-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CPvZWypiOrTHBzN+/jxqKUl3ohF92+jQKleF1Q1KhTYOJDHhCR9xqVLnIInkQ9xj kIlOqC/+XzQ7b19WP5+84w== 0000906067-99-000006.txt : 19991224 0000906067-99-000006.hdr.sgml : 19991224 ACCESSION NUMBER: 0000906067-99-000006 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 19991223 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PITTWAY CORP /DE/ CENTRAL INDEX KEY: 0000093469 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 135616408 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: SEC FILE NUMBER: 005-15668 FILM NUMBER: 99779732 BUSINESS ADDRESS: STREET 1: 200 S WACKER DR STE 700 CITY: CHICAGO STATE: IL ZIP: 60606-5802 BUSINESS PHONE: 3128311070 MAIL ADDRESS: STREET 1: 200 S WACKER DR STE 700 CITY: CHICAGO STATE: IL ZIP: 60606-5802 FORMER COMPANY: FORMER CONFORMED NAME: STANDARD SHARES INC DATE OF NAME CHANGE: 19900321 FORMER COMPANY: FORMER CONFORMED NAME: STANDARD POWER & LIGHT CORP DATE OF NAME CHANGE: 19660905 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HARRIS IRVING B/HARRIS NEISON/HARRIS WILLIAM W TRUST/ ET AL CENTRAL INDEX KEY: 0000906067 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 200 SOUTH WACKER DRIVE STREET 2: STE 700 CITY: CHICAGO STATE: IL ZIP: 60606-5802 BUSINESS PHONE: 3128311070 MAIL ADDRESS: STREET 1: 200 SOUTH WACKER DRIVE STREET 2: SUITE 700 C/O PITTWAY CORP CITY: CHICAGO STATE: IL ZIP: 60658 SC 13D 1 SCHEDULE 13D AMEND 8 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 8 ) Pittway Corporation (Name of Issuer) Common Stock, $1 par value (Title of Class of Securities) 725790 10 9 (CUSIP Number) King Harris, 200 South Wacker Drive, Suite 700 Chicago, Illinois 60606-5802 (312/831-1070) (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) December 20, 1999 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box [ ] (Continued on the following pages) Page 1 of 112 13D CUSIP No. 725790-10-9 | Page 2 of 112 _______________________________________________________________________________ | 1) Name of Reporting Person | S.S. or I.R.S. Identification No. of Above Person | | Irving B. Harris | |______________________________________________________________________________ | 2) Check the Appropriate Box if a Member of a Group | (a) [ X ] | (b) [ ] |______________________________________________________________________________ | 3) SEC Use Only | |______________________________________________________________________________ | 4) Source of Funds | OO |______________________________________________________________________________ | 5) Check if Disclosure of Legal Proceedings is Required | Pursuant to Items 2(d) or 2(e) | [ ] |______________________________________________________________________________ | 6) Citizenship or Place of Organization | U.S.A. |______________________________________________________________________________ | | 7) Sole Voting Power | Number of | 0 | Shares _______________________________________________________________ | Beneficially | 8) Shared Voting Power | Owned By | 2,543,800 | Each _______________________________________________________________ | Reporting | 9) Sole Dispositive Power | Person | 2,543,800 | With _______________________________________________________________ | | 10) Shared Dispositive Power | | 0 |______________________________________________________________________________ | 11) Aggregate Amount Beneficially Owned by Each | Reporting Person | 2,543,800 |______________________________________________________________________________ | 12) Check if the Aggregate Amount in Row (11) | Excludes Certain Shares | [ ] |______________________________________________________________________________ | 13) Percent of Class Represented By Amount in Row (11) | 32.3% |______________________________________________________________________________ | 14) Type of Reporting Person | IN |_____________________________________________________________________________ 13D CUSIP No. 725790-10-9 | Page 3 of 112 _______________________________________________________________________________ | 1) Name of Reporting Person | S.S. or I.R.S. Identification No. of Above Person | | Neison Harris Trust f/b/o Neison Harris | Trustee: Neison Harris |______________________________________________________________________________ | 2) Check the Appropriate Box if a Member of a Group | (a) [ X ] | (b) [ ] |______________________________________________________________________________ | 3) SEC Use Only | |______________________________________________________________________________ | 4) Source of Funds | OO |______________________________________________________________________________ | 5) Check if Disclosure of Legal Proceedings is Required | Pursuant to Items 2(d) or 2(e) | [ ] |______________________________________________________________________________ | 6) Citizenship or Place of Organization | U.S.A. |______________________________________________________________________________ | | 7) Sole Voting Power | Number of | 415,980 | Shares _______________________________________________________________ | Beneficially | 8) Shared Voting Power | Owned By | 0 | Each _______________________________________________________________ | Reporting | 9) Sole Dispositive Power | Person | 415,980 | With _______________________________________________________________ | | 10) Shared Dispositive Power | | 0 |______________________________________________________________________________ | 11) Aggregate Amount Beneficially Owned by Each | Reporting Person | 415,980 |______________________________________________________________________________ | 12) Check if the Aggregate Amount in Row (11) | Excludes Certain Shares | [ ] |______________________________________________________________________________ | 13) Percent of Class Represented By Amount in Row (11) | 5.3% |______________________________________________________________________________ | 14) Type of Reporting Person | OO |_____________________________________________________________________________ 13D CUSIP No. 725790-10-9 | Page 4 of 112 _______________________________________________________________________________ | 1) Name of Reporting Person | S.S. or I.R.S. Identification No. of Above Person | | Bern, L.P. | General Partner: Portbrid Management Company, Inc. | I.R.S. I.D. No. 36-4304499 |______________________________________________________________________________ | 2) Check the Appropriate Box if a Member of a Group | (a) [ X ] | (b) [ ] |______________________________________________________________________________ | 3) SEC Use Only | |______________________________________________________________________________ | 4) Source of Funds | OO |______________________________________________________________________________ | 5) Check if Disclosure of Legal Proceedings is Required | Pursuant to Items 2(d) or 2(e) | [ ] |______________________________________________________________________________ | 6) Citizenship or Place of Organization | U.S.A. |______________________________________________________________________________ | | 7) Sole Voting Power | Number of | | Shares _______________________________________________________________ | Beneficially | 8) Shared Voting Power | Owned By | 303,992 | Each _______________________________________________________________ | Reporting | 9) Sole Dispositive Power | Person | | With _______________________________________________________________ | | 10) Shared Dispositive Power | | 303,992 |______________________________________________________________________________ | 11) Aggregate Amount Beneficially Owned by Each | Reporting Person | 303,992 |______________________________________________________________________________ | 12) Check if the Aggregate Amount in Row (11) | Excludes Certain Shares | [ ] |______________________________________________________________________________ | 13) Percent of Class Represented By Amount in Row (11) | 3.9% |______________________________________________________________________________ | 14) Type of Reporting Person | PN |_____________________________________________________________________________ 13D CUSIP No. 725790-10-9 | Page 5 of 112 _______________________________________________________________________________ | 1) Name of Reporting Person | S.S. or I.R.S. Identification No. of Above Person | | King Harris Trust of 1990 f/b/o King W. Harris | Trustee: King W. Harris |______________________________________________________________________________ | 2) Check the Appropriate Box if a Member of a Group | (a) [ X ] | (b) [ ] |______________________________________________________________________________ | 3) SEC Use Only | |______________________________________________________________________________ | 4) Source of Funds | OO |______________________________________________________________________________ | 5) Check if Disclosure of Legal Proceedings is Required | Pursuant to Items 2(d) or 2(e) | [ ] |______________________________________________________________________________ | 6) Citizenship or Place of Organization | U.S.A. |______________________________________________________________________________ | | 7) Sole Voting Power | Number of | 216,444 | Shares _______________________________________________________________ | Beneficially | 8) Shared Voting Power | Owned By | 0 | Each _______________________________________________________________ | Reporting | 9) Sole Dispositive Power | Person | 216,444 | With _______________________________________________________________ | | 10) Shared Dispositive Power | | 0 |______________________________________________________________________________ | 11) Aggregate Amount Beneficially Owned by Each | Reporting Person | 216,444 |______________________________________________________________________________ | 12) Check if the Aggregate Amount in Row (11) | Excludes Certain Shares | [ ] |______________________________________________________________________________ | 13) Percent of Class Represented By Amount in Row (11) | 2.8% |______________________________________________________________________________ | 14) Type of Reporting Person | OO |_____________________________________________________________________________ 13D CUSIP No. 725790-10-9 | Page 6 of 112 _______________________________________________________________________________ | 1) Name of Reporting Person | S.S. or I.R.S. Identification No. of Above Person | | Estate of Sidney Barrows | June H. Barrows, Special Administrator |______________________________________________________________________________ | 2) Check the Appropriate Box if a Member of a Group | (a) [ X ] | (b) [ ] |______________________________________________________________________________ | 3) SEC Use Only | |______________________________________________________________________________ | 4) Source of Funds | OO |______________________________________________________________________________ | 5) Check if Disclosure of Legal Proceedings is Required | Pursuant to Items 2(d) or 2(e) | [ ] |______________________________________________________________________________ | 6) Citizenship or Place of Organization | U.S.A. |______________________________________________________________________________ | | 7) Sole Voting Power | Number of | 0 | Shares _______________________________________________________________ | Beneficially | 8) Shared Voting Power | Owned By | 0 | Each _______________________________________________________________ | Reporting | 9) Sole Dispositive Power | Person | 0 | With _______________________________________________________________ | | 10) Shared Dispositive Power | | 0 |______________________________________________________________________________ | 11) Aggregate Amount Beneficially Owned by Each | Reporting Person | 0 |______________________________________________________________________________ | 12) Check if the Aggregate Amount in Row (11) | Excludes Certain Shares | [ ] |______________________________________________________________________________ | 13) Percent of Class Represented By Amount in Row (11) | 0.0% |______________________________________________________________________________ | 14) Type of Reporting Person | IN |_____________________________________________________________________________ 13D CUSIP No. 725790-10-9 | Page 7 of 112 _______________________________________________________________________________ | 1) Name of Reporting Person | S.S. or I.R.S. Identification No. of Above Person | | St. Louis, L.P. | General Partner: St. Louis Management Company | I.R.S. I.D. No. 36-4327869 |______________________________________________________________________________ | 2) Check the Appropriate Box if a Member of a Group | (a) [ X ] | (b) [ ] |______________________________________________________________________________ | 3) SEC Use Only | |______________________________________________________________________________ | 4) Source of Funds | OO |______________________________________________________________________________ | 5) Check if Disclosure of Legal Proceedings is Required | Pursuant to Items 2(d) or 2(e) | [ ] |______________________________________________________________________________ | 6) Citizenship or Place of Organization | U.S.A. |______________________________________________________________________________ | | 7) Sole Voting Power | Number of | | Shares _______________________________________________________________ | Beneficially | 8) Shared Voting Power | Owned By | 356,324 | Each _______________________________________________________________ | Reporting | 9) Sole Dispositive Power | Person | | With _______________________________________________________________ | | 10) Shared Dispositive Power | | 356,324 |______________________________________________________________________________ | 11) Aggregate Amount Beneficially Owned by Each | Reporting Person | 356,324 |______________________________________________________________________________ | 12) Check if the Aggregate Amount in Row (11) | Excludes Certain Shares | [ ] |______________________________________________________________________________ | 13) Percent of Class Represented By Amount in Row (11) | 4.5% |______________________________________________________________________________ | 14) Type of Reporting Person | PN |_____________________________________________________________________________ 13D CUSIP No. 725790-10-9 | Page 8 of 112 _______________________________________________________________________________ | 1) Name of Reporting Person | S.S. or I.R.S. Identification No. of Above Person | | The Roxanne H. Frank Trust f/b/o Roxanne H. Frank | Trustees: Jerome Kahn, Jr., Roxanne H. Frank and Jack Polsky | I.R.S. I.D. No. 36-6607990 |______________________________________________________________________________ | 2) Check the Appropriate Box if a Member of a Group | (a) [ X ] | (b) [ ] |______________________________________________________________________________ | 3) SEC Use Only | |______________________________________________________________________________ | 4) Source of Funds | OO |______________________________________________________________________________ | 5) Check if Disclosure of Legal Proceedings is Required | Pursuant to Items 2(d) or 2(e) | [ ] |______________________________________________________________________________ | 6) Citizenship or Place of Organization | U.S.A. |______________________________________________________________________________ | | 7) Sole Voting Power | Number of | 0 | Shares _______________________________________________________________ | Beneficially | 8) Shared Voting Power | Owned By | 0 | Each _______________________________________________________________ | Reporting | 9) Sole Dispositive Power | Person | 0 | With _______________________________________________________________ | | 10) Shared Dispositive Power | | 0 |______________________________________________________________________________ | 11) Aggregate Amount Beneficially Owned by Each | Reporting Person | 0 |______________________________________________________________________________ | 12) Check if the Aggregate Amount in Row (11) | Excludes Certain Shares | [ ] |______________________________________________________________________________ | 13) Percent of Class Represented By Amount in Row (11) | 0.0% |______________________________________________________________________________ | 14) Type of Reporting Person | OO |_____________________________________________________________________________ 13D CUSIP No. 725790-10-9 | Page 9 of 112 _______________________________________________________________________________ | 1) Name of Reporting Person | S.S. or I.R.S. Identification No. of Above Person | | The Virginia H. Polsky Trust f/b/o Virginia H. Polsky | Trustees: Jerome Kahn, Jr., Virginia H. Polsky, Jack Polsky | I.R.S. I.D. No. 36-6630362 |______________________________________________________________________________ | 2) Check the Appropriate Box if a Member of a Group | (a) [ X ] | (b) [ ] |______________________________________________________________________________ | 3) SEC Use Only | |______________________________________________________________________________ | 4) Source of Funds | OO |______________________________________________________________________________ | 5) Check if Disclosure of Legal Proceedings is Required | Pursuant to Items 2(d) or 2(e) | [ ] |______________________________________________________________________________ | 6) Citizenship or Place of Organization | U.S.A. |______________________________________________________________________________ | | 7) Sole Voting Power | Number of | 0 | Shares _______________________________________________________________ | Beneficially | 8) Shared Voting Power | Owned By | 0 | Each _______________________________________________________________ | Reporting | 9) Sole Dispositive Power | Person | 0 | With _______________________________________________________________ | | 10) Shared Dispositive Power | | 0 |______________________________________________________________________________ | 11) Aggregate Amount Beneficially Owned by Each | Reporting Person | 0 |______________________________________________________________________________ | 12) Check if the Aggregate Amount in Row (11) | Excludes Certain Shares | [ ] |______________________________________________________________________________ | 13) Percent of Class Represented By Amount in Row (11) | 0.0% |______________________________________________________________________________ | 14) Type of Reporting Person | OO |_____________________________________________________________________________ 13D CUSIP No. 725790-10-9 | Page 10 of 112 _______________________________________________________________________________ | 1) Name of Reporting Person | S.S. or I.R.S. Identification No. of Above Person | | June H. Barrows Revocable Trust | Trustee: June H. Barrows |______________________________________________________________________________ | 2) Check the Appropriate Box if a Member of a Group | (a) [ X ] | (b) [ ] |______________________________________________________________________________ | 3) SEC Use Only | |______________________________________________________________________________ | 4) Source of Funds | OO |______________________________________________________________________________ | 5) Check if Disclosure of Legal Proceedings is Required | Pursuant to Items 2(d) or 2(e) | [ ] |______________________________________________________________________________ | 6) Citizenship or Place of Organization | U.S.A. |______________________________________________________________________________ | | 7) Sole Voting Power | Number of | 0 | Shares _______________________________________________________________ | Beneficially | 8) Shared Voting Power | Owned By | 0 | Each _______________________________________________________________ | Reporting | 9) Sole Dispositive Power | Person | 0 | With _______________________________________________________________ | | 10) Shared Dispositive Power | | 0 |______________________________________________________________________________ | 11) Aggregate Amount Beneficially Owned by Each | Reporting Person | 0 |______________________________________________________________________________ | 12) Check if the Aggregate Amount in Row (11) | Excludes Certain Shares | [ ] |______________________________________________________________________________ | 13) Percent of Class Represented By Amount in Row (11) | 0.0% |______________________________________________________________________________ | 14) Type of Reporting Person | OO |_____________________________________________________________________________ 13D CUSIP No. 725790-10-9 | Page 11 of 112 _______________________________________________________________________________ | 1) Name of Reporting Person | S.S. or I.R.S. Identification No. of Above Person | | Daniel Meyer Trust f/b/o Daniel Meyer | Trustees: Jerome Kahn, Jr., Daniel Meyer |______________________________________________________________________________ | 2) Check the Appropriate Box if a Member of a Group | (a) [ X ] | (b) [ ] |______________________________________________________________________________ | 3) SEC Use Only | |______________________________________________________________________________ | 4) Source of Funds | OO |______________________________________________________________________________ | 5) Check if Disclosure of Legal Proceedings is Required | Pursuant to Items 2(d) or 2(e) | [ ] |______________________________________________________________________________ | 6) Citizenship or Place of Organization | U.S.A. |______________________________________________________________________________ | | 7) Sole Voting Power | Number of | 0 | Shares _______________________________________________________________ | Beneficially | 8) Shared Voting Power | Owned By | 36,396 | Each _______________________________________________________________ | Reporting | 9) Sole Dispositive Power | Person | 0 | With _______________________________________________________________ | | 10) Shared Dispositive Power | | 0 |______________________________________________________________________________ | 11) Aggregate Amount Beneficially Owned by Each | Reporting Person | 36,396 |______________________________________________________________________________ | 12) Check if the Aggregate Amount in Row (11) | Excludes Certain Shares | [ ] |______________________________________________________________________________ | 13) Percent of Class Represented By Amount in Row (11) | 0.5% |______________________________________________________________________________ | 14) Type of Reporting Person | OO |_____________________________________________________________________________ 13D CUSIP No. 725790-10-9 | Page 12 of 112 _______________________________________________________________________________ | 1) Name of Reporting Person | S.S. or I.R.S. Identification No. of Above Person | | Thomas Meyer | |______________________________________________________________________________ | 2) Check the Appropriate Box if a Member of a Group | (a) [ X ] | (b) [ ] |______________________________________________________________________________ | 3) SEC Use Only | |______________________________________________________________________________ | 4) Source of Funds | OO |______________________________________________________________________________ | 5) Check if Disclosure of Legal Proceedings is Required | Pursuant to Items 2(d) or 2(e) | [ ] |______________________________________________________________________________ | 6) Citizenship or Place of Organization | U.S.A. |______________________________________________________________________________ | | 7) Sole Voting Power | Number of | 0 | Shares _______________________________________________________________ | Beneficially | 8) Shared