of Securities) 583185103 -------------- (CUSIP Number) Thomas J. Morgan, Esq. Lewis and Roca, LLP 40 N. Central Avenue Phoenix, Arizona 85003 (602) 262-5712 -------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) December 21, 2000 ------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]. NOTE: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13D - ------------------- ----------------- CUSIP NO. 583185103 Page 2 of 9 Pages - ------------------- ----------------- 1 NAMES OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Greg J. Paulk -------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] -------------------------------------------------------------------------- 3 SEC USE ONLY -------------------------------------------------------------------------- 4 SOURCE OF FUNDS* PF, AF -------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] -------------------------------------------------------------------------- 6 CITZENSHIP OR PLACE OF ORGANIZATION United States -------------------------------------------------------------------------- 7 SOLE VOTING POWER 307,415 NUMBER OF --------------------------------------------------------- SHARES 8 SHARED VOTING POWER BENEFICIALLY 0 OWNED BY --------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING 307,415 PERSON --------------------------------------------------------- WITH 10 SHARED DISPOSITIVE POWER 0 --------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 357,600 -------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] -------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 10.0% -------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN -------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. SCHEDULE 13D - ------------------- ----------------- CUSIP NO. 583185103 Page 3 of 9 Pages - ------------------- ----------------- 1 NAMES OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Ryan Joey Paulk Trust dated 10/22/97, 88-6070355 -------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] -------------------------------------------------------------------------- 3 SEC USE ONLY -------------------------------------------------------------------------- 4 SOURCE OF FUNDS* PF, AF -------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] -------------------------------------------------------------------------- 6 CITZENSHIP OR PLACE OF ORGANIZATION Nevada -------------------------------------------------------------------------- 7 SOLE VOTING POWER 15,895 NUMBER OF --------------------------------------------------------- SHARES 8 SHARED VOTING POWER BENEFICIALLY 0 OWNED BY --------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING 15,895 PERSON --------------------------------------------------------- WITH 10 SHARED DISPOSITIVE POWER 0 --------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 357,600 -------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] -------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 10.0% -------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* OO -------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. SCHEDULE 13D - ------------------- ----------------- CUSIP NO. 583185103 Page 4 of 9 Pages - ------------------- ----------------- 1 NAMES OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Brady Stevens Trust dated 10/22/97, 88-6070594 -------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] -------------------------------------------------------------------------- 3 SEC USE ONLY -------------------------------------------------------------------------- 4 SOURCE OF FUNDS* PF, AF -------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] -------------------------------------------------------------------------- 6 CITZENSHIP OR PLACE OF ORGANIZATION Nevada -------------------------------------------------------------------------- 7 SOLE VOTING POWER 15,895 NUMBER OF --------------------------------------------------------- SHARES 8 SHARED VOTING POWER BENEFICIALLY 0 OWNED BY --------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING 15,895 PERSON --------------------------------------------------------- WITH 10 SHARED DISPOSITIVE POWER 0 --------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 357,600 -------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] -------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 10.0% -------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* OO -------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. SCHEDULE 13D - ------------------- ----------------- CUSIP NO. 583185103 Page 5 of 9 Pages - ------------------- ----------------- 1 NAMES OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Robert Andrews -------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] -------------------------------------------------------------------------- 3 SEC USE ONLY -------------------------------------------------------------------------- 4 SOURCE OF FUNDS* PF, AF -------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] -------------------------------------------------------------------------- 6 CITZENSHIP OR PLACE OF ORGANIZATION United States -------------------------------------------------------------------------- 7 SOLE VOTING POWER 18,395 NUMBER OF --------------------------------------------------------- SHARES 8 SHARED VOTING POWER BENEFICIALLY 0 OWNED BY --------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING 18,395 PERSON --------------------------------------------------------- WITH 10 SHARED DISPOSITIVE POWER 0 --------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 357,600 -------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] -------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 10.0% -------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN -------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. SCHEDULE 13D - ------------------- ----------------- CUSIP NO. 583185103 Page 6 of 9 Pages - ------------------- ----------------- ITEM 1. SECURITY AND ISSUER (a) common stock, $0.001 par value (b) Meadow Valley Corporation (c) 4411 South 40th Street Suite D-11 Phoenix, Arizona 85040 ITEM 2. IDENTITY AND BACKGROUND The following information relates to Greg J. Paulk: (a) NAME: Greg J. Paulk (b) BUSINESS ADDRESS: 412 East Gowan Road, North Las Vegas, Nevada 89032 (c) OCCUPATION: Chief Executive Officer EMPLOYER: New-Com, Inc., 412 East Gowan Road, North Las Vegas, Nevada 89032 PRINCIPAL BUSINESS: Holding company for corporations engaged in construction business. (d) CRIMINAL CONVICTIONS IN LAST FIVE YEARS: None (e) CIVIL PROCEEDINGS REGARDING SECURITIES VIOLATION IN LAST FIVE YEARS: None (f) CITIZENSHIP: United States The following information relates to Ryan Joey Paulk Trust: (a) NAME: Ryan Joey Paulk Trust dated 10/22/97 (b) PLACE OF ORGANIZATION: Nevada (c) PRINCIPAL BUSINESS: Manage trust assets (d) PRINCIPAL OFFICE: 412 East Gowan Road, North Las Vegas, Nevada 89032 (e) CRIMINAL CONVICTIONS IN LAST FIVE YEARS: None (f) CIVIL PROCEEDINGS REGARDING SECURITIES IN LAST FIVE YEARS: None The following information relates to Brady Stevens Trust: (a) NAME: Brady Stevens Trust dated 10/22/97 (b) PLACE OF ORGANIZATION: Nevada (c) PRINCIPAL BUSINESS: Manage trust assets (d) PRINCIPAL OFFICE: 412 East Gowan Road, North Las Vegas, Nevada 89032 (e) CRIMINAL CONVICTIONS IN LAST FIVE YEARS: None (f) CIVIL PROCEEDINGS REGARDING SECURITIES IN LAST FIVE YEARS: None SCHEDULE 13D - ------------------- ----------------- CUSIP NO. 583185103 Page 7 of 9 Pages - ------------------- ----------------- The following information relates to Robert Andrews: (a) NAME: Robert Andrews (b) BUSINESS ADDRESS: 412 East Gowan Road, North Las Vegas, Nevada 89032 (c) OCCUPATION: Chief Operating Officer EMPLOYER: New-Com, Inc., 412 East Gowan Road, North Las Vegas, Nevada 89032 PRINCIPAL BUSINESS: Holding company for corporations engaged in construction business. (d) CRIMINAL CONVICTIONS IN LAST FIVE YEARS: None (e) CIVIL PROCEEDINGS REGARDING SECURITIES VIOLATION IN LAST FIVE YEARS: None (f) CITIZENSHIP: United States ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION The following information relates to Greg J. Paulk: (a) Purchases in the total amount of $852,366.25 were made with personal funds and loan from New-Com, Inc. (b) Demand loan in the amount of $790,000 from New-Com, Inc. bearing interest in the amount of 6.1%. The following information relates to Ryan Joey Paulk Trust dated 10/22/97: (a) Purchases in the total amount of $43,711.25 were made with personal funds and loan from New-Com, Inc. (b) Demand loan in the amount of $40,000 from New-Com, Inc. bearing interest in the amount of 6.1%. The following information relates to Brady Stevens Trust dated 10/22/97: (a) Purchases in the total amount of $43,711.25 were made with personal funds and loan from New-Com, Inc. (b) Demand loan in the amount of $40,000 from New-Com, Inc. bearing interest in the amount of 6.1%. The following information relates to Robert Andrews: (a) Purchases in the total amount of $50,117.50 were made with personal funds and loan from New-Com, Inc. (b) Demand loan in the amount of $40,000 from New-Com, Inc. bearing interest in the amount of 6.1%. ITEM 4. PURPOSE OF TRANSACTION The shares have been acquired through market transactions in the ordinary course for investment purposes. The reporting persons may acquire additional shares in the open market, in private