-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VLkmyUNpC/CUJHxQ1IBnvGkjhHgje//0OdH8W58OcnK2yYHMG8XfXyWNVpVZcXgZ ImDLVw+cRVAf7Nrd0hUCKw== 0001031523-97-000020.txt : 19971224 0001031523-97-000020.hdr.sgml : 19971224 ACCESSION NUMBER: 0001031523-97-000020 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19971223 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: COMMONWEALTH INDUSTRIES INC/DE/ CENTRAL INDEX KEY: 0000934747 STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350] IRS NUMBER: 133245741 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-47675 FILM NUMBER: 97743224 BUSINESS ADDRESS: STREET 1: 500 WEST JEFFERSON STREET STREET 2: 19TH FLOOR CITY: LOUISVILLE STATE: KY ZIP: 40202-2823 BUSINESS PHONE: 502-589-8100 MAIL ADDRESS: STREET 1: 500 WEST JEFFERSON STREET STREET 2: 19TH FLOOR CITY: LOUISVILLE STATE: KY ZIP: 40202-2823 FORMER COMPANY: FORMER CONFORMED NAME: COMMONWEALTH ALUMINUM CORP DATE OF NAME CHANGE: 19941228 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SIMPLOT J R CENTRAL INDEX KEY: 0000947911 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 999 MAIN ST CITY: BOISE STATE: IA ZIP: 83702 BUSINESS PHONE: 2083362110 MAIL ADDRESS: STREET 1: 999 MAIN ST CITY: BOISE STATE: IA ZIP: 83702 FORMER COMPANY: FORMER CONFORMED NAME: SIMPLOT J R ET AL DATE OF NAME CHANGE: 19950712 SC 13D/A 1 AMENDMENT TO SCHEDULE 13D SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 6 TO SCHEDULE 13D Under the Securities Exchange Act of 1934 COMMONWEALTH ALUMINUM CORPORATION ________________________________ (Name of Issuer) Common Stock ($.01 par value) _______________________________ (Title of Class of Securities) 20290410-8 ____________ (CUSIP Number) Ronald N. Graves, Esq. John R. Simplot Self-Declaration of Revocable Trust 999 Main Street Boise, Idaho 83702 Telephone: (208) 336-2110 ________________________________________ (Names, addresses and telephone numbers of persons authorized to receive notices and communications) December 18, 1997 (Date of event which requires filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this statement because of Rule 13d-1(b)(3) or (4), check the following box: [ ] Check the following box if a fee is being paid with this statement: [ ] CUSIP No. 20290410-8 1. NAME OF REPORTING PERSON S.S. or I.R.S. Identification No. of Above Person John R. Simplot Self-Declaration of Revocable Trust J.R. Simplot, Trustee ###-##-#### 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP 3. SEC USE ONLY 4. SOURCE OF FUNDS PF 00 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) 6. CITIZENSHIP OR PLACE OF ORGANIZATION U.S. NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 7. SOLE VOTING POWER 769,000 8. SHARED VOTING POWER 9. SOLE DISPOSITIVE POWER 769,000 10. SHARED DISPOSITIVE POWER 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 769,000 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 4.8% 14. TYPE OF REPORTING PERSON IN This Amendment No. 6 amends the Schedule 13D originally filed on September 13, 1995, as amended by Amendment No. 1 to Schedule 13D filed on October 26, 1995, as amended by Amendment No. 2 to Schedule 13D filed on November 17, 1995, as amended by Amendment No. 3 to Schedule 13D filed on January 4, 1996, and as amended by Amendment No. 4 to Schedule 13D filed on November 12, 1996, as amended by Amendment No. 5 to Schedule 13D filed on February 3, 1997 (the "Schedule 13D") by John R. Simplot Self Declaration of Revocable Trust dated December 21, 1989 (the "Trust"), relating to the common stock, par value $.01 per share (the "Stock") of Commonwealth Aluminum Corporation (the "Issuer"). The purpose of this Amendment is to report open market sales of Stock by the Trust. As a result of such sales, the Trust ceased to be an owner of 5% of the Stock on December 18, 1997. This Amendment terminates the Schedule 13D filing for the Trust with respect to the Issuer. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER. (a - b) As of December 18, 1997, the Trust owned 769,000 shares of Stock. As trustee of the Trust, Mr. Simplot has the sole power to vote and dispose of such shares. Based upon information contained in the Quarterly Report on Form 10-Q of the Issuer filed with the Securities and Exchange Commission for the quarter ended September 30, 1997 (the "10-Q"), the shares owned by the Trust constitute approximately 4.8% of the 15,956,500 shares of Stock outstanding, as reported in the 10-Q. (c) In the 60 days prior to the filing of Amendment No. 6 to the Schedule 13D to and including December 18, 1997, the Trust sold the shares of Stock described below in open market sales through ordinary brokerage transactions:
Sale No. of Price per Share Date Shares (including commissions) 12/11/97 20,000 16.125 12/15/97 10,000 15.250 12/15/97 10,000 14.500 12/16/97 10,000 14.187 12/16/97 10,000 14.000 12/17/97 94,000 14.000 12/18/97 35,000 14.000
(d - e) Not applicable. ITEM 7. MATERIAL TO BE FILED AS EXHIBITS. None After reasonable inquiry and to the best of my knowledge and belief, I certify the information set forth in this statement is true, complete and correct. John R. Simplot Self-Declaration of Revocable Trust /s/ John R. Simplot By ________________________________ John R. Simplot, as Trustee Date: December 22, 1997
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