-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, K6/qyO0cVvxG5WtGFvwckVzkZxuMJc8rTI42jmSQWrfIh/G4v4IquxPteGoGeso7 07/Ee9GsM5JLykVNSdYAUA== 0001052443-00-000015.txt : 20000515 0001052443-00-000015.hdr.sgml : 20000515 ACCESSION NUMBER: 0001052443-00-000015 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000512 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PITTWAY CORP /DE/ CENTRAL INDEX KEY: 0000093469 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 135616408 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-15668 FILM NUMBER: 630208 BUSINESS ADDRESS: STREET 1: 200 S WACKER DR STE 700 CITY: CHICAGO STATE: IL ZIP: 60606-5802 BUSINESS PHONE: 3128311070 MAIL ADDRESS: STREET 1: 200 S WACKER DR STE 700 CITY: CHICAGO STATE: IL ZIP: 60606-5802 FORMER COMPANY: FORMER CONFORMED NAME: STANDARD SHARES INC DATE OF NAME CHANGE: 19900321 FORMER COMPANY: FORMER CONFORMED NAME: STANDARD POWER & LIGHT CORP DATE OF NAME CHANGE: 19660905 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HARRIS WILLIAM INVESTORS CENTRAL INDEX KEY: 0001052443 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 2 N LASALLE STREET STREET 2: SUITE 400 CITY: CHICAGO STATE: IL ZIP: 60602 BUSINESS PHONE: 3126210590 SC 13G/A 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20594 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No 13)* Pittway Corporation (Name of Issuer) Common Stock, par value $1.00 per share (Title of Class of Securities) 725790-10-9 (CUSIP Number) Check the following box if a fee is being paid with this statement [ ]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1 and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 1NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Harris William Investors (William Harris Investors, Inc.) 2CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] 3SEC USE ONLY 4CITIZENSHIP OR PLACE OF ORGANIZATION Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5SOLE VOTING POWER None 6SHARED VOTING POWER None 7SOLE DISPOSITIVE POWER None 8SHARED DISPOSITIVE POWER None 9AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON None 10CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*[ ] 11PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.0% 12TYPE OF REPORTING PERSON* IA *SEE INSTRUCTION BEFORE FILLING OUT! SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Schedule 13G Under the Securities Exchange Act of 1934 Amendment No 13 Item 1(a)Name of Issuer: Pittway Corporation Item 1(b)Address of Issuer's Principal Executive Offices: 200 South Wacker Drive, Suite 700 Chicago, IL 60606 Item 2(a)Name of Person Filing: William Harris Investors, Inc. (WHI) Item 2(b)Address of Principal Business Office: 2 North LaSalle Street, Suite 400 Chicago, IL 60602 Item 2(c)Citizenship: The filing entity is a Delaware corporation Item 2(d)Title of Class of Securities: Common Stock, par value $1.00 per share Item 2(e)CUSIP Number: 725790-10-9 Item 3Type of Person: (e)[X] Investment Adviser registered under Section 203 of the Investment Adviser Act of 1940 Item 4Ownership at February 29, 2000: (a)Amount beneficially owned: None (b)Percent of class: 0.0% (c)Number of shares as to which the filing person has: (i)Sole power to vote or to direct the vote: None (ii)Shared power to vote or to direct the vote: None (iii)Sole power to dispose or to direct the disposition of: None (iv)Shared power to dispose or to direct the disposition of: None Item 5Ownership of Five Percent or Less of a Class: WHI ceases to be a 13G filer with this filing. Issuer merged with/into Honeywell and no longer exists. Item 6Ownership of More than Five Percent on Behalf of Another Person: Not applicable Item 7Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company: Not applicable Item 8Identification and Classification of Members of the Group: Not applicable Item 9Notice of Dissolution of Group: Not applicable Item 10Certification: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. Signature:After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete, and correct. Date: May 12, 2000 Signature:/s/ Gary Neumayer Name/Title:Gary Neumayer, Treasurer and Compliance Officer -----END PRIVACY-ENHANCED MESSAGE-----