Voting Power | Owned By | 41,192 | Each _______________________________________________________________ | Reporting | 9) Sole Dispositive Power | Person | 0 | With _______________________________________________________________ | | 10) Shared Dispositive Power | | 0 |______________________________________________________________________________ | 11) Aggregate Amount Beneficially Owned by Each | Reporting Person | 41,192 |______________________________________________________________________________ | 12) Check if the Aggregate Amount in Row (11) | Excludes Certain Shares | [ ] |______________________________________________________________________________ | 13) Percent of Class Represented By Amount in Row (11) | 0.5% |______________________________________________________________________________ | 14) Type of Reporting Person | IN |_____________________________________________________________________________ 13D CUSIP No. 725790-10-9 | Page 13 of 112 _______________________________________________________________________________ | 1) Name of Reporting Person | S.S. or I.R.S. Identification No. of Above Person | | James Polsky | |______________________________________________________________________________ | 2) Check the Appropriate Box if a Member of a Group | (a) [ X ] | (b) [ ] |______________________________________________________________________________ | 3) SEC Use Only | |______________________________________________________________________________ | 4) Source of Funds | OO |______________________________________________________________________________ | 5) Check if Disclosure of Legal Proceedings is Required | Pursuant to Items 2(d) or 2(e) | [ ] |______________________________________________________________________________ | 6) Citizenship or Place of Organization | U.S.A. |______________________________________________________________________________ | | 7) Sole Voting Power | Number of | 0 | Shares _______________________________________________________________ | Beneficially | 8) Shared Voting Power | Owned By | 6,276 | Each _______________________________________________________________ | Reporting | 9) Sole Dispositive Power | Person | 0 | With _______________________________________________________________ | | 10) Shared Dispositive Power | | 0 |______________________________________________________________________________ | 11) Aggregate Amount Beneficially Owned by Each | Reporting Person | 6,276 |______________________________________________________________________________ | 12) Check if the Aggregate Amount in Row (11) | Excludes Certain Shares | [ ] |______________________________________________________________________________ | 13) Percent of Class Represented By Amount in Row (11) | Less than 0.1% |______________________________________________________________________________ | 14) Type of Reporting Person | IN |_____________________________________________________________________________ 13D CUSIP No. 725790-10-9 | Page 14 of 112 _______________________________________________________________________________ | 1) Name of Reporting Person | S.S. or I.R.S. Identification No. of Above Person | | Jack Polsky | |______________________________________________________________________________ | 2) Check the Appropriate Box if a Member of a Group | (a) [ X ] | (b) [ ] |______________________________________________________________________________ | 3) SEC Use Only | |______________________________________________________________________________ | 4) Source of Funds | OO |______________________________________________________________________________ | 5) Check if Disclosure of Legal Proceedings is Required | Pursuant to Items 2(d) or 2(e) | [ ] |______________________________________________________________________________ | 6) Citizenship or Place of Organization | U.S.A. |______________________________________________________________________________ | | 7) Sole Voting Power | Number of | 0 | Shares _______________________________________________________________ | Beneficially | 8) Shared Voting Power | Owned By | 2,543,800 | Each _______________________________________________________________ | Reporting | 9) Sole Dispositive Power | Person | 0 | With _______________________________________________________________ | | 10) Shared Dispositive Power | | 2,543,800 |______________________________________________________________________________ | 11) Aggregate Amount Beneficially Owned by Each | Reporting Person | 0 |______________________________________________________________________________ | 12) Check if the Aggregate Amount in Row (11) | Excludes Certain Shares | [ ] |______________________________________________________________________________ | 13) Percent of Class Represented By Amount in Row (11) | 32.3% |______________________________________________________________________________ | 14) Type of Reporting Person | IN |______________________________________________________________________________ 13D CUSIP No. 725790-10-9 | Page 15 of 112 _______________________________________________________________________________ | 1) Name of Reporting Person | S.S. or I.R.S. Identification No. of Above Person | | Charles Polsky | |______________________________________________________________________________ | 2) Check the Appropriate Box if a Member of a Group | (a) [ X ] | (b) [ ] |______________________________________________________________________________ | 3) SEC Use Only | |______________________________________________________________________________ | 4) Source of Funds | OO |______________________________________________________________________________ | 5) Check if Disclosure of Legal Proceedings is Required | Pursuant to Items 2(d) or 2(e) | [ ] |______________________________________________________________________________ | 6) Citizenship or Place of Organization | U.S.A. |______________________________________________________________________________ | | 7) Sole Voting Power | Number of | 0 | Shares _______________________________________________________________ | Beneficially | 8) Shared Voting Power | Owned By | 6,008 | Each _______________________________________________________________ | Reporting | 9) Sole Dispositive Power | Person | 0 | With _______________________________________________________________ | | 10) Shared Dispositive Power | | 0 |______________________________________________________________________________ | 11) Aggregate Amount Beneficially Owned by Each | Reporting Person | 6,008 |______________________________________________________________________________ | 12) Check if the Aggregate Amount in Row (11) | Excludes Certain Shares | [ ] |______________________________________________________________________________ | 13) Percent of Class Represented By Amount in Row (11) | Less than 0.1% |______________________________________________________________________________ | 14) Type of Reporting Person | IN |______________________________________________________________________________ 13D CUSIP No. 725790-10-9 | Page 16 of 112 _______________________________________________________________________________ | 1) Name of Reporting Person | S.S. or I.R.S. Identification No. of Above Person | | George Polsky | |______________________________________________________________________________ | 2) Check the Appropriate Box if a Member of a Group | (a) [ X ] | (b) [ ] |______________________________________________________________________________ | 3) SEC Use Only | |______________________________________________________________________________ | 4) Source of Funds | OO |______________________________________________________________________________ | 5) Check if Disclosure of Legal Proceedings is Required | Pursuant to Items 2(d) or 2(e) | [ ] |______________________________________________________________________________ | 6) Citizenship or Place of Organization | U.S.A. |______________________________________________________________________________ | | 7) Sole Voting Power | Number of | 0 | Shares _______________________________________________________________ | Beneficially | 8) Shared Voting Power | Owned By | 4,536 | Each _______________________________________________________________ | Reporting | 9) Sole Dispositive Power | Person | 0 | With _______________________________________________________________ | | 10) Shared Dispositive Power | | 0 |______________________________________________________________________________ | 11) Aggregate Amount Beneficially Owned by Each | Reporting Person | 4,536 |______________________________________________________________________________ | 12) Check if the Aggregate Amount in Row (11) | Excludes Certain Shares | [ ] |______________________________________________________________________________ | 13) Percent of Class Represented By Amount in Row (11) | Less than 0.1% |______________________________________________________________________________ | 14) Type of Reporting Person | IN |_____________________________________________________________________________ 13D CUSIP No. 725790-10-9 | Page 17 of 112 _______________________________________________________________________________ | 1) Name of Reporting Person | S.S. or I.R.S. Identification No. of Above Person | | Jean Polsky | |______________________________________________________________________________ | 2) Check the Appropriate Box if a Member of a Group | (a) [ X ] | (b) [ ] |______________________________________________________________________________ | 3) SEC Use Only | |______________________________________________________________________________ | 4) Source of Funds | OO |______________________________________________________________________________ | 5) Check if Disclosure of Legal Proceedings is Required | Pursuant to Items 2(d) or 2(e) | [ ] |______________________________________________________________________________ | 6) Citizenship or Place of Organization | U.S.A. |______________________________________________________________________________ | | 7) Sole Voting Power | Number of | 0 | Shares _______________________________________________________________ | Beneficially | 8) Shared Voting Power | Owned By | 926 | Each _______________________________________________________________ | Reporting | 9) Sole Dispositive Power | Person | 0 | With _______________________________________________________________ | | 10) Shared Dispositive Power | | 0 |______________________________________________________________________________ | 11) Aggregate Amount Beneficially Owned by Each | Reporting Person | 926 |______________________________________________________________________________ | 12) Check if the Aggregate Amount in Row (11) | Excludes Certain Shares | [ ] |______________________________________________________________________________ | 13) Percent of Class Represented By Amount in Row (11) | Less than 0.1% |______________________________________________________________________________ | 14) Type of Reporting Person | IN |________________________________________________________________________ 13D CUSIP No. 725790-10-9 | Page 18 of 112 _______________________________________________________________________________ | 1) Name of Reporting Person | S.S. or I.R.S. Identification No. of Above Person | | Virginia H. Polsky Trust dtd 11/19/76 f/b/o James Polsky | Trustees: Jerome Kahn, Jr., Jack Polsky | I.R.S. I.D. No. 36-6638562 |______________________________________________________________________________ | 2) Check the Appropriate Box if a Member of a Group | (a) [ X ] | (b) [ ] |______________________________________________________________________________ | 3) SEC Use Only | |______________________________________________________________________________ | 4) Source of Funds | OO |______________________________________________________________________________ | 5) Check if Disclosure of Legal Proceedings is Required | Pursuant to Items 2(d) or 2(e) | [ ] |______________________________________________________________________________ | 6) Citizenship or Place of Organization | U.S.A. |______________________________________________________________________________ | | 7) Sole Voting Power | Number of | 0 | Shares _______________________________________________________________ | Beneficially | 8) Shared Voting Power | Owned By | 24,000 | Each _______________________________________________________________ | Reporting | 9) Sole Dispositive Power | Person | 0 | With _______________________________________________________________ | | 10) Shared Dispositive Power | | 0 |______________________________________________________________________________ | 11) Aggregate Amount Beneficially Owned by Each | Reporting Person | 24,000 |______________________________________________________________________________ | 12) Check if the Aggregate Amount in Row (11) | Excludes Certain Shares | [ ] |______________________________________________________________________________ | 13) Percent of Class Represented By Amount in Row (11) | 0.3% |______________________________________________________________________________ | 14) Type of Reporting Person | OO |_____________________________________________________________________________ 13D CUSIP No. 725790-10-9 | Page 19 of 112 _______________________________________________________________________________ | 1) Name of Reporting Person | S.S. or I.R.S. Identification No. of Above Person | | Virginia H. Polsky Trust dtd 11/19/76 f/b/o Jack Polsky | Trustees: Jerome Kahn, Jr., Jack Polsky | I.R.S. Identification No. 36-6638583 |______________________________________________________________________________ | 2) Check the Appropriate Box if a Member of a Group | (a) [ X ] | (b) [ ] |______________________________________________________________________________ | 3) SEC Use Only | |______________________________________________________________________________ | 4) Source of Funds | OO |______________________________________________________________________________ | 5) Check if Disclosure of Legal Proceedings is Required | Pursuant to Items 2(d) or 2(e) | [ ] |______________________________________________________________________________ | 6) Citizenship or Place of Organization | U.S.A. |______________________________________________________________________________ | | 7) Sole Voting Power | Number of | 0 | Shares _______________________________________________________________ | Beneficially | 8) Shared Voting Power | Owned By | 24,000 | Each _______________________________________________________________ | Reporting | 9) Sole Dispositive Power | Person | 0 | With _______________________________________________________________ | | 10) Shared Dispositive Power | | 0 |______________________________________________________________________________ | 11) Aggregate Amount Beneficially Owned by Each | Reporting Person | 24,000 |______________________________________________________________________________ | 12) Check if the Aggregate Amount in Row (11) | Excludes Certain Shares | [ ] |______________________________________________________________________________ | 13) Percent of Class Represented By Amount in Row (11) | 0.3% |______________________________________________________________________________ | 14) Type of Reporting Person | OO |_____________________________________________________________________________ 13D CUSIP No. 725790-10-9 | Page 20 of 112 _______________________________________________________________________________ | 1) Name of Reporting Person | S.S. or I.R.S. Identification No. of Above Person | | Virginia H. Polsky Trust dtd 11/19/76 f/b/o Charles Polsky | Trustees: Jerome Kahn, Jr., Jack Polsky | I.R.S. I.D. No. 36-6638565 |______________________________________________________________________________ | 2) Check the Appropriate Box if a Member of a Group | (a) [ X ] | (b) [ ] |______________________________________________________________________________ | 3) SEC Use Only | |______________________________________________________________________________ | 4) Source of Funds | OO |______________________________________________________________________________ | 5) Check if Disclosure of Legal Proceedings is Required | Pursuant to Items 2(d) or 2(e) | [ ] |______________________________________________________________________________ | 6) Citizenship or Place of Organization | U.S.A. |______________________________________________________________________________ | | 7) Sole Voting Power | Number of | 0 | Shares _______________________________________________________________ | Beneficially | 8) Shared Voting Power | Owned By | 24,000 | Each _______________________________________________________________ | Reporting | 9) Sole Dispositive Power | Person | 0 | With _______________________________________________________________ | | 10) Shared Dispositive Power | | 0 |______________________________________________________________________________ | 11) Aggregate Amount Beneficially Owned by Each | Reporting Person | 24,000 |______________________________________________________________________________ | 12) Check if the Aggregate Amount in Row (11) | Excludes Certain Shares | [ ] |______________________________________________________________________________ | 13) Percent of Class Represented By Amount in Row (11) | 0.3% |______________________________________________________________________________ | 14) Type of Reporting Person | OO |_____________________________________________________________________________ 13D CUSIP No. 725790-10-9 | Page 21 of 112 _______________________________________________________________________________ | 1) Name of Reporting Person | S.S. or I.R.S. Identification No. of Above Person | | Virginia H. Polsky Trust dtd11/19/76 f/b/o George Polsky | Trustees: Jerome Kahn, Jr., Jack Polsky | I.R.S. I.D. No. 36-6638563 |______________________________________________________________________________ | 2) Check the Appropriate Box if a Member of a Group | (a) [ X ] | (b) [ ] |______________________________________________________________________________ | 3) SEC Use Only | |______________________________________________________________________________ | 4) Source of Funds | OO |______________________________________________________________________________ | 5) Check if Disclosure of Legal Proceedings is Required | Pursuant to Items 2(d) or 2(e) | [ ] |______________________________________________________________________________ | 6) Citizenship or Place of Organization | U.S.A. |______________________________________________________________________________ | | 7) Sole Voting Power | Number of | 0 | Shares _______________________________________________________________ | Beneficially | 8) Shared Voting Power | Owned By | 24,000 | Each _______________________________________________________________ | Reporting | 9) Sole Dispositive Power | Person | 0 | With _______________________________________________________________ | | 10) Shared Dispositive Power | | 0 |______________________________________________________________________________ | 11) Aggregate Amount Beneficially Owned by Each | Reporting Person | 24,000 |______________________________________________________________________________ | 12) Check if the Aggregate Amount in Row (11) | Excludes Certain Shares | [ ] |______________________________________________________________________________ | 13) Percent of Class Represented By Amount in Row (11) | 0.3% |______________________________________________________________________________ | 14) Type of Reporting Person | OO |_____________________________________________________________________________ 13D CUSIP No. 725790-10-9 | Page 22 of 112 _______________________________________________________________________________ | 1) Name of Reporting Person | S.S. or I.R.S. Identification No. of Above Person | | Virginia H. Polsky Trust dtd 11/19/76 f/b/o Jean Polsky | Trustees: Jerome Kahn, Jr., Jack Polsky | I.R.S. I.D. No. 36-6638559 |______________________________________________________________________________ | 2) Check the Appropriate Box if a Member of a Group | (a) [ X ] | (b) [ ] |______________________________________________________________________________ | 3) SEC Use Only | |______________________________________________________________________________ | 4) Source of Funds | OO |______________________________________________________________________________ | 5) Check if Disclosure of Legal Proceedings is Required | Pursuant to Items 2(d) or 2(e) | [ ] |______________________________________________________________________________ | 6) Citizenship or Place of Organization | U.S.A. |______________________________________________________________________________ | | 7) Sole Voting Power | Number of | 0 | Shares _______________________________________________________________ | Beneficially | 8) Shared Voting Power | Owned By | 24,000 | Each _______________________________________________________________ | Reporting | 9) Sole Dispositive Power | Person | 0 | With _______________________________________________________________ | | 10) Shared Dispositive Power | | 0 |______________________________________________________________________________ | 11) Aggregate Amount Beneficially Owned by Each | Reporting Person | 24,000 |______________________________________________________________________________ | 12) Check if the Aggregate Amount in Row (11) | Excludes Certain Shares | [ ] |______________________________________________________________________________ | 13) Percent of Class Represented By Amount in Row (11) | 0.3% |______________________________________________________________________________ | 14) Type of Reporting Person | OO |_____________________________________________________________________________ 13D CUSIP No. 725790-10-9 | Page 23 of 112 _______________________________________________________________________________ | 1) Name of Reporting Person | S.S. or I.R.S. Identification No. of Above Person | | Virginia H. Polsky Trust dtd 12/29/75 f/b/o Jean Polsky | Trustees: Jerome Kahn, Jr., Jack Polsky | I.R.S. I.D. No. 36-6616003 |______________________________________________________________________________ | 2) Check the Appropriate Box if a Member of a Group | (a) [ X ] | (b) [ ] |______________________________________________________________________________ | 3) SEC Use Only | |______________________________________________________________________________ | 4) Source of Funds | OO |______________________________________________________________________________ | 5) Check if Disclosure of Legal Proceedings is Required | Pursuant to Items 2(d) or 2(e) | [ ] |______________________________________________________________________________ | 6) Citizenship or Place of Organization | U.S.A. |______________________________________________________________________________ | | 7) Sole Voting Power | Number of | 0 | Shares _______________________________________________________________ | Beneficially | 8) Shared Voting Power | Owned By | 300 | Each _______________________________________________________________ | Reporting | 9) Sole Dispositive Power | Person | 0 | With _______________________________________________________________ | | 10) Shared Dispositive Power | | 0 |______________________________________________________________________________ | 11) Aggregate Amount Beneficially Owned by Each | Reporting Person | 300 |______________________________________________________________________________ | 12) Check if the Aggregate Amount in Row (11) | Excludes Certain Shares | [ ] |______________________________________________________________________________ | 13) Percent of Class Represented By Amount in Row (11) | Less than 0.1% |______________________________________________________________________________ | 14) Type of Reporting Person | OO |_____________________________________________________________________________ 