-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N32Nb3Tx+RKc2If/FbR1a11CN2eoOXiUBw+yyN8zQ2PlpXTC2lUeCZI6s+juR58Q +xzLxbcfpfTxfjh1YPwDuw== 0001031523-03-000013.txt : 20030228 0001031523-03-000013.hdr.sgml : 20030228 20030228164244 ACCESSION NUMBER: 0001031523-03-000013 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030226 FILED AS OF DATE: 20030228 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: SIMPLOT J R CENTRAL INDEX KEY: 0000947911 RELATIONSHIP: OWNER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 999 MAIN ST CITY: BOISE STATE: IA ZIP: 83702 BUSINESS PHONE: 2083362110 MAIL ADDRESS: STREET 1: 999 MAIN ST CITY: BOISE STATE: IA ZIP: 83702 FORMER COMPANY: FORMER CONFORMED NAME: SIMPLOT J R ET AL DATE OF NAME CHANGE: 19950712 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: COMMONWEALTH INDUSTRIES INC/DE/ CENTRAL INDEX KEY: 0000934747 STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350] IRS NUMBER: 133245741 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25642 FILM NUMBER: 03587198 BUSINESS ADDRESS: STREET 1: 500 WEST JEFFERSON STREET STREET 2: 19TH FLOOR CITY: LOUISVILLE STATE: KY ZIP: 40202-2823 BUSINESS PHONE: 502-589-8100 MAIL ADDRESS: STREET 1: 500 WEST JEFFERSON STREET STREET 2: 19TH FLOOR CITY: LOUISVILLE STATE: KY ZIP: 40202-2823 FORMER COMPANY: FORMER CONFORMED NAME: COMMONWEALTH ALUMINUM CORP DATE OF NAME CHANGE: 19941228 4 1 fourthfebruaryformfour.txt FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 1. Name and Address of Reporting Person J.R. Simplot/J.R. Simplot Self Declaration of Revocable Trust 999 Main Street, Suite 1300 Boise, ID 83702 2. Issuer Name and Ticker or Trading Symbol Commonwealth Industries, Inc. (CMIN) 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) ###-##-#### 4. Statement for Month/Day/Year February 26, 2003 5. If Amendment, Date of Original (Month/Day/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [__] Director [ X] 10% Owner [__] Officer (give title below) [__] Other (specify below) FORM 4, P. 1 OF 4 7. Individual or Joint/Group Filing (Check Applicable Line) [__] Form filed by One Reporting Person [ X] Form filed by More than One Reporting Person TABLE I - NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED 1. Title of Security (Instr. 3) Common Stock 2. Transaction Date (Month/Day/Year) 2/26/03 2/27/03 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) Code S 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) Amount (A) or (D) Price ------ ---------- ----- 10,000 D $5.112 5,000 D 5.000 5. Amount of Securities Beneficially Owned following Reporting Transaction(s)(Instr. 3 and 4) 1,622,400 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) D- I- 1,622,400 7. Nature of Indirect Beneficial Ownership (Instr. 4) FORM 4, P. 2 of 4 1,622,400 shares are owned by JRS Properties L.P., an Idaho partnership ("JRS Properties"). The J.R. Simplot Self Declaration of Revocable Trust (the "Trust") controls JRS Properties. The Trust and a trust for the benefit of Mr. Simplot's spouse, which exercises no investment control, hold approximately 98.7% of the beneficial interest in the shares owned by JRS Properties. TABLE II - DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (e.g., puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) Code V ---- -- 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) (A) (D) 6. Date Exercisable and Expiration Date (Month/Day/Year) Date Exercisable Expiration Date 7. Title and Amount of Underlying Securities (Instr. 3 and 4) Title Amount of Number of Shares 8. Price of Derivative Security (Instr. 5) 9. Number of Derivative Securities Beneficially Owned following Reported Transaction(s) (Instr. 4) FORM 4, P. 3 of 4 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Explanation of Responses: Reporting Persons: Dated: February 28, 2003 /s/ J.R. Simplot -------------------------------- J.R. Simplot By: /s/ Stephen A. Beebe -------------------------------- Stephen A. Beebe, as Attorney-in-Fact J.R. Simplot Self Declaration of Revocable Trust Dated: February 28, 2003 By: /s/ J.R. Simplot -------------------------------- J.R. Simplot, as Trustee By: /s/ Stephen A. Beebe -------------------------------- Stephen A. Beebe, as Attorney-in-Fact FORM 4, P. 4 of 4 -----END PRIVACY-ENHANCED MESSAGE-----