-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Us9W1rx02oXGZVCOLmvMtcofOW/UHPRwvXvVlFJoATg+Yh8KROkQm7O3eqANWxwT D08Qhn8aX0sBzcLahyqQvw== 0001121849-02-000001.txt : 20020414 0001121849-02-000001.hdr.sgml : 20020414 ACCESSION NUMBER: 0001121849-02-000001 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20011231 FILED AS OF DATE: 20020213 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: COMMONWEALTH INDUSTRIES INC/DE/ CENTRAL INDEX KEY: 0000934747 STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350] IRS NUMBER: 133245741 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25642 FILM NUMBER: 02539930 BUSINESS ADDRESS: STREET 1: 500 WEST JEFFERSON STREET STREET 2: 19TH FLOOR CITY: LOUISVILLE STATE: KY ZIP: 40202-2823 BUSINESS PHONE: 502-589-8100 MAIL ADDRESS: STREET 1: 500 WEST JEFFERSON STREET STREET 2: 19TH FLOOR CITY: LOUISVILLE STATE: KY ZIP: 40202-2823 FORMER COMPANY: FORMER CONFORMED NAME: COMMONWEALTH ALUMINUM CORP DATE OF NAME CHANGE: 19941228 COMPANY DATA: COMPANY CONFORMED NAME: GOULD KATHERINE R CENTRAL INDEX KEY: 0001121849 OFFICER STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 BUSINESS ADDRESS: STREET 1: C/O COMMON WEALTH INDUSTRIES INC STREET 2: 500 WEST JEFFERSON SUITE 1900 CITY: LOUISVILLE STATE: KY ZIP: 40202 BUSINESS PHONE: 5025898100 MAIL ADDRESS: STREET 1: C/O COMMONWEALTH INDUSTRIES INC STREET 2: 500 WEST JEFFERSON SUITE 1900 CITY: LOUISVILLE STATE: KY ZIP: 40202 5 1 edgar.txt FORM 5 - DECEMBER 31, 2001 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 5 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). ( ) Form 3 Holdings Reported ( ) Form 4 Transactions Reported 1. Name and Address of Reporting Person Gould, Katherine R. Commonwealth Industries, Inc. 500 West Jefferson Street, Suite 1900 Louisville, KY 40202 USA 2. Issuer Name and Ticker or Trading Symbol Commonwealth Industries, Inc. CMIN 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year December 31, 2001 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) Vice President Organizational Development 7. Individual or Joint/Group Reporting (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | |Transaction| or Disposed of (D) | Securities |ect | Beneficial Ownership | |Date |Code| | Beneficially |(D)or | | | | | | A/| | Owned at |Indir | | | | | Amount | D | Price | End of Year |ect(I)| | ___________________________________________________________________________________________________________________________________| Common Stock |12/10/|-- |20,000 |D |$5.55 |0(a) |D | | |01 | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |-- |-- |-- |-- |-- |1911.243(a) |I |401(k) | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer |Date |Code| rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise Pr | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |ice of | | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity | | | Amount | |ble | | | |Year |(I)| | ___________________________________________________________________________________________________________________________________| Stock Option |$8.180 |-- |-- |-- -- |A,D|01/01|01/01|Common Stock|5,000 |-- |5,000 |D | | | | | | | |/02 |/09 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Option |$12.844 |-- |-- |-- -- |A,D|01/01|01/01|Common Stock|5,000 |-- |5,000 |D | | | | | | | |/03 |/10 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Option |$4.219 |-- |-- |-- -- |A,D|01/01|01/01|Common Stock|5,000 |-- |5,000 |D | | | | | | | |/04 |/11 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________|
Explanation of Responses: (a) Common stock disposed of to the issuer with advance approval pursuant to the Company's 1999 Executive Stock Purchase Incentive Plan. (b) During 2001, the reporting person acquired 712.869 sahres of common stock under Company 401(k) Plan. SIGNATURE OF REPORTING PERSON Katherine R. Gould by Lenna Ruth Macdonald (POA) DATE February 13, 2002 -----END PRIVACY-ENHANCED MESSAGE-----