13D CUSIP No. 725790-10-9 | Page 24 of 112 _______________________________________________________________________________ | 1) Name of Reporting Person | S.S. or I.R.S. Identification No. of Above Person | | Irving B. Harris Trust dtd 2/27/74 f/b/o Jean Polsky | Virginia H. Polsky, I.R.S. I.D. No. 36-6550808 |______________________________________________________________________________ | 2) Check the Appropriate Box if a Member of a Group | (a) [ X ] | (b) [ ] |______________________________________________________________________________ | 3) SEC Use Only | |______________________________________________________________________________ | 4) Source of Funds | OO |______________________________________________________________________________ | 5) Check if Disclosure of Legal Proceedings is Required | Pursuant to Items 2(d) or 2(e) | [ ] |______________________________________________________________________________ | 6) Citizenship or Place of Organization | U.S.A. |______________________________________________________________________________ | | 7) Sole Voting Power | Number of | 0 | Shares _______________________________________________________________ | Beneficially | 8) Shared Voting Power | Owned By | 3,000 | Each _______________________________________________________________ | Reporting | 9) Sole Dispositive Power | Person | 0 | With _______________________________________________________________ | | 10) Shared Dispositive Power | | 0 |______________________________________________________________________________ | 11) Aggregate Amount Beneficially Owned by Each | Reporting Person | 3,000 |______________________________________________________________________________ | 12) Check if the Aggregate Amount in Row (11) | Excludes Certain Shares | [ ] |______________________________________________________________________________ | 13) Percent of Class Represented By Amount in Row (11) | Less than 0.1% |______________________________________________________________________________ | 14) Type of Reporting Person | OO |_____________________________________________________________________________ 13D CUSIP No. 725790-10-9 | Page 25 of 112 _______________________________________________________________________________ | 1) Name of Reporting Person | S.S. or I.R.S. Identification No. of Above Person | | Bette D. Harris Trust f/b/o Bette D. Harris | Trustee: Bette D. Harris |______________________________________________________________________________ | 2) Check the Appropriate Box if a Member of a Group | (a) [ X ] | (b) [ ] |______________________________________________________________________________ | 3) SEC Use Only | |______________________________________________________________________________ | 4) Source of Funds | OO |______________________________________________________________________________ | 5) Check if Disclosure of Legal Proceedings is Required | Pursuant to Items 2(d) or 2(e) | [ ] |______________________________________________________________________________ | 6) Citizenship or Place of Organization | U.S.A. |______________________________________________________________________________ | | 7) Sole Voting Power | Number of | 19,500 | Shares _______________________________________________________________ | Beneficially | 8) Shared Voting Power | Owned By | 0 | Each _______________________________________________________________ | Reporting | 9) Sole Dispositive Power | Person | 19,500 | With _______________________________________________________________ | | 10) Shared Dispositive Power | | 0 |______________________________________________________________________________ | 11) Aggregate Amount Beneficially Owned by Each | Reporting Person | 19,500 |______________________________________________________________________________ | 12) Check if the Aggregate Amount in Row (11) | Excludes Certain Shares | [ ] |______________________________________________________________________________ | 13) Percent of Class Represented By Amount in Row (11) | 0.3% |______________________________________________________________________________ | 14) Type of Reporting Person | IN |_____________________________________________________________________________ 13D CUSIP No. 725790-10-9 | Page 26 of 112 _______________________________________________________________________________ | 1) Name of Reporting Person | S.S. or I.R.S. Identification No. of Above Person | | Toni H. Paul | S.S. No. ###-##-#### |______________________________________________________________________________ | 2) Check the Appropriate Box if a Member of a Group | (a) [ X ] | (b) [ ] |______________________________________________________________________________ | 3) SEC Use Only | |______________________________________________________________________________ | 4) Source of Funds | OO |______________________________________________________________________________ | 5) Check if Disclosure of Legal Proceedings is Required | Pursuant to Items 2(d) or 2(e) | [ ] |______________________________________________________________________________ | 6) Citizenship or Place of Organization | U.S.A. |______________________________________________________________________________ | | 7) Sole Voting Power | Number of | 0 | Shares _______________________________________________________________ | Beneficially | 8) Shared Voting Power | Owned By | 217,626 | Each _______________________________________________________________ | Reporting | 9) Sole Dispositive Power | Person | 0 | With _______________________________________________________________ | | 10) Shared Dispositive Power | | 217,626 |______________________________________________________________________________ | 11) Aggregate Amount Beneficially Owned by Each | Reporting Person | 217,626 |______________________________________________________________________________ | 12) Check if the Aggregate Amount in Row (11) | Excludes Certain Shares | [ ] |______________________________________________________________________________ | 13) Percent of Class Represented By Amount in Row (11) | 2.8% |______________________________________________________________________________ | 14) Type of Reporting Person | IN |_____________________________________________________________________________ 13D CUSIP No. 725790-10-9 | Page 27 of 112 _______________________________________________________________________________ | 1) Name of Reporting Person | S.S. or I.R.S. Identification No. of Above Person | | Katherine Harris Trust f/b/o Katherine Harris | Trustees: Katherine Harris, King W. Harris | I.R.S. I.D. No. 36-6054377 |______________________________________________________________________________ | 2) Check the Appropriate Box if a Member of a Group | (a) [ X ] | (b) [ ] |______________________________________________________________________________ | 3) SEC Use Only | |______________________________________________________________________________ | 4) Source of Funds | OO |______________________________________________________________________________ | 5) Check if Disclosure of Legal Proceedings is Required | Pursuant to Items 2(d) or 2(e) | [ ] |______________________________________________________________________________ | 6) Citizenship or Place of Organization | U.S.A. |______________________________________________________________________________ | | 7) Sole Voting Power | Number of | 207,458 | Shares _______________________________________________________________ | Beneficially | 8) Shared Voting Power | Owned By | 0 | Each _______________________________________________________________ | Reporting | 9) Sole Dispositive Power | Person | 207,458 | With _______________________________________________________________ | | 10) Shared Dispositive Power | | 0 |______________________________________________________________________________ | 11) Aggregate Amount Beneficially Owned by Each | Reporting Person | 207,458 |______________________________________________________________________________ | 12) Check if the Aggregate Amount in Row (11) | Excludes Certain Shares | [ ] |______________________________________________________________________________ | 13) Percent of Class Represented By Amount in Row (11) | 2.6% |______________________________________________________________________________ | 14) Type of Reporting Person | OO |_____________________________________________________________________________ 13D CUSIP No. 725790-10-9 | Page 28 of 112 _______________________________________________________________________________ | 1) Name of Reporting Person | S.S. or I.R.S. Identification No. of Above Person | | Rosetta W. Harris CL Trust A | |______________________________________________________________________________ | 2) Check the Appropriate Box if a Member of a Group | (a) [ X ] | (b) [ ] |______________________________________________________________________________ | 3) SEC Use Only | |______________________________________________________________________________ | 4) Source of Funds | OO |______________________________________________________________________________ | 5) Check if Disclosure of Legal Proceedings is Required | Pursuant to Items 2(d) or 2(e) | [ ] |______________________________________________________________________________ | 6) Citizenship or Place of Organization | U.S.A. |______________________________________________________________________________ | | 7) Sole Voting Power | Number of | 0 | Shares _______________________________________________________________ | Beneficially | 8) Shared Voting Power | Owned By | 30,500 | Each _______________________________________________________________ | Reporting | 9) Sole Dispositive Power | Person | 0 | With _______________________________________________________________ | | 10) Shared Dispositive Power | | 0 |______________________________________________________________________________ | 11) Aggregate Amount Beneficially Owned by Each | Reporting Person | 30,500 |______________________________________________________________________________ | 12) Check if the Aggregate Amount in Row (11) | Excludes Certain Shares | [ ] |______________________________________________________________________________ | 13) Percent of Class Represented By Amount in Row (11) | 0.4% |______________________________________________________________________________ | 14) Type of Reporting Person | OO |_____________________________________________________________________________ 13D CUSIP No. 725790-10-9 | Page 29 of 112 _______________________________________________________________________________ | 1) Name of Reporting Person | S.S. or I.R.S. Identification No. of Above Person | | Rosetta W. Harris CL Trust B | |______________________________________________________________________________ | 2) Check the Appropriate Box if a Member of a Group | (a) [ X ] | (b) [ ] |______________________________________________________________________________ | 3) SEC Use Only | |______________________________________________________________________________ | 4) Source of Funds | OO |______________________________________________________________________________ | 5) Check if Disclosure of Legal Proceedings is Required | Pursuant to Items 2(d) or 2(e) | [ ] |______________________________________________________________________________ | 6) Citizenship or Place of Organization | U.S.A. |______________________________________________________________________________ | | 7) Sole Voting Power | Number of | 0 | Shares _______________________________________________________________ | Beneficially | 8) Shared Voting Power | Owned By | 30,500 | Each _______________________________________________________________ | Reporting | 9) Sole Dispositive Power | Person | 0 | With _______________________________________________________________ | | 10) Shared Dispositive Power | | 0 |______________________________________________________________________________ | 11) Aggregate Amount Beneficially Owned by Each | Reporting Person | 30,500 |______________________________________________________________________________ | 12) Check if the Aggregate Amount in Row (11) | Excludes Certain Shares | [ ] |______________________________________________________________________________ | 13) Percent of Class Represented By Amount in Row (11) | 0.4% |______________________________________________________________________________ | 14) Type of Reporting Person | OO |_____________________________________________________________________________ 13D CUSIP No. 725790-10-9 | Page 30 of 112 _______________________________________________________________________________ | 1) Name of Reporting Person | S.S. or I.R.S. Identification No. of Above Person | | Rosetta W. Harris CL Trust C | |______________________________________________________________________________ | 2) Check the Appropriate Box if a Member of a Group | (a) [ X ] | (b) [ ] |______________________________________________________________________________ | 3) SEC Use Only | |______________________________________________________________________________ | 4) Source of Funds | OO |______________________________________________________________________________ | 5) Check if Disclosure of Legal Proceedings is Required | Pursuant to Items 2(d) or 2(e) | [ ] |______________________________________________________________________________ | 6) Citizenship or Place of Organization | U.S.A. |______________________________________________________________________________ | | 7) Sole Voting Power | Number of | 0 | Shares _______________________________________________________________ | Beneficially | 8) Shared Voting Power | Owned By | 30,500 | Each _______________________________________________________________ | Reporting | 9) Sole Dispositive Power | Person | 0 | With _______________________________________________________________ | | 10) Shared Dispositive Power | | 0 |______________________________________________________________________________ | 11) Aggregate Amount Beneficially Owned by Each | Reporting Person | 30,500 |______________________________________________________________________________ | 12) Check if the Aggregate Amount in Row (11) | Excludes Certain Shares | [ ] |______________________________________________________________________________ | 13) Percent of Class Represented By Amount in Row (11) | 0.4% |______________________________________________________________________________ | 14) Type of Reporting Person | OO |_____________________________________________________________________________ 13D CUSIP No. 725790-10-9 | Page 31 of 112 _______________________________________________________________________________ | 1) Name of Reporting Person | S.S. or I.R.S. Identification No. of Above Person | | Nancy Meyer Trust f/b/o Nancy Meyer | Trustees: Nancy Meyer, Jerome Kahn, Jr. |______________________________________________________________________________ | 2) Check the Appropriate Box if a Member of a Group | (a) [ X ] | (b) [ ] |______________________________________________________________________________ | 3) SEC Use Only | |______________________________________________________________________________ | 4) Source of Funds | OO |______________________________________________________________________________ | 5) Check if Disclosure of Legal Proceedings is Required | Pursuant to Items 2(d) or 2(e) | [ ] |______________________________________________________________________________ | 6) Citizenship or Place of Organization | U.S.A. |______________________________________________________________________________ | | 7) Sole Voting Power | Number of | 0 | Shares _______________________________________________________________ | Beneficially | 8) Shared Voting Power | Owned By | 39,696 | Each _______________________________________________________________ | Reporting | 9) Sole Dispositive Power | Person | 0 | With _______________________________________________________________ | | 10) Shared Dispositive Power | | 0 |______________________________________________________________________________ | 11) Aggregate Amount Beneficially Owned by Each | Reporting Person | 39,696 |______________________________________________________________________________ | 12) Check if the Aggregate Amount in Row (11) | Excludes Certain Shares | [ ] |______________________________________________________________________________ | 13) Percent of Class Represented By Amount in Row (11) | 0.5% |______________________________________________________________________________ | 14) Type of Reporting Person | OO |_____________________________________________________________________________ 13D CUSIP No. 725790-10-9 | Page 32 of 112 _______________________________________________________________________________ | 1) Name of Reporting Person | S.S. or I.R.S. Identification No. of Above Person | | Bette D. Harris Trust dtd 1/13/59 f/b/o John B. Harris | Trustees: Katherine Harris, King W. Harris | I.R.S. Identification No. 36-6055108 |______________________________________________________________________________ | 2) Check the Appropriate Box if a Member of a Group | (a) [ X ] | (b) [ ] |______________________________________________________________________________ | 3) SEC Use Only | |______________________________________________________________________________ | 4) Source of Funds | OO |______________________________________________________________________________ | 5) Check if Disclosure of Legal Proceedings is Required | Pursuant to Items 2(d) or 2(e) | [ ] |______________________________________________________________________________ | 6) Citizenship or Place of Organization | U.S.A. |______________________________________________________________________________ | | 7) Sole Voting Power | Number of | 0 | Shares _______________________________________________________________ | Beneficially | 8) Shared Voting Power | Owned By | 14,618 | Each _______________________________________________________________ | Reporting | 9) Sole Dispositive Power | Person | 0 | With _______________________________________________________________ | | 10) Shared Dispositive Power | | 14,618 |______________________________________________________________________________ | 11) Aggregate Amount Beneficially Owned by Each | Reporting Person | 14,618 |______________________________________________________________________________ | 12) Check if the Aggregate Amount in Row (11) | Excludes Certain Shares | [ ] |______________________________________________________________________________ | 13) Percent of Class Represented By Amount in Row (11) | 0.2% |______________________________________________________________________________ | 14) Type of Reporting Person | OO |_____________________________________________________________________________ 13D CUSIP No. 725790-10-9 | Page 33 of 112 _______________________________________________________________________________ | 1) Name of Reporting Person | S.S. or I.R.S. Identification No. of Above Person | | Bette D. Harris Trust dtd 1/13/59 f/b/o/ Charles H. Paul | Trustees: Katherine Harris, King W. Harris | I.R.S. I.D. No. 36-6055107 |______________________________________________________________________________ | 2) Check the Appropriate Box if a Member of a Group | (a) [ X ] | (b) [ ] |______________________________________________________________________________ | 3) SEC Use Only | |______________________________________________________________________________ | 4) Source of Funds | OO |______________________________________________________________________________ | 5) Check if Disclosure of Legal Proceedings is Required | Pursuant to Items 2(d) or 2(e) | [ ] |______________________________________________________________________________ | 6) Citizenship or Place of Organization | U.S.A. |______________________________________________________________________________ | | 7) Sole Voting Power | Number of | 0 | Shares _______________________________________________________________ | Beneficially | 8) Shared Voting Power | Owned By | 3,055 | Each _______________________________________________________________ | Reporting | 9) Sole Dispositive Power | Person | 0 | With _______________________________________________________________ | | 10) Shared Dispositive Power | | 3,055 |______________________________________________________________________________ | 11) Aggregate Amount Beneficially Owned by Each | Reporting Person | 3,055 |______________________________________________________________________________ | 12) Check if the Aggregate Amount in Row (11) | Excludes Certain Shares | [ ] |______________________________________________________________________________ | 13) Percent of Class Represented By Amount in Row (11) | Less than 0.1% |______________________________________________________________________________ | 14) Type of Reporting Person | OO |_____________________________________________________________________________ 13D CUSIP No. 725790-10-9 | Page 34 of 112 _______________________________________________________________________________ | 1) Name of Reporting Person | S.S. or I.R.S. Identification No. of Above Person | | Bette D. Harris Trust dtd 1/13/59 f/b/o/ Kelly L. Paul | Trustees: Katherine Harris, King W. Harris | I.R.S. I.D. No. 36-6055107 |______________________________________________________________________________ | 2) Check the Appropriate Box if a Member of a Group | (a) [ X ] | (b) [ ] |______________________________________________________________________________ | 3) SEC Use Only | |______________________________________________________________________________ | 4) Source of Funds | OO |______________________________________________________________________________ | 5) Check if Disclosure of Legal Proceedings is Required | Pursuant to Items 2(d) or 2(e) | [ ] |______________________________________________________________________________ | 6) Citizenship or Place of Organization | U.S.A. |______________________________________________________________________________ | | 7) Sole Voting Power | Number of | 0 | Shares _______________________________________________________________ | Beneficially | 8) Shared Voting Power | Owned By | 3,055 | Each _______________________________________________________________ | Reporting | 9) Sole Dispositive Power | Person | 0 | With _______________________________________________________________ | | 10) Shared Dispositive Power | | 3,055 |______________________________________________________________________________ | 11) Aggregate Amount Beneficially Owned by Each | Reporting Person | 3,055 |______________________________________________________________________________ | 12) Check if the Aggregate Amount in Row (11) | Excludes Certain Shares | [ ] |______________________________________________________________________________ | 13) Percent of Class Represented By Amount in Row (11) | Less than 0.1% |______________________________________________________________________________ | 14) Type of Reporting Person | OO |_____________________________________________________________________________ 13D CUSIP No. 725790-10-9 | Page 35 of 112 _______________________________________________________________________________ | 1) Name of Reporting Person | S.S. or I.R.S. Identification No. of Above Person | | Bette D. Harris Trust dtd 1/13/59 f/b/o/ Alan H. Paul | Trustees: Katherine Harris, King W. Harris | I.R.S. I.D. No. 36-6055107 |______________________________________________________________________________ | 2) Check the Appropriate Box if a Member of a Group | (a) [ X ] | (b) [ ] |______________________________________________________________________________ | 3) SEC Use Only | |______________________________________________________________________________ | 4) Source of Funds | OO |______________________________________________________________________________ | 5) Check if Disclosure of Legal Proceedings is Required | Pursuant to Items 2(d) or 2(e) | [ ] |______________________________________________________________________________ | 6) Citizenship or Place of Organization | U.S.A. |______________________________________________________________________________ | | 7) Sole Voting Power | Number of | 0 | Shares _______________________________________________________________ | Beneficially | 8) Shared Voting Power | Owned By | 3,054 | Each _______________________________________________________________ | Reporting | 9) Sole Dispositive Power | Person | 0 | With _______________________________________________________________ | | 10) Shared Dispositive Power | | 3,054 |______________________________________________________________________________ | 11) Aggregate Amount Beneficially Owned by Each | Reporting Person | 3,054 |______________________________________________________________________________ | 12) Check if the Aggregate Amount in Row (11) | Excludes Certain Shares | [ ] |______________________________________________________________________________ | 13) Percent of Class Represented By Amount in Row (11) | Less than 0.1% |______________________________________________________________________________ | 14) Type of Reporting Person | OO |_____________________________________________________________________________ 13D CUSIP No. 725790-10-9 | Page 36 of 112 _______________________________________________________________________________ | 1) Name of Reporting Person | S.S. or I.R.S. Identification No. of Above Person | | Bette D. Harris Trust dtd 1/13/59 f/b/o/ Laurie B. Paul | Trustees: Katherine Harris, King W. Harris | I.R.S. I.D. No. 36-6055107 |______________________________________________________________________________ | 2) Check the Appropriate Box if a Member of a Group | (a) [ X ] | (b) [ ] |______________________________________________________________________________ | 3) SEC Use Only | |______________________________________________________________________________ | 4) Source of Funds | OO |______________________________________________________________________________ | 5) Check if Disclosure of Legal Proceedings is Required | Pursuant to Items 2(d) or 2(e) | [ ] |______________________________________________________________________________ | 6) Citizenship or Place of Organization | U.S.A. |______________________________________________________________________________ | | 7) Sole Voting Power | Number of | 0 | Shares _______________________________________________________________ | Beneficially | 8) Shared Voting Power | Owned By | 3,054 | Each _______________________________________________________________ | Reporting | 9) Sole Dispositive Power | Person | 0 | With _______________________________________________________________ | | 10) Shared Dispositive Power | | 3,054 |______________________________________________________________________________ | 11) Aggregate Amount Beneficially Owned by Each | Reporting Person | 3,054 |______________________________________________________________________________ | 12) Check if the Aggregate Amount in Row (11) | Excludes Certain Shares | [ ] |______________________________________________________________________________ | 13) Percent of Class Represented By Amount in Row (11) | Less than 0% |______________________________________________________________________________ | 14) Type of Reporting Person | OO |____________________________________________________________________________ 13D CUSIP No. 725790-10-9 | Page 37 of 112 _______________________________________________________________________________ | 1) Name of Reporting Person | S.S. or I.R.S. Identification No. of Above Person | | King W. Harris Children's Trust | Trustees: Katherine Harris, Robert L. Barrows, Denise Saul | I.R.S. I.D. No. 36-6641457 |______________________________________________________________________________ | 2) Check the Appropriate Box if a Member of a Group | (a) [ X ] | (b) [ ] |______________________________________________________________________________ | 3) SEC Use Only | |______________________________________________________________________________ | 4) Source of Funds | OO |______________________________________________________________________________ | 5) Check if Disclosure of Legal Proceedings is Required | Pursuant to Items 2(d) or 2(e) | [ ] |______________________________________________________________________________ | 6) Citizenship or Place of Organization | U.S.A. |______________________________________________________________________________ | | 7) Sole Voting Power | Number of | 0 | Shares _______________________________________________________________ | Beneficially | 8) Shared Voting Power | Owned By | 50,100 | Each _______________________________________________________________ | Reporting | 9) Sole Dispositive Power | Person | 0 | With _______________________________________________________________ | | 10) Shared Dispositive Power | | 50,100 |______________________________________________________________________________ | 11) Aggregate Amount Beneficially Owned by Each | Reporting Person | 50,100 |______________________________________________________________________________ | 12) Check if the Aggregate Amount in Row (11) | Excludes Certain Shares | [ ] |______________________________________________________________________________ | 13) Percent of Class Represented By Amount in Row (11) | 0.6% |______________________________________________________________________________ | 14) Type of Reporting Person | OO |_____________________________________________________________________________ 13D CUSIP No. 725790-10-9 | Page 38 of 112 _______________________________________________________________________________ | 1) Name of Reporting Person | S.S. or I.R.S. Identification No. of Above Person | | Toni H. Paul Children's Trust f/b/o Charles H. Paul | Trustees: King W. Harris, Katherine Harris | |______________________________________________________________________________ | 2) Check the Appropriate Box if a Member of a Group | (a) [ X ] | (b) [ ] |______________________________________________________________________________ | 3) SEC Use Only | |______________________________________________________________________________ | 4) Source of Funds | OO |______________________________________________________________________________ | 5) Check if Disclosure of Legal Proceedings is Required | Pursuant to Items 2(d) or 2(e) | [ ] |______________________________________________________________________________ | 6) Citizenship or Place of Organization | U.S.A. |______________________________________________________________________________ | | 7) Sole Voting Power | Number of | 0 | Shares _______________________________________________________________ | Beneficially | 8) Shared Voting Power | Owned By | 8,672 | Each _______________________________________________________________ | Reporting | 9) Sole Dispositive Power | Person | 0 | With _______________________________________________________________ | | 10) Shared Dispositive Power | | 8,672 |______________________________________________________________________________ | 11) Aggregate Amount Beneficially Owned by Each | Reporting Person | 8,672 |______________________________________________________________________________ | 12) Check if the Aggregate Amount in Row (11) | Excludes Certain Shares | [ ] |______________________________________________________________________________ | 13) Percent of Class Represented By Amount in Row (11) | 0.1% |______________________________________________________________________________ | 14) Type of Reporting Person | OO |_____________________________________________________________________________ 13D CUSIP No. 725790-10-9 | Page 39 of 112 _______________________________________________________________________________ | 1) Name of Reporting Person | S.S. or I.R.S. Identification No. of Above Person | | Toni H. Paul Children's Trust f/b/o Kelly L. Paul | Trustees: King W. Harris, Katherine Harris | |______________________________________________________________________________ | 2) Check the Appropriate Box if a Member of a Group | (a) [ X ] | (b) [ ] |______________________________________________________________________________ | 3) SEC Use Only | |______________________________________________________________________________ | 4) Source of Funds | OO |______________________________________________________________________________ | 5) Check if Disclosure of Legal Proceedings is Required | Pursuant to Items 2(d) or 2(e) | [ ] |______________________________________________________________________________ | 6) Citizenship or Place of Organization | U.S.A. |______________________________________________________________________________ | | 7) Sole Voting Power | Number of | 0 | Shares _______________________________________________________________ | Beneficially | 8) Shared Voting Power | Owned By | 8,672 | Each _______________________________________________________________ | Reporting | 9) Sole Dispositive Power | Person | 0 | With _______________________________________________________________ | | 10) Shared Dispositive Power | | 8,672 |______________________________________________________________________________ | 11) Aggregate Amount Beneficially Owned by Each | Reporting Person | 8,672 |______________________________________________________________________________ | 12) Check if the Aggregate Amount in Row (11) | Excludes Certain Shares | [ ] |______________________________________________________________________________ | 13) Percent of Class Represented By Amount in Row (11) | 0.1% |______________________________________________________________________________ | 14) Type of Reporting Person | OO |______________________________________________________________________________ 13D CUSIP No. 725790-10-9 | Page 40 of 112 _______________________________________________________________________________ | 1) Name of Reporting Person | S.S. or I.R.S. Identification No. of Above Person | | Toni H. Paul Children's Trust f/b/o Alan H. Paul | Trustees: King W. Harris, Katherine Harris | |______________________________________________________________________________ | 2) Check the Appropriate Box if a Member of a Group | (a) [ X ] | (b) [ ] |______________________________________________________________________________ | 3) SEC Use Only | |______________________________________________________________________________ | 4) Source of Funds | OO |______________________________________________________________________________ | 5) Check if Disclosure of Legal Proceedings is Required | Pursuant to Items 2(d) or 2(e) | [ ] |______________________________________________________________________________ | 6) Citizenship or Place of Organization | U.S.A. |______________________________________________________________________________ | | 7) Sole Voting Power | Number of | 0 | Shares _______________________________________________________________ | Beneficially | 8) Shared Voting Power | Owned By | 8,672 | Each _______________________________________________________________ | Reporting | 9) Sole Dispositive Power | Person | 0 | With _______________________________________________________________ | | 10) Shared Dispositive Power | | 8,672 |______________________________________________________________________________ | 11) Aggregate Amount Beneficially Owned by Each | Reporting Person | 8,672 |______________________________________________________________________________ | 12) Check if the Aggregate Amount in Row (11) | Excludes Certain Shares | [ ] |______________________________________________________________________________ | 13) Percent of Class Represented By Amount in Row (11) | 0.1% |______________________________________________________________________________ | 14) Type of Reporting Person | OO |______________________________________________________________________________ 13D CUSIP No. 725790-10-9 | Page 41 of 112 _______________________________________________________________________________ | 1) Name of Reporting Person | S.S. or I.R.S. Identification No. of Above Person | | Toni H. Paul Children's Trust f/b/o Laurie B. Paul | Trustees: King W. Harris, Katherine Harris | I.R.S. I.D. No. 36-6641235 |______________________________________________________________________________ | 2) Check the Appropriate Box if a Member of a Group | (a) [ X ] | (b) [ ] |______________________________________________________________________________ | 3) SEC Use Only | |______________________________________________________________________________ | 4) Source of Funds | OO |______________________________________________________________________________ | 5) Check if Disclosure of Legal Proceedings is Required | Pursuant to Items 2(d) or 2(e) | [ ] |______________________________________________________________________________ | 6) Citizenship or Place of Organization | U.S.A. |______________________________________________________________________________ | | 7) Sole Voting Power | Number of | 0 | Shares _______________________________________________________________ | Beneficially | 8) Shared Voting Power | Owned By | 8,672 | Each _______________________________________________________________ | Reporting | 9) Sole Dispositive Power | Person | 0 | With _______________________________________________________________ | | 10) Shared Dispositive Power | | 8,672 |______________________________________________________________________________ | 11) Aggregate Amount Beneficially Owned by Each | Reporting Person | 8,672 |______________________________________________________________________________ | 12) Check if the Aggregate Amount in Row (11) | Excludes Certain Shares | [ ] |______________________________________________________________________________ | 13) Percent of Class Represented By Amount in Row (11) | 0.1% |______________________________________________________________________________ | 14) Type of Reporting Person | OO |______________________________________________________________________________ 13D CUSIP No. 725790-10-9 | Page 42 of 112 _______________________________________________________________________________ | 1) Name of Reporting Person | S.S. or I.R.S. Identification No. of Above Person | | Pam F. Szokol Trust f/b/o Pam F. Szokol | Trustees: Pam F. Szokol, King W. Harris | I.R.S. I.D. No. 36-6705615 |______________________________________________________________________________ | 2) Check the Appropriate Box if a Member of a Group | (a) [ X ] | (b) [ ] |______________________________________________________________________________ | 3) SEC Use Only | |______________________________________________________________________________ | 4) Source of Funds | OO |______________________________________________________________________________ | 5) Check if Disclosure of Legal Proceedings is Required | Pursuant to Items 2(d) or 2(e) | [ ] |______________________________________________________________________________ | 6) Citizenship or Place of Organization | U.S.A. |______________________________________________________________________________ | | 7) Sole Voting Power | Number of | 30,236 | Shares _______________________________________________________________ | Beneficially | 8) Shared Voting Power | Owned By | 0 | Each _______________________________________________________________ | Reporting | 9) Sole Dispositive Power | Person | 30,236 | With _______________________________________________________________ | | 10) Shared Dispositive Power | | 0 |______________________________________________________________________________ | 11) Aggregate Amount Beneficially Owned by Each | Reporting Person | 30,236 |______________________________________________________________________________ | 12) Check if the Aggregate Amount in Row (11) | Excludes Certain Shares | [ ] |______________________________________________________________________________ | 13) Percent of Class Represented By Amount in Row (11) | 0.4% |______________________________________________________________________________ | 14) Type of Reporting Person | OO |_____________________________________________________________________________ 13D CUSIP No. 725790-10-9 | Page 43 of 112 _______________________________________________________________________________ | 1) Name of Reporting Person | S.S. or I.R.S. Identification No. of Above Person | | William J. Friend Trust f/b/o William J. Friend | Trustees: William J. Friend, King W. Harris |______________________________________________________________________________ | 2) Check the Appropriate Box if a Member of a Group | (a) [ X ] | (b) [ ] |______________________________________________________________________________ | 3) SEC Use Only | |______________________________________________________________________________ | 4) Source of Funds | OO |______________________________________________________________________________ | 5) Check if Disclosure of Legal Proceedings is Required | Pursuant to Items 2(d) or 2(e) | [ ] |______________________________________________________________________________ | 6) Citizenship or Place of Organization | U.S.A. |______________________________________________________________________________ | | 7) Sole Voting Power | Number of | 0 | Shares _______________________________________________________________ | Beneficially | 8) Shared Voting Power | Owned By | 40,164 | Each _______________________________________________________________ | Reporting | 9) Sole Dispositive Power | Person | 0 | With _______________________________________________________________ | | 10) Shared Dispositive Power | | 40,164 |______________________________________________________________________________ | 11) Aggregate Amount Beneficially Owned by Each | Reporting Person | 40,164 |______________________________________________________________________________ | 12) Check if the Aggregate Amount in Row (11) | Excludes Certain Shares | [ ] |______________________________________________________________________________ | 13) Percent of Class Represented By Amount in Row (11) | 0.5% |______________________________________________________________________________ | 14) Type of Reporting Person | OO |_____________________________________________________________________________ 13D CUSIP No. 725790-10-9 | Page 44 of 112 _______________________________________________________________________________ | 1) Name of Reporting Person | S.S. or I.R.S. Identification No. of Above Person | | Scott C. Friend Trust f/b/o/ Scott C. Friend | Trustees: King W. Harris and Scott C. Friend |______________________________________________________________________________ | 2) Check the Appropriate Box if a Member of a Group | (a) [ X ] | (b) [ ] |______________________________________________________________________________ | 3) SEC Use Only | |______________________________________________________________________________ | 4) Source of Funds | OO |______________________________________________________________________________ | 5) Check if Disclosure of Legal Proceedings is Required | Pursuant to Items 2(d) or 2(e) | [ ] |______________________________________________________________________________ | 6) Citizenship or Place of Organization | U.S.A. |______________________________________________________________________________ | | 7) Sole Voting Power | Number of | 0 | Shares _______________________________________________________________ | Beneficially | 8) Shared Voting Power | Owned By | 29,860 | Each _______________________________________________________________ | Reporting | 9) Sole Dispositive Power | Person | 0 | With _______________________________________________________________ | | 10) Shared Dispositive Power | | 29,860 |______________________________________________________________________________ | 11) Aggregate Amount Beneficially Owned by Each | Reporting Person | 29,860 |______________________________________________________________________________ | 12) Check if the Aggregate Amount in Row (11) | Excludes Certain Shares | [ ] |______________________________________________________________________________ | 13) Percent of Class Represented By Amount in Row (11) | 0.4% |______________________________________________________________________________ | 14) Type of Reporting Person | OO |_____________________________________________________________________________ 13D CUSIP No. 725790-10-9 | Page 45 of 112 _______________________________________________________________________________ | 1) Name of Reporting Person | S.S. or I.R.S. Identification No. of Above Person | | John B. Harris Trust f/b/o John B. Harris | Trustees: King W. Harris and John B. Harris |______________________________________________________________________________ | 2) Check the Appropriate Box if a Member of a Group | (a) [ X ] | (b) [ ] |______________________________________________________________________________ | 3) SEC Use Only | |______________________________________________________________________________ | 4) Source of Funds | OO |______________________________________________________________________________ | 5) Check if Disclosure of Legal Proceedings is Required | Pursuant to Items 2(d) or 2(e) | [ ] |______________________________________________________________________________ | 6) Citizenship or Place of Organization | U.S.A. |______________________________________________________________________________ | | 7) Sole Voting Power | Number of | 0 | Shares _______________________________________________________________ | Beneficially | 8) Shared Voting Power | Owned By | 11,672 | Each _______________________________________________________________ | Reporting | 9) Sole Dispositive Power | Person | 0 | With _______________________________________________________________ | | 10) Shared Dispositive Power | | 11,672 |______________________________________________________________________________ | 11) Aggregate Amount Beneficially Owned by Each | Reporting Person | 11,672 |______________________________________________________________________________ | 12) Check if the Aggregate Amount in Row (11) | Excludes Certain Shares | [ ] |______________________________________________________________________________ | 13) Percent of Class Represented By Amount in Row (11) | 0.2% |______________________________________________________________________________ | 14) Type of Reporting Person | IN |_____________________________________________________________________________ 13D CUSIP No. 725790-10-9 | Page 46 of 112 _______________________________________________________________________________ | 1) Name of Reporting Person | S.S. or I.R.S. Identification No. of Above Person | | King W. Harris, Custodian for Charles H. Paul | |______________________________________________________________________________ | 2) Check the Appropriate Box if a Member of a Group | (a) [ X ] | (b) [ ] |______________________________________________________________________________ | 3) SEC Use Only | |______________________________________________________________________________ | 4) Source of Funds | OO |______________________________________________________________________________ | 5) Check if Disclosure of Legal Proceedings is Required | Pursuant to Items 2(d) or 2(e) | [ ] |______________________________________________________________________________ | 6) Citizenship or Place of Organization | U.S.A. |______________________________________________________________________________ | | 7) Sole Voting Power | Number of | 4,298 | Shares _______________________________________________________________ | Beneficially | 8) Shared Voting Power | Owned By | 0 | Each _______________________________________________________________ | Reporting | 9) Sole Dispositive Power | Person | 4,298 | With _______________________________________________________________ | | 10) Shared Dispositive