0000934745-18-000004.txt : 20180507 0000934745-18-000004.hdr.sgml : 20180507 20180507152808 ACCESSION NUMBER: 0000934745-18-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180331 FILED AS OF DATE: 20180507 DATE AS OF CHANGE: 20180507 EFFECTIVENESS DATE: 20180507 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WEATHERLY ASSET MANAGEMENT L. P. CENTRAL INDEX KEY: 0000934745 IRS NUMBER: 330638187 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15002 FILM NUMBER: 18810990 BUSINESS ADDRESS: STREET 1: 832 CAMINO DEL MAR STREET 2: SUITE 4 CITY: DEL MAR STATE: CA ZIP: 92014 BUSINESS PHONE: 8582594507 MAIL ADDRESS: STREET 1: 832 CAMINO DEL MAR STREET 2: SUITE 4 CITY: DEL MAR STATE: CA ZIP: 92014 FORMER COMPANY: FORMER CONFORMED NAME: WEATHERLY ASSET MANAGEMENT LP /ADV DATE OF NAME CHANGE: 19941228 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000934745 XXXXXXXX 03-31-2018 03-31-2018 WEATHERLY ASSET MANAGEMENT L. P.
832 CAMINO DEL MAR SUITE 4 DEL MAR CA 92014
13F HOLDINGS REPORT 028-15002 N
LINDSEY JAN FISKE THOMPSON STRATEGIC OPERATIONS ADVISOR 8582594507 LINDSEY JAN FISKE THOMPSON DEL MAR CA 05-07-2018 0 194 421792 false
INFORMATION TABLE 2 20180331weatherly.xml 20180331WEATHERLY 3M CO COMMON 88579Y101 3028 13792 SH SOLE 0 13792 0 0 ABBOTT LABS COMMON 002824100 1924 32107 SH SOLE 0 32107 0 0 ABBVIE INC COMMON 00287Y109 867 9157 SH SOLE 0 9157 0 0 ACCENTURE PLC IRELAND FOREIGN G1151C101 1214 7912 SH SOLE 0 7912 0 0 ADOBE SYS INC COMMON 00724F101 10376 48021 SH SOLE 0 48021 0 0 AGILENT TECHNOLOGIES INC COMMON 00846U101 929 13888 SH SOLE 0 13888 0 0 ALASKA AIR GROUP INC COMMON 011659109 610 9851 SH SOLE 0 9851 0 0 ALIBABA GROUP HLDG LTD FOREIGN 01609W102 347 1892 SH SOLE 0 1892 0 0 ALLEGION PUB LTD CO FOREIGN G0176J109 795 9320 SH SOLE 0 9320 0 0 ALLERGAN PLC FOREIGN G0177J108 381 2264 SH SOLE 0 2264 0 0 ALLSTATE CORP COMMON 020002101 1546 16305 SH SOLE 0 16305 0 0 ALPHABET INC COMMON 02079K305 4853 4679 SH SOLE 0 4679 0 0 ALPHABET INC COMMON 02079K107 1627 1577 SH SOLE 0 1577 0 0 ALTRIA GROUP INC COMMON 02209S103 355 5703 SH SOLE 0 5703 0 0 AMAZON COM INC COMMON 023135106 21966 15177 SH SOLE 0 15177 0 0 AMERICAN STS WTR CO COMMON 029899101 986 18580 SH SOLE 0 18580 0 0 AMERICAN TOWER CORP NEW COMMON 03027X100 567 3904 SH SOLE 0 3904 0 0 AMGEN INC COMMON 031162100 609 3574 SH SOLE 0 3574 0 0 APPLE INC COMMON 037833100 24062 143414 SH SOLE 0 143414 0 0 ARCHER DANIELS MIDLAND CO COMMON 039483102 3134 72255 SH SOLE 0 72255 0 0 AT&T INC COMMON 00206R102 8616 241678 SH SOLE 0 241678 0 0 AUTOMATIC DATA PROCESSING IN COMMON 053015103 243 2143 SH SOLE 0 2143 0 0 BAKER HUGHES A GE CO COMMON 05722G100 224 8061 SH SOLE 0 8061 0 0 BANK AMER CORP COMMON 