-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CcgrjPFm5VT7YF3e5CQmlqtS8HnWWXxbxeWytHRV8b1/jU/FqbkvxWMVmlglXYrM veJGaVi0rMhnPwVoN8LHtw== 0000891618-00-000912.txt : 20000215 0000891618-00-000912.hdr.sgml : 20000215 ACCESSION NUMBER: 0000891618-00-000912 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SDL INC CENTRAL INDEX KEY: 0000934741 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 770331449 STATE OF INCORPORATION: DE FISCAL YEAR END: 0101 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-45445 FILM NUMBER: 542947 BUSINESS ADDRESS: STREET 1: 80 ROSE ORCHARD WAY CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4089439411 MAIL ADDRESS: STREET 1: 80 ROSE ORCHARD WAY CITY: SAN JOSE STATE: CA ZIP: 95134 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SCIFRES DONALD R CENTRAL INDEX KEY: 0001008155 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 80 ROSE ORCHARD WAY CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4089434300 MAIL ADDRESS: STREET 1: 80 ROSE ORCHARD WAY CITY: SAN JOSE STATE: CA ZIP: 95134 SC 13G 1 SCHEDULE 13G 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 SDL, INC. ------------------------------ (Name of Issuer) COMMON STOCK ------------------------------ (Title of Class of Securities) 784076 10 1 ------------------------------ (CUSIP Number) The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following pages) Page 1 of 5 Pages 2 - ------------------- ----------------- CUSIP NO. 784076101 13G PAGE 2 OF 5 PAGES - ------------------- ----------------- - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Donald R. Scifres - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION USA - ------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 1,793,181 SHARES -------------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 102,210 EACH -------------------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH 1,793,181 -------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 102,210 - ------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,895,391 - ------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.2% - ------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ------------------------------------------------------------------------------- 3 SCHEDULE 13G DONALD R. SCIFRES PAGE 3 OF 5 PAGES ITEM 1. (a) Name of Issuer: SDL, Inc. (b) Address of Issuer's Principal Executive Offices: 80 Rose Orchard Way San Jose, California 95134 ITEM 2. (a) Name of Person Filing: Donald R. Scifres (b) Address of Principal Business Officer or, if none, Residence: 80 Rose Orchard Way San Jose, California 95134 (c) Citizenship: U.S.A. (d) Title of Class Securities: Common Stock (e) CUSIP Number: 784076 10 1 ITEM 3. Not applicable. ITEM 4. OWNERSHIP (a) Amount Beneficially Owned: 1,895,391 (including options exercisable within 60 days to acquire 564,608 shares (the "Options")), as of December 31, 1999. Also includes 24,400 shares held by the Palo Hill Foundation; 24,400 held by the Scifres Family 1999 Charitable Trust; 991,839 held by Donald R. and Carol D. Scifres Revocable Living Trust (collectively the "Trust Shares"); and 172,410 shares held by the children of Mr. Scifres (the "Children Shares"). Dr. Scifres disclaims beneficial ownership of 102,210 Children Shares (the "Adult Shares"), which shares are held by adult children of Dr. Scifres. This Schedule 13G shall not not be construed as an admission that Dr. Scifres is a beneficial owner of the Adult Shares. (b) Percent of Class: 5.2%, as of December 31, 1999. (c) Number of shares as to which such person has: 4 SCHEDULE 13G DONALD R. SCIFRES PAGE 4 OF 5 PAGES (i) sole power to vote or to direct the vote: 1,793,181 shares (comprised of the Options, Trust Shares and Children Shares, excluding the Adult Shares). Dr. Scifres disclaims beneficial ownership of the Adult Shares. (ii) shared power to vote or to direct the vote: 102,210 shares (comprised of the Adult Shares). Dr. Scifres may be deemed to share voting power over the Adult Shares with the children who own such shares. Dr. Scifres disclaims beneficial ownership of the Adult Shares. (iii) sole power to dispose or to direct the disposition of: 1,793,181 shares (comprised of the Options, Trust Shares and Children Shares, excluding the Adult Shares). Dr. Scifres disclaims beneficial ownership of the Adult Shares. (iv) shared power to dispose or to direct the disposition of: 102,210 shares (comprised of the Adult Shares). Dr. Scifres may be deemed to share dispository power over the Adult Shares with the children who own such shares. Dr. Scifres disclaims beneficial ownership of the Adult Shares. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS Not applicable. ITEM 6. Not applicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY Not Applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP Not applicable. ITEM 9. NOTICE OF DISSOLUTION OF THE GROUP Not applicable. ITEM 10. CERTIFICATION Not applicable. 5 SCHEDULE 13G DONALD R. SCIFRES PAGE 5 OF 5 PAGES SIGNATURE After reasonable inquire and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 11, 2000 /s/ Donald R. Scifres --------------------- Donald R. Scifres 5 -----END PRIVACY-ENHANCED MESSAGE-----