transactions or otherwise depending on various factors, including general market and industry conditions, and the issuer's financial condition and results of operation. The reporting persons will continue to review their holdings and the factors set forth above and may consider certain types of transactions set forth in paragraphs (a) through (j) of Item 4 of Schedule 13D. No such transactions are currently contemplated. SCHEDULE 13D - ------------------- ----------------- CUSIP NO. 583185103 Page 8 of 9 Pages - ------------------- ----------------- ITEM 5. INTEREST IN SECURITIES OF THE ISSUER (a)(b) Shares Owned: Reporting Person Shares(1) Percentage ---------------- --------- ---------- Greg J. Paulk 307,415 8.6% Ryan Joey Paulk Trust dated 10/22/97 15,895 .4% Brady Stevens Trust dated 10/22/97 15,895 .4% Robert Andrews 18,395 .5% --------- ---------- Group Total 357,600 10.0% - ---------- (1) Each reporting person has sole voting and disposition power over shares indicated. (c) Transactions Within Past 60 Days: All purchases were made between December 20, 2000 and December 29, 2000 at prices ranging from $2.5625 to $2.9375 per share. All shares were purchased in market or negotiated transactions through registered broker dealers. ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITY OF THE ISSUER The persons named in Item 2 above intend to form an entity to hold issuer's shares. New-Com Incorporated is anticipated to be a member of such entity, if formed. No such entity has currently been formed. ITEM 7. MATERIAL TO BE FILED AS EXHIBITS Exhibit 1. Joint Filing Statement. SCHEDULE 13D - ------------------- ----------------- CUSIP NO. 583185103 Page 9 of 9 Pages - ------------------- ----------------- POWER OF ATTORNEY Each person whose signature appears below hereby appoints each and all of the other persons below, as his true and lawful attorneys-in-fact and agents, with full power of substitution and resubstitution, for him, and in his name, place and stead, in any and all capacities, to sign any or all amendments to this Schedule 13D, and to file the same, with all exhibits hereto, and other documents in connection therewith, with the Securities and Exchange Commission, granting unto the attorneys-in-fact and agents, full power and authority to do and perform each and every act and thing requisite and necessary to be done in and about the premises, as fully to all intents and purposes as he might or could do in person, hereby ratifying and confirming to all that such attorneys-in-fact and agents or any of them, or their or his substitute or substitutes, may lawfully do or cause to be done by virtue hereof. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. January 2, 2001 /s/ Greg J. Paulk - ------------------------ ---------------------------------------- Date Greg J. Paulk After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. January 2, 2001 /s/ Ryan Joey Paulk - ------------------------ ---------------------------------------- Date Ryan Joey Paulk, Trustee of the Ryan Joey Paulk Trust dated 10/22/97 After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. January 2, 2001 /s/ Brady Stevens - ------------------------ ---------------------------------------- Date Brady Stevens, Trustee of the Brady Stevens Trust dated 10/22/97 After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. January 2, 2001 /s/ Robert Andrews - ------------------------ ---------------------------------------- Date Robert Andrews EX-1 2 ex-1.txt JOINT FILING STATEMENT Exhibit 1 JOINT FILING STATEMENT STATEMENT PURSUANT TO RULE 13d-1 (k)(1) The undersigned parties hereby consent and agree to file a joint statement on Schedule 13D under the Securities Exchange Act of 1934, as amended, with respect to shares of common stock of MEADOW VALLEY CORPORATION beneficially owned by them, together with any or all amendments thereto, when and if appropriate. The parties hereto further consent and agree to file this Statement pursuant to Rule 13d-1(k)(iii) as an exhibit to such Schedule 13D, thereby incorporating the same into such Schedule 13D. January 2, 2001 /s/ Greg J. Paulk - ------------------------ ---------------------------------------- Date Greg J. Paulk January 2, 2001 /s/ Ryan Joey Paulk - ------------------------ ---------------------------------------- Date Ryan Joey Paulk, Trustee of the Ryan Joey Paulk Trust dated 10/22/97 January 2, 2001 /s/ Brady Stevens - ------------------------ ---------------------------------------- Date Brady Stevens, Trustee of the Brady Stevens Trust dated 10/22/97 January 2, 2001 /s/ Robert Andrews - ------------------------ ---------------------------------------- Date Robert Andrews -----END PRIVACY-ENHANCED MESSAGE-----