060505104 379 12654 SH SOLE 0 12654 0 0 BAXTER INTL INC COMMON 071813109 1783 27410 SH SOLE 0 27410 0 0 BB&T CORP COMMON 054937107 286 5501 SH SOLE 0 5501 0 0 BERKSHIRE HATHAWAY INC DEL COMMON 084670702 2011 10081 SH SOLE 0 10081 0 0 BLACKROCK INC COMMON 09247X101 1909 3524 SH SOLE 0 3524 0 0 BOEING CO COMMON 097023105 4783 14588 SH SOLE 0 14588 0 0 BOOKING HLDGS INC COMMON 09857L108 535 257 SH SOLE 0 257 0 0 BRISTOL MYERS SQUIBB CO COMMON 110122108 301 4756 SH SOLE 0 4756 0 0 CANADIAN NATL RY CO COMMON 136375102 2175 29736 SH SOLE 0 29736 0 0 CARDINAL HEALTH INC COMMON 14149Y108 509 8116 SH SOLE 0 8116 0 0 CATERPILLAR INC DEL COMMON 149123101 1726 11713 SH SOLE 0 11713 0 0 CDK GLOBAL INC COMMON 12508E101 246 3881 SH SOLE 0 3881 0 0 CELGENE CORP COMMON 151020104 258 2892 SH SOLE 0 2892 0 0 CEMEX SAB DE CV FOREIGN 151290889 225 34015 SH SOLE 0 34015 0 0 CERNER CORP COMMON 156782104 204 3511 SH SOLE 0 3511 0 0 CHEVRON CORP NEW COMMON 166764100 1865 16351 SH SOLE 0 16351 0 0 CISCO SYS INC COMMON 17275R102 3625 84529 SH SOLE 0 84529 0 0 CLAYMORE EXCHANGE TRD FD TR COMMON 18383Q507 15842 464860 SH SOLE 0 464860 0 0 CLAYMORE EXCHANGE TRD FD TR COMMON 18383M654 701 13951 SH SOLE 0 13951 0 0 COCA COLA CO COMMON 191216100 924 21279 SH SOLE 0 21279 0 0 COGNIZANT TECHNOLOGY SOLUTIO COMMON 192446102 270 3355 SH SOLE 0 3355 0 0 COLGATE PALMOLIVE CO COMMON 194162103 2602 36302 SH SOLE 0 36302 0 0 COMCAST CORP NEW COMMON 20030N101 1372 40146 SH SOLE 0 40146 0 0 COMERICA INC COMMON 200340107 401 4185 SH SOLE 0 4185 0 0 CONAGRA BRANDS INC COMMON 205887102 528 14310 SH SOLE 0 14310 0 0 CONOCOPHILLIPS COMMON 20825C104 1644 27734 SH SOLE 0 27734 0 0 CORNING INC COMMON 219350105 693 24861 SH SOLE 0 24861 0 0 COSTCO WHSL CORP NEW COMMON 22160K105 2129 11300 SH SOLE 0 11300 0 0 CSX CORP COMMON 126408103 959 17220 SH SOLE 0 17220 0 0 CVS HEALTH CORP COMMON 126650100 2020 32469 SH SOLE 0 32469 0 0 CYRUSONE INC COMMON 23283R100 310 6045 SH SOLE 0 6045 0 0 DEERE & CO COMMON 244199105 1113 7164 SH SOLE 0 7164 0 0 DEVON ENERGY CORP NEW COMMON 25179M103 240 7554 SH SOLE 0 7554 0 0 DEXCOM INC COMMON 252131107 559 7533 SH SOLE 0 7533 0 0 DIAGEO P L C FOREIGN 25243Q205 1110 8199 SH SOLE 0 8199 0 0 DISNEY WALT CO COMMON 254687106 4386 43663 SH SOLE 0 43663 0 0 DOLLAR GEN CORP NEW COMMON 256677105 237 2532 SH SOLE 0 2532 0 0 DOWDUPONT INC COMMON 26078J100 226 3543 SH SOLE 0 3543 0 0 ELECTRONIC ARTS INC COMMON 285512109 628 5183 SH SOLE 0 5183 0 0 EMERSON ELEC CO COMMON 291011104 367 5378 SH SOLE 0 5378 0 0 ENTERPRISE PRODS PARTNERS L COMMON 293792107 528 21552 SH SOLE 0 21552 0 0 EVANS BANCORP INC COMMON 29911Q208 218 4823 SH SOLE 0 4823 0 0 EXPRESS SCRIPTS HLDG CO COMMON 30219G108 706 10219 SH SOLE 0 10219 0 0 EXXON MOBIL CORP COMMON 30231G102 1743 23368 SH SOLE 0 23368 0 0 FACEBOOK INC COMMON 30303M102 3573 22359 SH SOLE 0 22359 0 0 FEDEX CORP COMMON 31428X106 949 3953 SH SOLE 0 3953 0 0 FIDELITY COMMON 316092600 860 21604 SH SOLE 0 21604 0 0 FLUOR CORP NEW COMMON 343412102 795 13886 SH SOLE 0 13886 0 0 FORD MTR CO DEL COMMON 345370860 520 46926 SH SOLE 0 46926 0 0 FREEPORT-MCMORAN INC COMMON 35671D857 1271 72357 SH SOLE 0 72357 0 0 GENERAL DYNAMICS CORP COMMON 369550108 5306 24018 SH SOLE 0 24018 0 0 GENERAL ELECTRIC CO COMMON 369604103 1699 126064 SH SOLE 0 126064 0 0 HALLIBURTON CO COMMON 406216101 4408 93914 SH SOLE 0 93914 0 0 HERSHEY CO COMMON 427866108 565 5708 SH SOLE 0 5708 0 0 HOME DEPOT INC COMMON 437076102 9624 53996 SH SOLE 0 53996 0 0 HONDA MOTOR LTD FOREIGN 438128308 492 14172 SH SOLE 0 14172 0 0 HONEYWELL INTL INC COMMON 438516106 1188 8220 SH SOLE 0 8220 0 0 HORMEL FOODS CORP COMMON 440452100 2803 81685 SH SOLE 0 81685 0 0 INDIA FD INC COMMON 454089103 371 15058 PRN SOLE 0 15058 0 0 INGERSOLL-RAND PLC FOREIGN G47791101 1994 23319 SH SOLE 0 23319 0 0 INTEL CORP COMMON 458140100 5185 99564 SH SOLE 0 99564 0 0 INTERNATIONAL BUSINESS MACHS COMMON 459200101 2819 18374 SH SOLE 0 18374 0 0 ISHARES INC FOREIGN 464286640 200 3772 SH SOLE 0 3772 0 0 ISHARES INC FOREIGN 464286533 2014 32300 SH SOLE 0 32300 0 0 ISHARES TR COMMON 46432F834 2327 36920 SH SOLE 0 36920 0 0 ISHARES TR COMMON 464287507 1478 7879 SH SOLE 0 7879 0 0 ISHARES TR COMMON 464287150 4577 75698 SH SOLE 0 75698 0 0 ISHARES TR COMMON 464287200 545 2055 SH SOLE 0 2055 0 0 ISHARES TR COMMON 464287226 306 2857 SH SOLE 0 2857 0 0 ISHARES TR COMMON 46429B655 665 13060 SH SOLE 0 13060 0 0 ISHARES TR FOREIGN 46429B689 3000 40714 SH SOLE 0 40714 0 0 ISHARES TR FOREIGN 46429B697 422 8117 SH SOLE 0 8117 0 0 ISHARES TR FOREIGN 464288257 971 13542 SH SOLE 0 13542 0 0 ISHARES TR FOREIGN 464287465 311 4467 SH SOLE 0 4467 0 0 ISHARES TR COMMON 464287556 205 1917 SH SOLE 0 1917 0 0 ISHARES TR FOREIGN 464289123 2264 46388 SH SOLE 0 46388 0 0 ISHARES TR COMMON 464287374 458 13824 SH SOLE 0 13824 0 0 ISHARES TR COMMON 464287622 703 4790 SH SOLE 0 4790 0 0 ISHARES TR COMMON 464287614 228 1673 SH SOLE 0 1673 0 0 ISHARES TR COMMON 464287598 470 3915 SH SOLE 0 3915 0 0 ISHARES TR COMMON 464287499 5820 28194 SH SOLE 0 28194 0 0 ISHARES TR PREFERR 464288687 1707 45445 SH SOLE 0 45445 0 0 ISHARES TR COMMON 464287168 1018 10705 SH SOLE 0 10705 0 0 ISHARES TR COMMON 46432F396 224 2116 SH SOLE 0 2116 0 0 ITRON INC COMMON 465741106 655 9160 SH SOLE 0 9160 0 0 JACOBS ENGR GROUP INC DEL COMMON 469814107 699 11814 SH SOLE 0 11814 0 0 JOHNSON & JOHNSON COMMON 478160104 6986 54512 SH SOLE 0 54512 0 0 JPMORGAN CHASE & CO COMMON 46625H100 1622 14751 SH SOLE 0 14751 0 0 KIMBERLY CLARK CORP COMMON 494368103 3820 34683 SH SOLE 0 34683 0 0 LAM RESEARCH CORP COMMON 512807108 508 2501 SH SOLE 0 2501 0 0 LAMB WESTON HLDGS INC COMMON 513272104 264 4527 SH SOLE 0 4527 0 0 LILLY ELI & CO COMMON 532457108 25350 327650 SH SOLE 0 327650 0 0 LOCKHEED MARTIN CORP COMMON 539830109 3121 9236 SH SOLE 0 9236 0 0 MCDONALDS CORP COMMON 580135101 1160 7420 SH SOLE 0 7420 0 0 MCKESSON CORP COMMON 58155Q103 1785 12669 SH SOLE 0 12669 0 0 MEDTRONIC PLC FOREIGN G5960L103 654 8158 SH SOLE 0 8158 0 0 MERCK & CO INC COMMON 58933Y105 395 7256 SH SOLE 0 7256 0 0 MICROSOFT CORP COMMON 594918104 7513 82320 SH SOLE 0 82320 0 0 MOLSON COORS BREWING CO COMMON 60871R209 622 8257 SH SOLE 0 8257 0 0 MONDELEZ INTL INC COMMON 609207105 218 5219 SH SOLE 0 5219 0 0 MONSANTO CO NEW COMMON 61166W101 841 7204 SH SOLE 0 7204 0 0 NETFLIX INC COMMON 64110L106 29731 100663 SH SOLE 0 100663 0 0 NEWELL BRANDS INC COMMON 651229106 343 13458 SH SOLE 0 13458 0 0 NEXTERA ENERGY INC COMMON 65339F101 232 1419 SH SOLE 0 1419 0 0 NIKE INC COMMON 654106103 2693 40531 SH SOLE 0 40531 0 0 NORFOLK SOUTHERN CORP COMMON 655844108 1609 11852 SH SOLE 0 11852 0 0 NOVARTIS A G FOREIGN 66987V109 342 4231 SH SOLE 0 4231 0 0 NUTRIEN LTD COMMON 67077M108 1732 36640 SH SOLE 0 36640 0 0 NUVASIVE INC COMMON 670704105 931 17824 SH SOLE 0 17824 0 0 ONEOK INC NEW COMMON 682680103 221 3889 SH SOLE 0 3889 0 0 ORACLE CORP COMMON 68389X105 962 21024 SH SOLE 0 21024 0 0 PALO ALTO NETWORKS INC COMMON 697435105 1255 6914 SH SOLE 0 6914 0 0 PAYPAL HLDGS INC COMMON 70450Y103 6583 86762 SH SOLE 0 86762 0 0 PEPSICO INC COMMON 713448108 236 2167 SH SOLE 0 2167 0 0 PFIZER INC COMMON 717081103 1240 34943 SH SOLE 0 34943 0 0 PHILIP MORRIS INTL INC COMMON 718172109 494 4974 SH SOLE 0 4974 0 0 PHILLIPS 66 COMMON 718546104 836 8721 SH SOLE 0 8721 0 0 PIMCO ETF TR COMMON 72201R833 1163 11457 SH SOLE 0 11457 0 0 POWERSHARES ETF TRUST COMMON 73935X583 714 6478 SH SOLE 0 6478 0 0 POWERSHARES ETF TRUST COMMON 73935X575 893 29310 SH SOLE 0 29310 0 0 POWERSHARES QQQ TRUST COMMON 73935A104 550 3433 SH SOLE 0 3433 0 0 PROCTER AND GAMBLE CO COMMON 742718109 3019 38084 SH SOLE 0 38084 0 0 PROGRESSIVE CORP OHIO COMMON 743315103 355 5830 SH SOLE 0 5830 0 0 PUBLIC STORAGE COMMON 74460D109 318 1588 PRN SOLE 0 1588 0 0 QUALCOMM INC COMMON 747525103 3525 63618 SH SOLE 0 63618 0 0 RAYONIER INC COMMON 754907103 296 8404 SH SOLE 0 8404 0 0 RAYTHEON CO COMMON 755111507 2630 12186 SH SOLE 0 12186 0 0 REALITY SHS ETF TR COMMON 75605A702 5830 258097 SH SOLE 0 258097 0 0 ROCKWELL AUTOMATION INC COMMON 773903109 3158 18129 SH SOLE 0 18129 0 0 ROCKWELL COLLINS INC COMMON 774341101 362 2683 SH SOLE 0 2683 0 0 ROYAL BK CDA MONTREAL QUE COMMON 780087102 490 6340 SH SOLE 0 6340 0 0 ROYAL DUTCH SHELL PLC FOREIGN 780259206 2099 32890 SH SOLE 0 32890 0 0 SANOFI FOREIGN 80105N105 203 5071 SH SOLE 0 5071 0 0 SAP SE FOREIGN 803054204 1685 16025 SH SOLE 0 16025 0 0 SCHLUMBERGER LTD COMMON 806857108 723 11160 SH SOLE 0 11160 0 0 SCHWAB STRATEGIC TR COMMON 808524862 474 9505 SH SOLE 0 9505 0 0 SCHWAB STRATEGIC TR COMMON 808524102 416 6515 SH SOLE 0 6515 0 0 SELECT SECTOR SPDR TR COMMON 81369Y209 2072 25452 SH SOLE 0 25452 0 0 SELECT SECTOR SPDR TR FOREIGN 81369Y704 611 8226 SH SOLE 0 8226 0 0 SEMPRA ENERGY COMMON 816851109 483 4342 SH SOLE 0 4342 0 0 SERVICENOW INC COMMON 81762P102 435 2630 SH SOLE 0 2630 0 0 SHERWIN WILLIAMS CO COMMON 824348106 1132 2888 SH SOLE 0 2888 0 0 SHIRE PLC FOREIGN 82481R106 439 2937 SH SOLE 0 2937 0 0 SOUTHWEST AIRLS CO COMMON 844741108 356 6207 SH SOLE 0 6207 0 0 SPDR GOLD TRUST COMMON 78463V107 743 5908 SH SOLE 0 5908 0 0 SPDR S&P 500 ETF TR COMMON 78462F103 974 3701 SH SOLE 0 3701 0 0 SPDR SERIES TRUST COMMON 78464A490 905 15189 SH SOLE 0 15189 0 0 SPDR SERIES TRUST COMMON 78464A870 12496 142434 SH SOLE 0 142434 0 0 SSGA ACTIVE ETF TR FOREIGN 78467V848 1821 37952 SH SOLE 0 37952 0 0 SSGA ACTIVE TR COMMON 78470P200 251 5105 SH SOLE 0 5105 0 0 STARBUCKS CORP COMMON 855244109 9342 161370 SH SOLE 0 161370 0 0 SYMANTEC CORP COMMON 871503108 2135 82597 SH SOLE 0 82597 0 0 TARGET CORP COMMON 87612E106 1950 28082 SH SOLE 0 28082 0 0 TESLA INC COMMON 88160R101 570 2140 SH SOLE 0 2140 0 0 TOTAL S A FOREIGN 89151E109 3141 54441 SH SOLE 0 54441 0 0 TYSON FOODS INC COMMON 902494103 2483 33929 SH SOLE 0 33929 0 0 UNION PAC CORP COMMON 907818108 213 1586 SH SOLE 0 1586 0 0 UNITED PARCEL SERVICE INC COMMON 911312106 419 4000 SH SOLE 0 4000 0 0 UNITED TECHNOLOGIES CORP COMMON 913017109 253 2013 SH SOLE 0 2013 0 0 UNITEDHEALTH GROUP INC COMMON 91324P102 216 1009 SH SOLE 0 1009 0 0 VANECK VECTORS ETF TR COMMON 92189F700 226 3662 SH SOLE 0 3662 0 0 VANGUARD INDEX FDS COMMON 922908553 236 3121 SH SOLE 0 3121 0 0 VANGUARD WORLD FDS COMMON 92204A108 236 1489 SH SOLE 0 1489 0 0 VERIZON COMMUNICATIONS INC COMMON 92343V104 2427 50754 SH SOLE 0 50754 0 0 VISA INC COMMON 92826C839 1767 14768 SH SOLE 0 14768 0 0 WALGREENS BOOTS ALLIANCE INC COMMON 931427108 352 5377 SH SOLE 0 5377 0 0 WALMART INC COMMON 931142103 1181 13271 SH SOLE 0 13271 0 0 WASTE MGMT INC DEL COMMON 94106L109 6685 79474 SH SOLE 0 79474 0 0 WELLS FARGO CO NEW COMMON 949746101 1060 20234 SH SOLE 0 20234 0 0 WESTERN ALLIANCE BANCORP COMMON 957638109 520 8955 SH SOLE 0 8955 0 0 WYNDHAM WORLDWIDE CORP COMMON 98310W108 236 2063 SH SOLE 0 2063 0 0