Power | | 0 |______________________________________________________________________________ | 11) Aggregate Amount Beneficially Owned by Each | Reporting Person | 4,298 |______________________________________________________________________________ | 12) Check if the Aggregate Amount in Row (11) | Excludes Certain Shares | [ ] |______________________________________________________________________________ | 13) Percent of Class Represented By Amount in Row (11) | Less than 0.1% |______________________________________________________________________________ | 14) Type of Reporting Person | IN |_____________________________________________________________________________ 13D CUSIP No. 725790-10-9 | Page 47 of 112 _______________________________________________________________________________ | 1) Name of Reporting Person | S.S. or I.R.S. Identification No. of Above Person | | King W. Harris, Custodian for Kelly L. Paul | S.S. No. ###-##-#### |______________________________________________________________________________ | 2) Check the Appropriate Box if a Member of a Group | (a) [ X ] | (b) [ ] |______________________________________________________________________________ | 3) SEC Use Only | |______________________________________________________________________________ | 4) Source of Funds | OO |______________________________________________________________________________ | 5) Check if Disclosure of Legal Proceedings is Required | Pursuant to Items 2(d) or 2(e) | [ ] |______________________________________________________________________________ | 6) Citizenship or Place of Organization | U.S.A. |______________________________________________________________________________ | | 7) Sole Voting Power | Number of | 4,148 | Shares _______________________________________________________________ | Beneficially | 8) Shared Voting Power | Owned By | 0 | Each _______________________________________________________________ | Reporting | 9) Sole Dispositive Power | Person | 4,148 | With _______________________________________________________________ | | 10) Shared Dispositive Power | | 0 |______________________________________________________________________________ | 11) Aggregate Amount Beneficially Owned by Each | Reporting Person | 4,148 |______________________________________________________________________________ | 12) Check if the Aggregate Amount in Row (11) | Excludes Certain Shares | [ ] |______________________________________________________________________________ | 13) Percent of Class Represented By Amount in Row (11) | Less than 0.1% |______________________________________________________________________________ | 14) Type of Reporting Person | IN |_____________________________________________________________________________ 13D CUSIP No. 725790-10-9 | Page 48 of 112 _______________________________________________________________________________ | 1) Name of Reporting Person | S.S. or I.R.S. Identification No. of Above Person | | Neison Harris Trust dtd 1/12/54 f/b/o/ William J. Friend | Trustees: Katherine Harris King W. Harris, American National Bank |______________________________________________________________________________ | 2) Check the Appropriate Box if a Member of a Group | (a) [ X ] | (b) [ ] |______________________________________________________________________________ | 3) SEC Use Only | |______________________________________________________________________________ | 4) Source of Funds | OO |______________________________________________________________________________ | 5) Check if Disclosure of Legal Proceedings is Required | Pursuant to Items 2(d) or 2(e) | [ ] |______________________________________________________________________________ | 6) Citizenship or Place of Organization | U.S.A. |______________________________________________________________________________ | | 7) Sole Voting Power | Number of | 0 | Shares _______________________________________________________________ | Beneficially | 8) Shared Voting Power | Owned By | 34,788 | Each _______________________________________________________________ | Reporting | 9) Sole Dispositive Power | Person | 0 | With _______________________________________________________________ | | 10) Shared Dispositive Power | | 34,788 |______________________________________________________________________________ | 11) Aggregate Amount Beneficially Owned by Each | Reporting Person | 34,788 |______________________________________________________________________________ | 12) Check if the Aggregate Amount in Row (11) | Excludes Certain Shares | [ ] |______________________________________________________________________________ | 13) Percent of Class Represented By Amount in Row (11) | 0.4% |______________________________________________________________________________ | 14) Type of Reporting Person | OO |_____________________________________________________________________________ 13D CUSIP No. 725790-10-9 | Page 49 of 112 _______________________________________________________________________________ | 1) Name of Reporting Person | S.S. or I.R.S. Identification No. of Above Person | | Neison Harris Trust dtd 1/12/54 f/b/o/ Pam F. Szokol | Trustees: Katherine Harris King W. Harris, American National Bank |______________________________________________________________________________ | 2) Check the Appropriate Box if a Member of a Group | (a) [ X ] | (b) [ ] |______________________________________________________________________________ | 3) SEC Use Only | |______________________________________________________________________________ | 4) Source of Funds | OO |______________________________________________________________________________ | 5) Check if Disclosure of Legal Proceedings is Required | Pursuant to Items 2(d) or 2(e) | [ ] |______________________________________________________________________________ | 6) Citizenship or Place of Organization | U.S.A. |______________________________________________________________________________ | | 7) Sole Voting Power | Number of | 0 | Shares _______________________________________________________________ | Beneficially | 8) Shared Voting Power | Owned By | 34,788 | Each _______________________________________________________________ | Reporting | 9) Sole Dispositive Power | Person | 0 | With _______________________________________________________________ | | 10) Shared Dispositive Power | | 34,788 |______________________________________________________________________________ | 11) Aggregate Amount Beneficially Owned by Each | Reporting Person | 34,788 |______________________________________________________________________________ | 12) Check if the Aggregate Amount in Row (11) | Excludes Certain Shares | [ ] |______________________________________________________________________________ | 13) Percent of Class Represented By Amount in Row (11) | 0.4% |______________________________________________________________________________ | 14) Type of Reporting Person | OO |______________________________________________________________________________ 13D CUSIP No. 725790-10-9 | Page 50 of 112 _______________________________________________________________________________ | 1) Name of Reporting Person | S.S. or I.R.S. Identification No. of Above Person | | Neison Harris Trust dtd 1/12/54 f/b/o/ Scott C. Friend | Trustees: Katherine Harris King W. Harris, American National Bank |______________________________________________________________________________ | 2) Check the Appropriate Box if a Member of a Group | (a) [ X ] | (b) [ ] |______________________________________________________________________________ | 3) SEC Use Only | |______________________________________________________________________________ | 4) Source of Funds | OO |______________________________________________________________________________ | 5) Check if Disclosure of Legal Proceedings is Required | Pursuant to Items 2(d) or 2(e) | [ ] |______________________________________________________________________________ | 6) Citizenship or Place of Organization | U.S.A. |______________________________________________________________________________ | | 7) Sole Voting Power | Number of | 0 | Shares _______________________________________________________________ | Beneficially | 8) Shared Voting Power | Owned By | 34,788 | Each _______________________________________________________________ | Reporting | 9) Sole Dispositive Power | Person | 0 | With _______________________________________________________________ | | 10) Shared Dispositive Power | | 34,788 |______________________________________________________________________________ | 11) Aggregate Amount Beneficially Owned by Each | Reporting Person | 34,788 |______________________________________________________________________________ | 12) Check if the Aggregate Amount in Row (11) | Excludes Certain Shares | [ ] |______________________________________________________________________________ | 13) Percent of Class Represented By Amount in Row (11) | 0.4% |______________________________________________________________________________ | 14) Type of Reporting Person | OO |______________________________________________________________________________ 13D CUSIP No. 725790-10-9 | Page 51 of 112 _______________________________________________________________________________ | 1) Name of Reporting Person | S.S. or I.R.S. Identification No. of Above Person | | Neison Harris Trust dtd 1/12/54 f/b/o John B. Harris | Trustees: Katherine Harris, King W. Harris, American National Bank |______________________________________________________________________________ | 2) Check the Appropriate Box if a Member of a Group | (a) [ X ] | (b) [ ] |______________________________________________________________________________ | 3) SEC Use Only | |______________________________________________________________________________ | 4) Source of Funds | OO |______________________________________________________________________________ | 5) Check if Disclosure of Legal Proceedings is Required | Pursuant to Items 2(d) or 2(e) | [ ] |______________________________________________________________________________ | 6) Citizenship or Place of Organization | U.S.A. |______________________________________________________________________________ | | 7) Sole Voting Power | Number of | 0 | Shares _______________________________________________________________ | Beneficially | 8) Shared Voting Power | Owned By | 105,836 | Each _______________________________________________________________ | Reporting | 9) Sole Dispositive Power | Person | 0 | With _______________________________________________________________ | | 10) Shared Dispositive Power | | 105,836 |______________________________________________________________________________ | 11) Aggregate Amount Beneficially Owned by Each | Reporting Person | 105,836 |______________________________________________________________________________ | 12) Check if the Aggregate Amount in Row (11) | Excludes Certain Shares | [ ] |______________________________________________________________________________ | 13) Percent of Class Represented By Amount in Row (11) | 1.3% |______________________________________________________________________________ | 14) Type of Reporting Person | OO |_____________________________________________________________________________ 13D CUSIP No. 725790-10-9 | Page 52 of 112 _______________________________________________________________________________ | 1) Name of Reporting Person | S.S. or I.R.S. Identification No. of Above Person | | Neison Harris Trust dtd 1/12/54 f/b/o Charles H. Paul | Trustees: Katherine Harris, King W. Harris, American National Bank |______________________________________________________________________________ | 2) Check the Appropriate Box if a Member of a Group | (a) [ X ] | (b) [ ] |______________________________________________________________________________ | 3) SEC Use Only | |______________________________________________________________________________ | 4) Source of Funds | OO |______________________________________________________________________________ | 5) Check if Disclosure of Legal Proceedings is Required | Pursuant to Items 2(d) or 2(e) | [ ] |______________________________________________________________________________ | 6) Citizenship or Place of Organization | U.S.A. |______________________________________________________________________________ | | 7) Sole Voting Power | Number of | 0 | Shares _______________________________________________________________ | Beneficially | 8) Shared Voting Power | Owned By | 25,877 | Each _______________________________________________________________ | Reporting | 9) Sole Dispositive Power | Person | 0 | With _______________________________________________________________ | | 10) Shared Dispositive Power | | 25,877 |______________________________________________________________________________ | 11) Aggregate Amount Beneficially Owned by Each | Reporting Person | 25,877 |______________________________________________________________________________ | 12) Check if the Aggregate Amount in Row (11) | Excludes Certain Shares | [ ] |______________________________________________________________________________ | 13) Percent of Class Represented By Amount in Row (11) | 0.3% |______________________________________________________________________________ | 14) Type of Reporting Person | OO |_____________________________________________________________________________ 13D CUSIP No. 725790-10-9 | Page 53 of 112 _______________________________________________________________________________ | 1) Name of Reporting Person | S.S. or I.R.S. Identification No. of Above Person | | Neison Harris Trust dtd 1/12/54 f/b/o Kelly L. Paul | Trustees: Katherine Harris, King W. Harris, American National Bank |______________________________________________________________________________ | 2) Check the Appropriate Box if a Member of a Group | (a) [ X ] | (b) [ ] |______________________________________________________________________________ | 3) SEC Use Only | |______________________________________________________________________________ | 4) Source of Funds | OO |______________________________________________________________________________ | 5) Check if Disclosure of Legal Proceedings is Required | Pursuant to Items 2(d) or 2(e) | [ ] |______________________________________________________________________________ | 6) Citizenship or Place of Organization | U.S.A. |______________________________________________________________________________ | | 7) Sole Voting Power | Number of | 0 | Shares _______________________________________________________________ | Beneficially | 8) Shared Voting Power | Owned By | 25,877 | Each _______________________________________________________________ | Reporting | 9) Sole Dispositive Power | Person | 0 | With _______________________________________________________________ | | 10) Shared Dispositive Power | | 25,877 |______________________________________________________________________________ | 11) Aggregate Amount Beneficially Owned by Each | Reporting Person | 25,877 |______________________________________________________________________________ | 12) Check if the Aggregate Amount in Row (11) | Excludes Certain Shares | [ ] |______________________________________________________________________________ | 13) Percent of Class Represented By Amount in Row (11) | 0.3% |______________________________________________________________________________ | 14) Type of Reporting Person | OO |_____________________________________________________________________________ 13D CUSIP No. 725790-10-9 | Page 54 of 112 _______________________________________________________________________________ | 1) Name of Reporting Person | S.S. or I.R.S. Identification No. of Above Person | | Neison Harris Trust dtd 1/12/54 f/b/o Alan H. Paul | Trustees: Katherine Harris, King W. Harris, American National Bank |______________________________________________________________________________ | 2) Check the Appropriate Box if a Member of a Group | (a) [ X ] | (b) [ ] |______________________________________________________________________________ | 3) SEC Use Only | |______________________________________________________________________________ | 4) Source of Funds | OO |______________________________________________________________________________ | 5) Check if Disclosure of Legal Proceedings is Required | Pursuant to Items 2(d) or 2(e) | [ ] |______________________________________________________________________________ | 6) Citizenship or Place of Organization | U.S.A. |______________________________________________________________________________ | | 7) Sole Voting Power | Number of | 0 | Shares _______________________________________________________________ | Beneficially | 8) Shared Voting Power | Owned By | 25,877 | Each _______________________________________________________________ | Reporting | 9) Sole Dispositive Power | Person | 0 | With _______________________________________________________________ | | 10) Shared Dispositive Power | | 25,877 |______________________________________________________________________________ | 11) Aggregate Amount Beneficially Owned by Each | Reporting Person | 25,877 |______________________________________________________________________________ | 12) Check if the Aggregate Amount in Row (11) | Excludes Certain Shares | [ ] |______________________________________________________________________________ | 13) Percent of Class Represented By Amount in Row (11) | 0.3% |______________________________________________________________________________ | 14) Type of Reporting Person | OO |_____________________________________________________________________________ 13D CUSIP No. 725790-10-9 | Page 55 of 112 _______________________________________________________________________________ | 1) Name of Reporting Person | S.S. or I.R.S. Identification No. of Above Person | | Neison Harris Trust dtd 1/12/54 f/b/o Laurie B. Paul | Trustees: Katherine Harris, King W. Harris, American National Bank |______________________________________________________________________________ | 2) Check the Appropriate Box if a Member of a Group | (a) [ X ] | (b) [ ] |______________________________________________________________________________ | 3) SEC Use Only | |______________________________________________________________________________ | 4) Source of Funds | OO |______________________________________________________________________________ | 5) Check if Disclosure of Legal Proceedings is Required | Pursuant to Items 2(d) or 2(e) | [ ] |______________________________________________________________________________ | 6) Citizenship or Place of Organization | U.S.A. |______________________________________________________________________________ | | 7) Sole Voting Power | Number of | 0 | Shares _______________________________________________________________ | Beneficially | 8) Shared Voting Power | Owned By | 25,877 | Each _______________________________________________________________ | Reporting | 9) Sole Dispositive Power | Person | 0 | With _______________________________________________________________ | | 10) Shared Dispositive Power | | 25,877 |______________________________________________________________________________ | 11) Aggregate Amount Beneficially Owned by Each | Reporting Person | 25,877 |______________________________________________________________________________ | 12) Check if the Aggregate Amount in Row (11) | Excludes Certain Shares | [ ] |______________________________________________________________________________ | 13) Percent of Class Represented By Amount in Row (11) | 0.3% |______________________________________________________________________________ | 14) Type of Reporting Person | OO |_____________________________________________________________________________ 13D CUSIP No. 725790-10-9 | Page 56 of 112 _______________________________________________________________________________ | 1) Name of Reporting Person | S.S. or I.R.S. Identification No. of Above Person | | Mary Ann Barrows Wark Revocable Trust | Trustee: Mary Ann Barrows |______________________________________________________________________________ | 2) Check the Appropriate Box if a Member of a Group | (a) [ X ] | (b) [ ] |______________________________________________________________________________ | 3) SEC Use Only | |______________________________________________________________________________ | 4) Source of Funds | OO |______________________________________________________________________________ | 5) Check if Disclosure of Legal Proceedings is Required | Pursuant to Items 2(d) or 2(e) | [ ] |______________________________________________________________________________ | 6) Citizenship or Place of Organization | U.S.A. |______________________________________________________________________________ | | 7) Sole Voting Power | Number of | 0 | Shares _______________________________________________________________ | Beneficially | 8) Shared Voting Power | Owned By | 82,902 | Each _______________________________________________________________ | Reporting | 9) Sole Dispositive Power | Person | 0 | With _______________________________________________________________ | | 10) Shared Dispositive Power | | |______________________________________________________________________________ | 11) Aggregate Amount Beneficially Owned by Each | Reporting Person | 82,902 |______________________________________________________________________________ | 12) Check if the Aggregate Amount in Row (11) | Excludes Certain Shares | [ ] |______________________________________________________________________________ | 13) Percent of Class Represented By Amount in Row (11) | 1.5% |______________________________________________________________________________ | 14) Type of Reporting Person | OO |_____________________________________________________________________________ 13D CUSIP No. 725790-10-9 | Page 57 of 112 _______________________________________________________________________________ | 1) Name of Reporting Person | S.S. or I.R.S. Identification No. of Above Person | | Patricia Barrows Rosbrow | |______________________________________________________________________________ | 2) Check the Appropriate Box if a Member of a Group | (a) [ X ] | (b) [ ] |______________________________________________________________________________ | 3) SEC Use Only | |______________________________________________________________________________ | 4) Source of Funds | OO |______________________________________________________________________________ | 5) Check if Disclosure of Legal Proceedings is Required | Pursuant to Items 2(d) or 2(e) | [ ] |______________________________________________________________________________ | 6) Citizenship or Place of Organization | U.S.A. |______________________________________________________________________________ | | 7) Sole Voting Power | Number of | 0 | Shares _______________________________________________________________ | Beneficially | 8) Shared Voting Power | Owned By | 80,452 | Each _______________________________________________________________ | Reporting | 9) Sole Dispositive Power | Person | 0 | With _______________________________________________________________ | | 10) Shared Dispositive Power | | 0 |______________________________________________________________________________ | 11) Aggregate Amount Beneficially Owned by Each | Reporting Person | 80,452 |______________________________________________________________________________ | 12) Check if the Aggregate Amount in Row (11) | Excludes Certain Shares | [ ] |______________________________________________________________________________ | 13) Percent of Class Represented By Amount in Row (11) | 1.0% |______________________________________________________________________________ | 14) Type of Reporting Person | IN |_____________________________________________________________________________ 13D CUSIP No. 725790-10-9 | Page 58 of 112 _______________________________________________________________________________ | 1) Name of Reporting Person | S.S. or I.R.S. Identification No. of Above Person | | Donna E. Barrows | |______________________________________________________________________________ | 2) Check the Appropriate Box if a Member of a Group | (a) [ X ] | (b) [ ] |______________________________________________________________________________ | 3) SEC Use Only | |______________________________________________________________________________ | 4) Source of Funds | OO |______________________________________________________________________________ | 5) Check if Disclosure of Legal Proceedings is Required | Pursuant to Items 2(d) or 2(e) | [ ] |______________________________________________________________________________ | 6) Citizenship or Place of Organization | U.S.A. |______________________________________________________________________________ | | 7) Sole Voting Power | Number of | 0 | Shares _______________________________________________________________ | Beneficially | 8) Shared Voting Power | Owned By | 79,256 | Each _______________________________________________________________ | Reporting | 9) Sole Dispositive Power | Person | 0 | With _______________________________________________________________ | | 10) Shared Dispositive Power | | 0 |______________________________________________________________________________ | 11) Aggregate Amount Beneficially Owned by Each | Reporting Person | 79,256 |______________________________________________________________________________ | 12) Check if the Aggregate Amount in Row (11) | Excludes Certain Shares | [ ] |______________________________________________________________________________ | 13) Percent of Class Represented By Amount in Row (11) | 1.0% |______________________________________________________________________________ | 14) Type of Reporting Person | IN |_____________________________________________________________________________ 13D CUSIP No. 725790-10-9 | Page 59 of 112 _______________________________________________________________________________ | 1) Name of Reporting Person | S.S. or I.R.S. Identification No. of Above Person | | Robert L. Barrows | |______________________________________________________________________________ | 2) Check the Appropriate Box if a Member of a Group | (a) [ X ] | (b) [ ] |______________________________________________________________________________ | 3) SEC Use Only | |______________________________________________________________________________ | 4) Source of Funds | OO |______________________________________________________________________________ | 5) Check if Disclosure of Legal Proceedings is Required | Pursuant to Items 2(d) or 2(e) | [ ] |______________________________________________________________________________ | 6) Citizenship or Place of Organization | U.S.A. |______________________________________________________________________________ | | 7) Sole Voting Power | Number of | 0 | Shares _______________________________________________________________ | Beneficially | 8) Shared Voting Power | Owned By | 80,528 | Each _______________________________________________________________ | Reporting | 9) Sole Dispositive Power | Person | 0 | With _______________________________________________________________ | | 10) Shared Dispositive Power | | 0 |______________________________________________________________________________ | 11) Aggregate Amount Beneficially Owned by Each | Reporting Person | 80,528 |______________________________________________________________________________ | 12) Check if the Aggregate Amount in Row (11) | Excludes Certain Shares | [ ] |______________________________________________________________________________ | 13) Percent of Class Represented By Amount in Row (11) | 1.0% |______________________________________________________________________________ | 14) Type of Reporting Person | IN |_____________________________________________________________________________ 13D CUSIP No. 725790-10-9 | Page 60 of 112 _______________________________________________________________________________ | 1) Name of Reporting Person | S.S. or I.R.S. Identification No. of Above Person | | Wilikenia, LP | General partner: Wilikenia Management Co. | I.R.S. I.D. No. 36-4327870 |______________________________________________________________________________ | 2) Check the Appropriate Box if a Member of a Group | (a) [ X ] | (b) [ ] |______________________________________________________________________________ | 3) SEC Use Only | |______________________________________________________________________________ | 4) Source of Funds | OO |______________________________________________________________________________ | 5) Check if Disclosure of Legal Proceedings is Required | Pursuant to Items 2(d) or 2(e) | [ ] |______________________________________________________________________________ | 6) Citizenship or Place of Organization | U.S.A. |______________________________________________________________________________ | | 7) Sole Voting Power | Number of | 0 | Shares _______________________________________________________________ | Beneficially | 8) Shared Voting Power | Owned By | 303,992 | Each _______________________________________________________________ | Reporting | 9) Sole Dispositive Power | Person | 0 | With _______________________________________________________________ | | 10) Shared Dispositive Power | | 0 |______________________________________________________________________________ | 11) Aggregate Amount Beneficially Owned by Each | Reporting Person | 303,992 |______________________________________________________________________________ | 12) Check if the Aggregate Amount in Row (11) | Excludes Certain Shares | [ ] |______________________________________________________________________________ | 13) Percent of Class Represented By Amount in Row (11) | 3.9% |______________________________________________________________________________ | 14) Type of Reporting Person | PN |_____________________________________________________________________________ 13D CUSIP No. 725790-10-9 | Page 61 of 112 _______________________________________________________________________________ | 1) Name of Reporting Person | S.S. or I.R.S. Identification No. of Above Person | | Trust u/w/ of Mildred Harris f/b/o Patricia Barrows Rosbrow | Trustees: Irving B. Harris, Neison Harris | I.R.S. I.D. No. 93-6124082 |______________________________________________________________________________ | 2) Check the Appropriate Box if a Member of a Group | (a) [ X ] | (b) [ ] |______________________________________________________________________________ | 3) SEC Use Only | |______________________________________________________________________________ | 4) Source of Funds | OO |______________________________________________________________________________ | 5) Check if Disclosure of Legal Proceedings is Required | Pursuant to Items 2(d) or 2(e) | [ ] |______________________________________________________________________________ | 6) Citizenship or Place of Organization | U.S.A. |______________________________________________________________________________ | | 7) Sole Voting Power | Number of | 0 | Shares _______________________________________________________________ | Beneficially | 8) Shared Voting Power | Owned By | 3,648 | Each _______________________________________________________________ | Reporting | 9) Sole Dispositive Power | Person | 0 | With _______________________________________________________________ | | 10) Shared Dispositive Power | | 0 |______________________________________________________________________________ | 11) Aggregate Amount Beneficially Owned by Each | Reporting Person | 3,648 |______________________________________________________________________________ | 12) Check if the Aggregate Amount in Row (11) | Excludes Certain Shares | [ ] |______________________________________________________________________________ | 13) Percent of Class Represented By Amount in Row (11) | Less than .1% |______________________________________________________________________________ | 14) Type of Reporting Person | OO |_____________________________________________________________________________ 13D CUSIP No. 725790-10-9 | Page 62 of 112 _______________________________________________________________________________ | 1) Name of Reporting Person | S.S. or I.R.S. Identification No. of Above Person | | Trust u/w/ Mildred Harris f/b/o William H. Barrows | Trustees: Irving B. Harris, Neison Harris | I.R.S. I.D. No. 93-6124080 |______________________________________________________________________________ | 2) Check the Appropriate Box if a Member of a Group | (a) [ X ] | (b) [ ] |______________________________________________________________________________ | 3) SEC Use Only | |______________________________________________________________________________ | 4) Source of Funds | OO |______________________________________________________________________________ | 5) Check if Disclosure of Legal Proceedings is Required | Pursuant to Items 2(d) or 2(e) | [ ] |______________________________________________________________________________ | 6) Citizenship or Place of Organization | U.S.A. |______________________________________________________________________________ | | 7) Sole Voting Power | Number of | 0 | Shares _______________________________________________________________ | Beneficially | 8) Shared Voting Power | Owned By | 3,644 | Each _______________________________________________________________ | Reporting | 9) Sole Dispositive Power | Person | 0 | With _______________________________________________________________ | | 10) Shared Dispositive Power | | 0 |______________________________________________________________________________ | 11) Aggregate Amount Beneficially Owned by Each | Reporting Person | 3,644 |______________________________________________________________________________ | 12) Check if the Aggregate Amount in Row (11) | Excludes Certain Shares | [ ] |______________________________________________________________________________ | 13) Percent of Class Represented By Amount in Row (11) | Less than 0.1 % |______________________________________________________________________________ | 14) Type of Reporting Person | OO |_____________________________________________________________________________ 13D CUSIP No. 725790-10-9 | Page 63 of 112 _______________________________________________________________________________ | 1) Name of Reporting Person | S.S. or I.R.S. Identification No. of Above Person | | Jerome Kahn, Jr. Revocable Trust | Trustee: Jerome Kahn, Jr. |______________________________________________________________________________ | 2) Check the Appropriate Box if a Member of a Group | (a) [ X ] | (b) [ ] |______________________________________________________________________________ | 3) SEC Use Only | |______________________________________________________________________________ | 4) Source of Funds | OO |______________________________________________________________________________ | 5) Check if Disclosure of Legal Proceedings is Required | Pursuant to Items 2(d) or 2(e) | [ ] |______________________________________________________________________________ | 6) Citizenship or Place of Organization | U.S.A. |______________________________________________________________________________ | | 7) Sole Voting Power | Number of | 0 | Shares _______________________________________________________________ | Beneficially | 8) Shared Voting Power | Owned By | 2,543,800 | Each _______________________________________________________________ | Reporting | 9) Sole Dispositive Power | Person | 0 | With _______________________________________________________________ | | 10) Shared Dispositive Power | | 0 |______________________________________________________________________________ | 11) Aggregate Amount Beneficially Owned by Each | Reporting Person | 2,543,800 |______________________________________________________________________________ | 12) Check if the Aggregate Amount in Row (11) | Excludes Certain Shares | [ ] |______________________________________________________________________________ | 13) Percent of Class Represented By Amount in Row (11) | 32.3% |______________________________________________________________________________ | 14) Type of Reporting Person | OO |_____________________________________________________________________________ 13D CUSIP No. 725790-10-9 | Page 64 of 112 _______________________________________________________________________________ | 1) Name of Reporting Person | S.S. or I.R.S. Identification No. of Above Person | | Irving Harris Foundation, William W. Harris, President | |______________________________________________________________________________ | 2) Check the Appropriate Box if a Member of a Group | (a) [ X ] | (b) [ ] |______________________________________________________________________________ | 3) SEC Use Only | |______________________________________________________________________________ | 4) Source of Funds | OO |______________________________________________________________________________ | 5) Check if Disclosure of Legal Proceedings is Required | Pursuant to Items 2(d) or 2(e) | [ ] |______________________________________________________________________________ | 6) Citizenship or Place of Organization | U.S.A. |______________________________________________________________________________ | | 7) Sole Voting Power | Number of | 0 | Shares _______________________________________________________________ | Beneficially | 8) Shared Voting Power | Owned By | 0 | Each _______________________________________________________________ | Reporting | 9) Sole Dispositive Power | Person | 0 | With _______________________________________________________________ | | 10) Shared Dispositive Power | | 0 |______________________________________________________________________________ | 11) Aggregate Amount Beneficially Owned by Each | Reporting Person | 0 |______________________________________________________________________________ | 12) Check if the Aggregate Amount in Row (11) | Excludes Certain Shares | [ ] |______________________________________________________________________________ | 13) Percent of Class Represented By Amount in Row (11) | 0.0% |______________________________________________________________________________ | 14) Type of Reporting Person | OO |_____________________________________________________________________________ 13D CUSIP No. 725790-10-9 | Page 65 of 112 _______________________________________________________________________________ | 1) Name of Reporting Person | S.S. or I.R.S. Identification No. of Above Person | | Joan W. Harris Revocable Trust | Trustee: Joan W. Harris |______________________________________________________________________________ | 2) Check the Appropriate Box if a Member of a Group | (a) [ X ] | (b) [ ] |______________________________________________________________________________ | 3) SEC Use Only | |______________________________________________________________________________ | 4) Source of Funds | OO |______________________________________________________________________________ | 5) Check if Disclosure of Legal Proceedings is Required | Pursuant to Items 2(d) or 2(e) | [ ] |______________________________________________________________________________ | 6) Citizenship or Place of Organization | U.S.A. |______________________________________________________________________________ | | 7) Sole Voting Power | Number of | 0 | Shares _______________________________________________________________ | Beneficially | 8) Shared Voting Power | Owned By | 0 | Each _______________________________________________________________ | Reporting | 9) Sole Dispositive Power | Person | 0 | With _______________________________________________________________ | | 10) Shared Dispositive Power | | 0 |______________________________________________________________________________ | 11) Aggregate Amount Beneficially Owned by Each | Reporting Person | 0 |______________________________________________________________________________ | 12) Check if the Aggregate Amount in Row (11) | Excludes Certain Shares | [ ] |______________________________________________________________________________ | 13) Percent of Class Represented By Amount in Row (11) | 0.0% |______________________________________________________________________________ | 14) Type of Reporting Person | OO |_____________________________________________________________________________ 13D CUSIP No. 725790-10-9 | Page 66 of 112 _______________________________________________________________________________ | 1) Name of Reporting Person | S.S. or I.R.S. Identification No. of Above Person | | Harris Foundation, Irving B. Harris, Chairman | |______________________________________________________________________________ | 2) Check the Appropriate Box if a Member of a Group | (a) [ X ] | (b) [ ] |______________________________________________________________________________ | 3) SEC Use Only | |______________________________________________________________________________ | 4) Source of Funds | OO |______________________________________________________________________________ | 5) Check if Disclosure of Legal Proceedings is Required | Pursuant to Items 2(d) or 2(e) | [ ] |______________________________________________________________________________ | 6) Citizenship or Place of Organization | U.S.A. |______________________________________________________________________________ | | 7) Sole Voting Power | Number of | 0 | Shares _______________________________________________________________ | Beneficially | 8) Shared Voting Power | Owned By | 394,440 | Each _______________________________________________________________ | Reporting | 9) Sole Dispositive Power | Person | 0 | With _______________________________________________________________ | | 10) Shared Dispositive Power | | 0 |______________________________________________________________________________ | 11) Aggregate Amount Beneficially Owned by Each | Reporting Person | 394,440 |______________________________________________________________________________ | 12) Check if the Aggregate Amount in Row (11) | Excludes Certain Shares | [ ] |______________________________________________________________________________ | 13) Percent of Class Represented By Amount in Row (11) | 5.0% |______________________________________________________________________________ | 14) Type of Reporting Person | OO |_____________________________________________________________________________ 13D CUSIP No. 725790-10-9 | Page 67 of 112 _______________________________________________________________________________ | 1) Name of Reporting Person | S.S. or I.R.S. Identification No. of Above Person | | Benjamin Harris Investment Trust | Trustees: William W. Harris, Benjamin Harris |______________________________________________________________________________ | 2) Check the Appropriate Box if a Member of a Group | (a) [ X ] | (b) [ ] |______________________________________________________________________________ | 3) SEC Use Only | |______________________________________________________________________________ | 4) Source of Funds | OO |______________________________________________________________________________ | 5) Check if Disclosure of Legal Proceedings is Required | Pursuant to Items 2(d) or 2(e) | [ ] |______________________________________________________________________________ | 6) Citizenship or Place of Organization | U.S.A. |______________________________________________________________________________ | | 7) Sole Voting Power | Number of | 0 | Shares _______________________________________________________________ | Beneficially | 8) Shared Voting Power | Owned By | 1,854 | Each _______________________________________________________________ | Reporting | 9) Sole Dispositive Power | Person | 0 | With _______________________________________________________________ | | 10) Shared Dispositive Power | | 0 |______________________________________________________________________________ | 11) Aggregate Amount Beneficially Owned by Each | Reporting Person | 1,854 |______________________________________________________________________________ | 12) Check if the Aggregate Amount in Row (11) | Excludes Certain Shares | [ ] |______________________________________________________________________________ | 13) Percent of Class Represented By Amount in Row (11) | Less than 0.1% |______________________________________________________________________________ | 14) Type of Reporting Person | OO |_____________________________________________________________________________ 13D CUSIP No. 725790-10-9 | Page 68 of 112 _______________________________________________________________________________ | 1) Name of Reporting Person | S.S. or I.R.S. Identification No. of Above Person | | Irving B. Harris Trust dtd 2/27/74 f/b/o Benjamin Harris | Trustee: William W. Harris |______________________________________________________________________________ | 2) Check the Appropriate Box if a Member of a Group | (a) [ X ] | (b) [ ] |______________________________________________________________________________ | 3) SEC Use Only | |______________________________________________________________________________ | 4) Source of Funds | OO |______________________________________________________________________________ | 5) Check if Disclosure of Legal Proceedings is Required | Pursuant to Items 2(d) or 2(e) | [ ] |______________________________________________________________________________ | 6) Citizenship or Place of Organization | U.S.A. |______________________________________________________________________________ | | 7) Sole Voting Power | Number of | 0 | Shares _______________________________________________________________ | Beneficially | 8) Shared Voting Power | Owned By | 1,200 | Each _______________________________________________________________ | Reporting | 9) Sole Dispositive Power | Person | 0 | With _______________________________________________________________ | | 10) Shared Dispositive Power | | 0 |______________________________________________________________________________ | 11) Aggregate Amount Beneficially Owned by Each | Reporting Person | 1,200 |______________________________________________________________________________ | 12) Check if the Aggregate Amount in Row (11) | Excludes Certain Shares | [ ] |______________________________________________________________________________ | 13) Percent of Class Represented By Amount in Row (11) | Less than 0.1% |______________________________________________________________________________ | 14) Type of Reporting Person | OO |_____________________________________________________________________________ 13D CUSIP No. 725790-10-9 | Page 69 of 112 _______________________________________________________________________________ | 1) Name of Reporting Person | S.S. or I.R.S. Identification No. of Above Person | | Irving B. Harris Trust dtd 2/27/74 f/b/o David Harris | Trustee: William W. Harris |______________________________________________________________________________ | 2) Check the Appropriate Box if a Member of a Group | (a) [ X ] | (b) [ ] |______________________________________________________________________________ | 3) SEC Use Only | |______________________________________________________________________________ | 4) Source of Funds | OO |______________________________________________________________________________ | 5) Check if Disclosure of Legal Proceedings is Required | Pursuant to Items 2(d) or 2(e) | [ ] |______________________________________________________________________________ | 6) Citizenship or Place of Organization | U.S.A. |______________________________________________________________________________ | | 7) Sole Voting Power | Number of | 0 | Shares _______________________________________________________________ | Beneficially | 8) Shared Voting Power | Owned By | 0 | Each _______________________________________________________________ | Reporting | 9) Sole Dispositive Power | Person | 0 | With _______________________________________________________________ | | 10) Shared Dispositive Power | | 0 |______________________________________________________________________________ | 11) Aggregate Amount Beneficially Owned by Each | Reporting Person | 0 |______________________________________________________________________________ | 12) Check if the Aggregate Amount in Row (11) | Excludes Certain Shares | [ ] |______________________________________________________________________________ | 13) Percent of Class Represented By Amount in Row (11) | Less than 0.1% |______________________________________________________________________________ | 14) Type of Reporting Person | OO |_____________________________________________________________________________ 13D CUSIP No. 725790-10-9 | Page 70 of 112 _______________________________________________________________________________ | 1) Name of Reporting Person | S.S. or I.R.S. Identification No. of Above Person | | William W. Harris Trust dtd 11/19/76 f/b/o Benjamin Harris | Trustees: Jerome Kahn, Jr., Michael Resnick |______________________________________________________________________________ | 2) Check the Appropriate Box if a Member of a Group | (a) [ X ] | (b) [ ] |______________________________________________________________________________ | 3) SEC Use Only | |______________________________________________________________________________ | 4) Source of Funds | OO |______________________________________________________________________________ | 5) Check if Disclosure of Legal Proceedings is Required | Pursuant to Items 2(d) or 2(e) | [ ] |______________________________________________________________________________ | 6) Citizenship or Place of Organization | U.S.A. |______________________________________________________________________________ | | 7) Sole Voting Power | Number of | 0 | Shares _______________________________________________________________ | Beneficially | 8) Shared Voting Power | Owned By | 62,100 | Each _______________________________________________________________ | Reporting | 9) Sole Dispositive Power | Person | 0 | With _______________________________________________________________ | | 10) Shared Dispositive Power | | 0 |______________________________________________________________________________ | 11) Aggregate Amount Beneficially Owned by Each | Reporting Person | 62,100 |______________________________________________________________________________ | 12) Check if the Aggregate Amount in Row (11) | Excludes Certain Shares | [ ] |______________________________________________________________________________ | 13) Percent of Class Represented By Amount in Row (11) | 0.8% |______________________________________________________________________________ | 14) Type of Reporting Person | OO |_____________________________________________________________________________ 13D CUSIP No. 725790-10-9 | Page 71 of 112 _______________________________________________________________________________ | 1) Name of Reporting Person | S.S. or I.R.S. Identification No. of Above Person | | William W. Harris Trust dtd 11/19/76 f/b/o David Harris | Trustees: Jerome Kahn, Jr., Michael Resnick |______________________________________________________________________________ | 2) Check the Appropriate Box if a Member of a Group | (a) [ X ] | (b) [ ] |______________________________________________________________________________ | 3) SEC Use Only | |______________________________________________________________________________ | 4) Source of Funds | OO |______________________________________________________________________________ | 5) Check if Disclosure of Legal Proceedings is Required | Pursuant to Items 2(d) or 2(e) | [ ] |______________________________________________________________________________ | 6) Citizenship or Place of Organization | U.S.A. |______________________________________________________________________________ | | 7) Sole Voting Power | Number of | 0 | Shares _______________________________________________________________ | Beneficially | 8) Shared Voting Power | Owned By | 62,100 | Each _______________________________________________________________ | Reporting | 9) Sole Dispositive Power | Person | 0 | With _______________________________________________________________ | | 10) Shared Dispositive Power | | 0 |______________________________________________________________________________ | 11) Aggregate Amount Beneficially Owned by Each | Reporting Person | 62,100 |______________________________________________________________________________ | 12) Check if the Aggregate Amount in Row (11) | Excludes Certain Shares | [ ] |______________________________________________________________________________ | 13) Percent of Class Represented By Amount in Row (11) | 0.8% |______________________________________________________________________________ | 14) Type of Reporting Person | OO |_____________________________________________________________________________ 13D CUSIP No. 725790-10-9 | Page 72 of 112 _______________________________________________________________________________ | 1) Name of Reporting Person | S.S. or I.R.S. Identification No. of Above Person | | William W. Harris Trust dtd 12/29/75 f/b/o Benjamin Harris | Trustees: Jerome Kahn, Jr., Michael Resnick |______________________________________________________________________________ | 2) Check the Appropriate Box if a Member of a Group | (a) [ X ] | (b) [ ] |______________________________________________________________________________ | 3) SEC Use Only | |______________________________________________________________________________ | 4) Source of Funds | OO |______________________________________________________________________________ | 5) Check if Disclosure of Legal Proceedings is Required | Pursuant to Items 2(d) or 2(e) | [ ] |______________________________________________________________________________ | 6) Citizenship or Place of Organization | U.S.A. |______________________________________________________________________________ | | 7) Sole Voting Power | Number of | 0 | Shares _______________________________________________________________ | Beneficially | 8) Shared Voting Power | Owned By | 600 | Each _______________________________________________________________ | Reporting | 9) Sole Dispositive Power | Person | 0 | With _______________________________________________________________ | | 10) Shared Dispositive Power | | 0 |______________________________________________________________________________ | 11) Aggregate Amount Beneficially Owned by Each | Reporting Person | 600 |______________________________________________________________________________ | 12) Check if the Aggregate Amount in Row (11) | Excludes Certain Shares | [ ] |______________________________________________________________________________ | 13) Percent of Class Represented By Amount in Row (11) | Less than 0.1% |______________________________________________________________________________ | 14) Type of Reporting Person | OO |_____________________________________________________________________________ 13D CUSIP No. 725790-10-9 | Page 73 of 112 _______________________________________________________________________________ | 1) Name of Reporting Person | S.S. or I.R.S. Identification No. of Above Person | | William W. Harris Trust dtd 12/29/75 f/b/o David Harris | Trustees: Jerome Kahn, Jr., Michael Resnick |______________________________________________________________________________ | 2) Check the Appropriate Box if a Member of a Group | (a) [ X ] | (b) [ ] |______________________________________________________________________________ | 3) SEC Use Only | |______________________________________________________________________________ | 4) Source of Funds | OO |______________________________________________________________________________ | 5) Check if Disclosure of Legal Proceedings is Required | Pursuant to Items 2(d) or 2(e) | [ ] |______________________________________________________________________________ | 6) Citizenship or Place of Organization | U.S.A. |______________________________________________________________________________ | | 7) Sole Voting Power | Number of | 0 | Shares _______________________________________________________________ | Beneficially | 8) Shared Voting Power | Owned By | 600 | Each _______________________________________________________________ | Reporting | 9) Sole Dispositive Power | Person | 0 | With _______________________________________________________________ | | 10) Shared Dispositive Power | | 0 |______________________________________________________________________________ | 11) Aggregate Amount Beneficially Owned by Each | Reporting Person | 600 |______________________________________________________________________________ | 12) Check if the Aggregate Amount in Row (11) | Excludes Certain Shares | [ ] |______________________________________________________________________________ | 13) Percent of Class Represented By Amount in Row (11) | Less than 0.1% |______________________________________________________________________________ | 14) Type of Reporting Person | OO |_____________________________________________________________________________ 13D CUSIP No. 725790-10-9 | Page 74 of 112 _______________________________________________________________________________ | 1) Name of Reporting Person | S.S. or I.R.S. Identification No. of Above Person | | Sidney Barrows Grandchildren Trust dtd 7/12/98 | Trustees: June H. Barrows | I.R.S. I.D. No. 41-6459705 |______________________________________________________________________________ | 2) Check the Appropriate Box if a Member of a Group | (a) [ X ] | (b) [ ] |______________________________________________________________________________ | 3) SEC Use Only | |______________________________________________________________________________ | 4) Source of Funds | OO |______________________________________________________________________________ | 5) Check if Disclosure of Legal Proceedings is Required | Pursuant to Items 2(d) or 2(e) | [ ] |______________________________________________________________________________ | 6) Citizenship or Place of Organization | U.S.A. |______________________________________________________________________________ | | 7) Sole Voting Power | Number of | 0 | Shares _______________________________________________________________ | Beneficially | 8) Shared Voting Power | Owned By | 2,615 | Each _______________________________________________________________ | Reporting | 9) Sole Dispositive Power | Person | 0 | With _______________________________________________________________ | | 10) Shared Dispositive Power | | 0 |______________________________________________________________________________ | 11) Aggregate Amount Beneficially Owned by Each | Reporting Person | 2,615 |______________________________________________________________________________ | 12) Check if the Aggregate Amount in Row (11) | Excludes Certain Shares | [ ] |______________________________________________________________________________ | 13) Percent of Class Represented By Amount in Row (11) | Less than 0.1% |______________________________________________________________________________ | 14) Type of Reporting Person | OO |_____________________________________________________________________________ 13D CUSIP No. 725790-10-9 | Page 75 of 112 _______________________________________________________________________________ | 1) Name of Reporting Person | S.S. or I.R.S. Identification No. of Above Person | | Sidney Barrows and June H Barrows Foundation | President: June H. Barrows | I.R.S. I.D. No. 41-1925616 |______________________________________________________________________________ | 2) Check the Appropriate Box if a Member of a Group | (a) [ X ] | (b) [ ] |______________________________________________________________________________ | 3) SEC Use Only | |______________________________________________________________________________ | 4) Source of Funds | OO |______________________________________________________________________________ | 5) Check if Disclosure of Legal Proceedings is Required | Pursuant to Items 2(d) or 2(e) | [ ] |______________________________________________________________________________ | 6) Citizenship or Place of Organization | U.S.A. |______________________________________________________________________________ | | 7) Sole Voting Power | Number of | 0 | Shares _______________________________________________________________ | Beneficially | 8) Shared Voting Power | Owned By | 0 | Each _______________________________________________________________ | Reporting | 9) Sole Dispositive Power | Person | 0 | With _______________________________________________________________ | | 10) Shared Dispositive Power | | 0 |______________________________________________________________________________ | 11) Aggregate Amount Beneficially Owned by Each | Reporting Person | 0 |______________________________________________________________________________ | 12) Check if the Aggregate Amount in Row (11) | Excludes Certain Shares | [ ] |______________________________________________________________________________ | 13) Percent of Class Represented By Amount in Row (11) | 0.0% |______________________________________________________________________________ | 14) Type of Reporting Person | OO |_____________________________________________________________________________ 13D CUSIP No. 725790-10-9 | Page 76 of 112 _______________________________________________________________________________ | 1) Name of Reporting Person | S.S. or I.R.S. Identification No. of Above Person | | 2029, LP | General partner: 2029 Management Co. | I.R.S. I.D. No. 36-4332600 |______________________________________________________________________________ | 2) Check the Appropriate Box if a Member of a Group | (a) [ X ] | (b) [ ] |______________________________________________________________________________ | 3) SEC Use Only | |______________________________________________________________________________ | 4) Source of Funds | OO |______________________________________________________________________________ | 5) Check if Disclosure of Legal Proceedings is Required | Pursuant to Items 2(d) or 2(e) | [ ] |______________________________________________________________________________ | 6) Citizenship or Place of Organization | U.S.A. |______________________________________________________________________________ | | 7) Sole Voting Power | Number of | 0 | Shares _______________________________________________________________ | Beneficially | 8) Shared Voting Power | Owned By | 267,967 | Each _______________________________________________________________ | Reporting | 9) Sole Dispositive Power | Person | 0 | With _______________________________________________________________ | | 10) Shared Dispositive Power | | 0 |______________________________________________________________________________ | 11) Aggregate Amount Beneficially Owned by Each | Reporting Person | 267,967 |______________________________________________________________________________ | 12) Check if the Aggregate Amount in Row (11) | Excludes Certain Shares | [ ] |______________________________________________________________________________ | 13) Percent of Class Represented By Amount in Row (11) | 3.4% |______________________________________________________________________________ | 14) Type of Reporting Person | PN |_____________________________________________________________________________ 13D CUSIP No. 725790-10-9 | Page 77 of 112 _______________________________________________________________________________ | 1) Name of Reporting* Person | S.S. or I.R.S. Identification No. of Above Person | | Benjamin Family Trust dtd 12/23/92 | Trustees: Jerome Kahn, Jr., Benjamin Harris | I.R.S. I.D. No. 04-6722541 |______________________________________________________________________________ | 2) Check the Appropriate Box if a Member of a Group | (a) [ X ] | (b) [ ] |______________________________________________________________________________ | 3) SEC Use Only | |______________________________________________________________________________ | 4) Source of Funds | OO |______________________________________________________________________________ | 5) Check if Disclosure of Legal Proceedings is Required | Pursuant to Items 2(d) or 2(e) | [ ] |______________________________________________________________________________ | 6) Citizenship or Place of Organization | U.S.A. |______________________________________________________________________________ | | 7) Sole Voting Power | Number of | 0 | Shares _______________________________________________________________ | Beneficially | 8) Shared Voting Power | Owned By | 48,704 | Each _______________________________________________________________ | Reporting | 9) Sole Dispositive Power | Person | 0 | With _______________________________________________________________ | | 10) Shared Dispositive Power | | 0 |______________________________________________________________________________ | 11) Aggregate Amount Beneficially Owned by Each | Reporting Person | 48,704 |______________________________________________________________________________ | 12) Check if the Aggregate Amount in Row (11) | Excludes Certain Shares | [ ] |______________________________________________________________________________ | 13) Percent of Class Represented By Amount in Row (11) | 0.6% |______________________________________________________________________________ | 14) Type of Reporting Person | OO |_____________________________________________________________________________ 13D CUSIP No. 725790-10-9 | Page 78 of 112 _______________________________________________________________________________ | 1) Name of Reporting Person | S.S. or I.R.S. Identification No. of Above Person | | David Family Trust dtd 12/23/92 | Trustees: Jerome Kahn, Jr., David Harris | I.R.S. I.D. No. 04-6722543 |______________________________________________________________________________ | 2) Check the Appropriate Box if a Member of a Group | (a) [ X ] | (b) [ ] |______________________________________________________________________________ | 3) SEC Use Only | |______________________________________________________________________________ | 4) Source of Funds | OO |______________________________________________________________________________ | 5) Check if Disclosure of Legal Proceedings is Required | Pursuant to Items 2(d) or 2(e) | [ ] |______________________________________________________________________________ | 6) Citizenship or Place of Organization | U.S.A. |______________________________________________________________________________ | | 7) Sole Voting Power | Number of | 0 | Shares _______________________________________________________________ | Beneficially | 8) Shared Voting Power | Owned By | 48,704 | Each _______________________________________________________________ | Reporting | 9) Sole Dispositive Power | Person | 0 | With _______________________________________________________________ | | 10) Shared Dispositive Power | | 0 |______________________________________________________________________________ | 11) Aggregate Amount Beneficially Owned by Each | Reporting Person | 48,704 |______________________________________________________________________________ | 12) Check if the Aggregate Amount in Row (11) | Excludes Certain Shares | [ ] |______________________________________________________________________________ | 13) Percent of Class Represented By Amount in Row (11) | 0.6% |______________________________________________________________________________ | 14) Type of Reporting Person | OO |_____________________________________________________________________________ 13D CUSIP No. 725790-10-9 | Page 79 of 112 _______________________________________________________________________________ | 1) Name of Reporting Person | S.S. or I.R.S. Identification No. of Above Person | | William Harris | |______________________________________________________________________________ | 2) Check the Appropriate Box if a Member of a Group | (a) [ X ] | (b) [ ] |______________________________________________________________________________ | 3) SEC Use Only | |______________________________________________________________________________ | 4) Source of Funds | OO |______________________________________________________________________________ | 5) Check if Disclosure of Legal Proceedings is Required | Pursuant to Items 2(d) or 2(e) | [ ] |______________________________________________________________________________ | 6) Citizenship or Place of Organization | U.S.A. |______________________________________________________________________________ | | 7) Sole Voting Power | Number of | 0 | Shares _______________________________________________________________ | Beneficially | 8) Shared Voting Power | Owned By | 395,492 | Each _______________________________________________________________ | Reporting | 9) Sole Dispositive Power | Person | 0 | With _______________________________________________________________ | | 10) Shared Dispositive Power | | 395,492 |______________________________________________________________________________ | 11) Aggregate Amount Beneficially Owned by Each | Reporting Person | 395,492 |______________________________________________________________________________ | 12) Check if the Aggregate Amount in Row (11) | Excludes Certain Shares | [ ] |______________________________________________________________________________ | 13) Percent of Class Represented By Amount in Row (11) | 5.0% |______________________________________________________________________________ | 14) Type of Reporting Person | IN |_____________________________________________________________________________ 13D CUSIP No. 725790-10-9 | Page 80 of 112 _______________________________________________________________________________ | 1) Name of Reporting Person | S.S. or I.R.S. Identification No. of Above Person | | Virginia H. Polsky | |______________________________________________________________________________ | 2) Check the Appropriate Box if a Member of a Group | (a) [ X ] | (b) [ ] |______________________________________________________________________________ | 3) SEC Use Only | |______________________________________________________________________________ | 4) Source of Funds | OO |______________________________________________________________________________ | 5) Check if Disclosure of Legal Proceedings is Required | Pursuant to Items 2(d) or 2(e) | [ ] |______________________________________________________________________________ | 6) Citizenship or Place of Organization | U.S.A. |______________________________________________________________________________ | | 7) Sole Voting Power | Number of | 0 | Shares _______________________________________________________________ | Beneficially | 8) Shared Voting Power | Owned By | 3,000 | Each _______________________________________________________________ | Reporting | 9) Sole Dispositive Power | Person | 0 | With _______________________________________________________________ | | 10) Shared Dispositive Power | | 0 |______________________________________________________________________________ | 11) Aggregate Amount Beneficially Owned by Each | Reporting Person | 3,000 |______________________________________________________________________________ | 12) Check if the Aggregate Amount in Row (11) | Excludes Certain Shares | [ ] |______________________________________________________________________________ | 13) Percent of Class Represented By Amount in Row (11) | Less than 0.1% |______________________________________________________________________________ | 14) Type of Reporting Person | IN |_____________________________________________________________________________ 13D CUSIP No. 725790-10-9 | Page 81 of 112 _______________________________________________________________________________ | 1) Name of Reporting Person | S.S. or I.R.S. Identification No. of Above Person | | Katherine Harris | |______________________________________________________________________________ | 2) Check the Appropriate Box if a Member of a Group | (a) [ X ] | (b) [ ] |______________________________________________________________________________ | 3) SEC Use Only | |______________________________________________________________________________ | 4) Source of Funds | OO |______________________________________________________________________________ | 5) Check if Disclosure of Legal Proceedings is Required | Pursuant to Items 2(d) or 2(e) | [ ] |______________________________________________________________________________ | 6) Citizenship or Place of Organization | U.S.A. |______________________________________________________________________________ | | 7) Sole Voting Power | Number of | 0 | Shares _______________________________________________________________ | Beneficially | 8) Shared Voting Power | Owned By | 632,790 | Each _______________________________________________________________ | Reporting | 9) Sole Dispositive Power | Person | 0 | With _______________________________________________________________ | | 10) Shared Dispositive Power | | 632,790 |______________________________________________________________________________ | 11) Aggregate Amount Beneficially Owned by Each | Reporting Person | 632,790 |______________________________________________________________________________ | 12) Check if the Aggregate Amount in Row (11) | Excludes Certain Shares | [ ] |______________________________________________________________________________ | 13) Percent of Class Represented By Amount in Row (11) | 8.0% |______________________________________________________________________________ | 14) Type of Reporting Person | IN |_____________________________________________________________________________ 13D CUSIP No. 725790-10-9 | Page 82 of 112 _______________________________________________________________________________ | 1) Name of Reporting Person | S.S. or I.R.S. Identification No. of Above Person | | Neison Harris | |______________________________________________________________________________ | 2) Check the Appropriate Box if a Member of a Group | (a) [ X ] | (b) [ ] |______________________________________________________________________________ | 3) SEC Use Only | |______________________________________________________________________________ | 4) Source of Funds | OO |______________________________________________________________________________ | 5) Check if Disclosure of Legal Proceedings is Required | Pursuant to Items 2(d) or 2(e) | [ ] |______________________________________________________________________________ | 6) Citizenship or Place of Organization | U.S.A. |______________________________________________________________________________ | | 7) Sole Voting Power | Number of | 415,980 | Shares _______________________________________________________________ | Beneficially | 8) Shared Voting Power | Owned By | 316,418 | Each _______________________________________________________________ | Reporting | 9) Sole Dispositive Power | Person | 415,980 | With _______________________________________________________________ | | 10) Shared Dispositive Power | | 316,418 |______________________________________________________________________________ | 11) Aggregate Amount Beneficially Owned by Each | Reporting Person | 732,398 |______________________________________________________________________________ | 12) Check if the Aggregate Amount in Row (11) | Excludes Certain Shares | [ ] |______________________________________________________________________________ | 13) Percent of Class Represented By Amount in Row (11) | 9.3% |______________________________________________________________________________ | 14) Type of Reporting Person | IN |_____________________________________________________________________________ 13D CUSIP No. 725790-10-9 | Page 83 of 112 _______________________________________________________________________________ | 1) Name of Reporting Person | S.S. or I.R.S. Identification No. of Above Person | | King W. Harris | S.S. No. ###-##-#### |______________________________________________________________________________ | 2) Check the Appropriate Box if a Member of a Group | (a) [ X ] | (b) [ ] |______________________________________________________________________________ | 3) SEC Use Only | |______________________________________________________________________________ | 4) Source of Funds | OO |______________________________________________________________________________ | 5) Check if Disclosure of Legal Proceedings is Required | Pursuant to Items 2(d) or 2(e) | [ ] |______________________________________________________________________________ | 6) Citizenship or Place of Organization | U.S.A. |______________________________________________________________________________ | | 7) Sole Voting Power | Number of | 224,890 | Shares _______________________________________________________________ | Beneficially | 8) Shared Voting Power | Owned By | 694,622 | Each _______________________________________________________________ | Reporting | 9) Sole Dispositive Power | Person | 224,890 | With _______________________________________________________________ | | 10) Shared Dispositive Power | | 694,622 |______________________________________________________________________________ | 11) Aggregate Amount Beneficially Owned by Each | Reporting Person | 919,512 |______________________________________________________________________________ | 12) Check if the Aggregate Amount in Row (11) | Excludes Certain Shares | [ ] |______________________________________________________________________________ | 13) Percent of Class Represented By Amount in Row (11) | 11.7% |______________________________________________________________________________ | 14) Type of Reporting Person | IN |_____________________________________________________________________________ 13D CUSIP No. 725790-10-9 | Page 84 of 112 _______________________________________________________________________________ | 1) Name of Reporting Person | S.S. or I.R.S. Identification No. of Above Person | | Bette D. Harris | S.S. No. ###-##-#### |______________________________________________________________________________ | 2) Check the Appropriate Box if a Member of a Group | (a) [ X ] | (b) [ ] |______________________________________________________________________________ | 3) SEC Use Only | |______________________________________________________________________________ | 4) Source of Funds | OO |______________________________________________________________________________ | 5) Check if Disclosure of Legal Proceedings is Required | Pursuant to Items 2(d) or 2(e) | [ ] |______________________________________________________________________________ | 6) Citizenship or Place of Organization | U.S.A. |______________________________________________________________________________ | | 7) Sole Voting Power | Number of | 19,500 | Shares _______________________________________________________________ | Beneficially | 8) Shared Voting Power | Owned By | 0 | Each _______________________________________________________________ | Reporting | 9) Sole Dispositive Power | Person | 19,500 | With _______________________________________________________________ | | 10) Shared Dispositive Power | | 0 |______________________________________________________________________________ | 11) Aggregate Amount Beneficially Owned by Each | Reporting Person | 19,500 |______________________________________________________________________________ | 12) Check if the Aggregate Amount in Row (11) | Excludes Certain Shares | [ ] |______________________________________________________________________________ | 13) Percent of Class Represented By Amount in Row (11) | 0.3% |______________________________________________________________________________ | 14) Type of Reporting Person | IN |_____________________________________________________________________________ 13D CUSIP No. 725790-10-9 | Page 85 of 112 _______________________________________________________________________________ | 1) Name of Reporting Person | S.S. or I.R.S. Identification No. of Above Person | | Pam F. Szokol | S.S. No. ###-##-#### |______________________________________________________________________________ | 2) Check the Appropriate Box if a Member of a Group | (a) [ X ] | (b) [ ] |______________________________________________________________________________ | 3) SEC Use Only | |______________________________________________________________________________ | 4) Source of Funds | OO |______________________________________________________________________________ | 5) Check if Disclosure of Legal Proceedings is Required | Pursuant to Items 2(d) or 2(e) | [ ] |______________________________________________________________________________ | 6) Citizenship or Place of Organization | U.S.A. |______________________________________________________________________________ | | 7) Sole Voting Power | Number of | 30,236 | Shares _______________________________________________________________ | Beneficially | 8) Shared Voting Power | Owned By | 0 | Each _______________________________________________________________ | Reporting | 9) Sole Dispositive Power | Person | 30,236 | With _______________________________________________________________ | | 10) Shared Dispositive Power | | 0 |______________________________________________________________________________ | 11) Aggregate Amount Beneficially Owned by Each | Reporting Person | 30,236 |______________________________________________________________________________ | 12) Check if the Aggregate Amount in Row (11) | Excludes Certain Shares | [ ] |______________________________________________________________________________ | 13) Percent of Class Represented By Amount in Row (11) | 0.4% |______________________________________________________________________________ | 14) Type of Reporting Person | IN |_____________________________________________________________________________ 13D CUSIP No. 725790-10-9 | Page 86 of 112 _______________________________________________________________________________ | 1) Name of Reporting Person | S.S. or I.R.S. Identification No. of Above Person | | William Harris Investors, Inc. | I.R.S. I.D. No. 36-3488341 |______________________________________________________________________________ | 2) Check the Appropriate Box if a Member of a Group | (a) [ X ] | (b) [ ] |______________________________________________________________________________ | 3) SEC Use Only | |______________________________________________________________________________ | 4) Source of Funds | OO |______________________________________________________________________________ | 5) Check if Disclosure of Legal Proceedings is Required | Pursuant to Items 2(d) or 2(e) | [ ] |______________________________________________________________________________ | 6) Citizenship or Place of Organization | U.S.A. |______________________________________________________________________________ | | 7) Sole Voting Power | Number of | 0 | Shares _______________________________________________________________ | Beneficially | 8) Shared Voting Power | Owned By | 2,543,800 | Each _______________________________________________________________ | Reporting | 9) Sole Dispositive Power | Person | 2,543,800 | With _______________________________________________________________ | | 10) Shared Dispositive Power | | 0 |______________________________________________________________________________ | 11) Aggregate Amount Beneficially Owned by Each | Reporting Person | 2,543,800 |______________________________________________________________________________ | 12) Check if the Aggregate Amount in Row (11) | Excludes Certain Shares | [ ] |______________________________________________________________________________ | 13) Percent of Class Represented By Amount in Row (11) | 32.3% |______________________________________________________________________________ | 14) Type of Reporting Person | CO ______________________________________________________________________________ 13D CUSIP No. 725790-10-9 | Page 87 of 112 _______________________________________________________________________________ | 1) Name of Reporting Person | S.S. or I.R.S. Identification No. of Above Person | | William J. Friend | |______________________________________________________________________________ | 2) Check the Appropriate Box if a Member of a Group | (a) [ X ] | (b) [ ] |______________________________________________________________________________ | 3) SEC Use Only | |______________________________________________________________________________ | 4) Source of Funds | OO |______________________________________________________________________________ | 5) Check if Disclosure of Legal Proceedings is Required | Pursuant to Items 2(d) or 2(e) | [ ] |______________________________________________________________________________ | 6) Citizenship or Place of Organization | U.S.A. |______________________________________________________________________________ | | 7) Sole Voting Power | Number of | 0 | Shares _______________________________________________________________ | Beneficially | 8) Shared Voting Power | Owned By | 40,164 | Each _______________________________________________________________ | Reporting | 9) Sole Dispositive Power | Person | 0 | With _______________________________________________________________ | | 10) Shared Dispositive Power | | 40,164 |______________________________________________________________________________ | 11) Aggregate Amount Beneficially Owned by Each | Reporting Person | 40,164 |______________________________________________________________________________ | 12) Check if the Aggregate Amount in Row (11) | Excludes Certain Shares | [ ] |______________________________________________________________________________ | 13) Percent of Class Represented By Amount in Row (11) | 0.5% |______________________________________________________________________________ | 14) Type of Reporting Person | IN |______________________________________________________________________________ Item 1. Security and Issuer Common Stock, $1 par value Pittway Corporation ("Pittway") 200 South Wacker Drive. Suite 700 Chicago, Illinois 60606-5802 Item 2. Identity and Background Parts (a), (b) and (c)- Reporting Person 1. Irving B. Harris Revocable Trust f/b/o Irving B. Harris; trustee: Irving B. Harris (Chairman of the Executive Committee and Director of Pittway Corporation`, a manufacturer and distributor of electronic alarm equipment; 200 South Wacker Drive, Chicago, IL 60606) 2. Neison Harris Trust f/b/o Neison Harris; trustee: Neison Harris (Chairman of the Board and Director of Pittway Corporation), (Note 1) 3. Bern, L.P., a Delaware limited partnership; its general partner is Portbrid Management Company, Inc. ("Portbrid"); the owner, president and director of Portbrid is William W. Harris (co-owner of William Harris Investors, Inc. - "WHI", investment advisors). WHI, a Delaware corporation, is owned by Irving B. Harris, William W. Harris, Virginia H. Polsky and Roxanne H. Frank. The directors and officers are Irving B. Harris (director and chairman), Jerome Kahn, Jr. (president and director), Jack R. Polsky (director and executive vice president) Michael S. Resnick (vice president and secretary), Peter E.Martin (vice president), Gary J. Neumayer (treasurer), Michael C.McQuinn (assistant treasurer) and Beth Stephens (assistant treasurer). 4. King W. Harris Trust f/b/o King W. Harris; trustee: King W. Harris (President and Director of Pittway Corporation, 200 South Wacker Drive, Chicago, Il 60606) 5. Estate of Sidney Barrows; Special Administrator: June H. Barrows 6. St. Louis, L.P., a Delaware limited partnership; its general partner is St. Louis Management Company, Inc. ("St. Louis"); the owner and president of St. Louis is Roxanne H. Frank and the director is Michael S. Resnick. 7. The Roxanne H. Frank Trust f/b/o Roxanne H. Frank; trustees: Jerome Kahn, Jr., Roxanne H. Frank and Jack Polsky. 8. The Virginia H. Polsky Trust f/b/o Virginia H. Polsky; trustees: Jerome Kahn, Jr., Virginia H. Polsky and Jack Polsky. Page 88 of 112 9. June Harris Barrows Revocable Trust f/b/o June H. Barrows; trustee: June H. Barrows 10. Daniel H. Meyer Investment Trust f/b/o Daniel Meyer, President, Union Square Cafe Corporation, 21 E. 16th St., New York, New York 10003; trustees: Jerome Kahn, Jr. and Daniel Meyer. 11. Thomas Meyer Trust f/b/o Thomas Meyer; trustee: Thomas Meyer, teacher, San Mateo Country School District, San Mateo, California. 12. James Polsky Investment Trust f/b/o James Polsky; trustee: James Polsky 13. Jack Polsky Investment Trust f/b/o Jack Polsky; trustee: Jack Polsky, William Harris Investors, Inc. 14. Charles Polsky Investment Trust f/b/o Charles Polsky; trustee: Charles Polsky 15. George Polsky Investment Trust f/b/o George Polsky; trustee: George Polsky 16. Jean Polsky Investment Trust f/b/o Jean Polsky; Trustee: Jean Polsky Virginia H Polsky Trusts dated 11/19/76, trustees: Jerome Kahn, Jr. and Jack Polsky; f/b/o: 17. James Polsky 18. Jack Polsky 19. Charles Polsky 20. George Polsky 21. Jean Polsky 22. Virginia H Polsky Trust f/b/o Jean Polsky, dated 12/29/75; trustees: Jerome Kahn, Jr. and Jack Polsky; 23. Irving B. Harris Trust f/b/o Jean Polsky, dated 2/27/74; Trustee: Virginia H. Polsky 24. Bette D. Harris Trust f/b/o Bette D. Harris; trustee: Bette D. Harris (Note 1) 25. Toni H. Paul (Note 1) 26. Katherine Harris Trust, f/b/o Katherine Harris; trustees: Katherine Harris and King W. Harris (Note 1) Trusts dated 1/2/98; trustees: William W. Harris, Jack Polsky and Neison Harris: 27. Rosetta W. Harris CL Trust A 28. Rosetta W. Harris CL Trust B 29. Rosetta W. Harris CL Trust C Page 89 of 112 30. Nancy Meyer Trust f/b/o Nancy Meyer; trustees: Nancy Meyer and Jerome Kahn, Jr. Bette D. Harris Trusts dated 1/13/59, trustees: Katherine Harris and King W. Harris f/b/o (Note 1): 31. John B. Harris 32. Charles H. Paul 33. Kelly L. Paul 34. Alan H. Paul 35. Laurie B. Paul 36. King W. Harris Children's Trust; trustees: Katherine Harris, Robert L. Barrows and Denise Saul (Note 1) Toni H. Paul Children's Trusts; trustees: King Harris and Katherine Harris f/b/o (Note 1): 37. Charles H. Paul 38. Kelly L. Paul 39. Alan H. Paul 40. Laurie B. Paul 41. Pam F. Szokol Trust, f/b/o Pam F. Szokol; trustees: Pam F. Szokol and King W. Harris (Note 1) 42. William J. Friend Trust, f/b/o William J. Friend, Assistant to President, Pittway Corporation; trustees: William J. Friend and King W. Harris (Note 1) 43. Scott C. Friend Trust, f/b/o Scott C. Friend; trustees: Scott C. Friend and King W. Harris (Note 1) 44. John B. Harris Trust, f/b/o John B. Harris; trustees: John B. Harris and King W. Harris (Note 1) King W. Harris, custodian for (Note 1) - 45. Charles H. Paul 46. Kelly L. Paul Neison Harris Trust dated 1/12/54; trustees: Katherine Harris, King W. Harris and American National Bank and Trust Company of Chicago, f/b/o (Note 1): 47. William J. Friend 48. Pam F. Szokol 49. Scott C. Friend 50. John B. Harris 51. Charles H. Paul 52. Kelly L. Paul 53. Alan H. Paul 54. Laurie B. Paul 55. Mary Ann Barrows Wark Revocable Trust f/b/o Mary A.Barrows Wark; Trustee: Mary Ann Barrows Wark Page 90 of 112 56. Patricia Barrows Rosbrow, psychologist 57. Donna E. Barrows 58. Robert L. Barrows, lawyer, partner in Leonard, Street & Deinard, 150 South Fifth Street, Suite 2300, Minneapolis, Minnesota 55402; Director of Pittway Corporation 59. Wilikenia, L.P., a Delaware limited partnership; its general partner is Wilikenia Management Company, Inc. ("Wilikenia"); the owner and president of Wilikenia is Virginia H. Polsky and the director is Michael S. Resnick. Trust u/w/ of Mildred Harris; trustees: Irving B. Harris and Neison Harris; f/b/o: 60. Patricia Barrows Rosbrow 61. William H. Barrows 62. Jerome Kahn, Jr. Revocable Trust, trustee: Jerome Kahn, Jr. 63. Irving Harris Foundation, an Illinois not-for-profit corporation; its directors and officers are Irving B. Harris (vice president and director); William W. Harris (president, treasurer and director); Jerome Kahn, Jr. (vice president); Nancy Meyer (secretary and director); Boardman Lloyd (director); Roberta H. Harris (director) 64. Joan W. Harris Revocable Trust; trustee Joan W. Harris 65. Harris Foundation, a Minnesota not-for-profit corporation; its directors and officers are Irving B. Harris (chairman, treasurer and trustee); Joan W. Harris (president and trustee); William W. Harris (vice president and trustee); Michael S. Resnick (secretary and executive assistant); Daniel Meyer (trustee); Jack R. Polsky (executive assistant); Jerome Kahn, Jr. (executive assistant). 66. Benjamin Harris Trust f/b/o Benjamin Harris; Trustees: Benjamin Harris and William W. Harris Irving B. Harris Trusts dated 2/27/74; Trustee: William W. Harris, f/b/o: 67. Benjamin Harris 68. David Harris William W. Harris Trusts dated 11/19/76; trustees: Jerome Kahn Jr. and Michael S. Resnick, f/b/o: 69. Benjamin Harris 70. David Harris Page 91 of 112 William W. Harris Trusts dated 12/29/75; trustees: Jerome Kahn, Jr. and Michael S. Resnick, f/b/o: 71. Benjamin Harris 72. David Harris 73. Sidney Barrows Grandchildren's Trust dated 7/12/98; trustee: June H. Barrows 74. The Sidney and June H. Barrows Foundation, a Minnesota not-for-profit corporation; its directors and officers are June H. Barrows (president and director); William L. Barrows (vice president and director); Robert L. Barrows (vice president and director); Patricia J. Rosbrow (vice president and director); Mary Ann Barrows Wark (vice president and director). 75. 2029, L.P., a Delaware limited partnership; its general partner is 2029 Management Company, Inc. ("2029"); the owner and president of 2029 is June H. Barrows and the director is Michael S. Resnick. 76. Benjamin Family Trust dated 12/23/92-GST; trustees: Jerome Kahn, Jr., Benjamin Harris, Roberta H. Harris, David Harris and Boardman Lloyd. 77. David Family Trust dated 12/23/92-GST; trustees: Jerome Kahn, Jr., Benjamin Harris, Roberta H. Harris, David Harris and Boardman Lloyd. Note 1: Address is 333 Skokie Boulevard, Suite 114, Northbrook, Illinois 60062-1624. Except as otherwise indicated above, (a) the persons named have no principal occupations, and (b) their address is 2 North La Salle Street, Suite 400, Chicago, Illinois 60602-3703. Pittway's principal business is the manufacturing and distribution of security and commercial fire alarm equipment and other low voltage products. Irving B. Harris and Neison Harris are brothers and June Barrows is their sister. William W. Harris is the son of Irving B. Harris. King W. Harris is the son of Neison Harris. All of the other persons named herein are either (1) the children, grandchildren, great grandchildren or spouses of one of the five individuals named in this paragraph, or spouses of such children or grandchildren, (2) trusts or custodial accounts for the benefit of such children, grandchildren or great grandchildren, or (3) persons who have granted voting and/or dispositive power to, or are affiliates of, one of the five individuals named in this paragraph. The custodians and at least one trustee of each trust named herein have either a family or business relationship with one or more of the individuals named in this Page 92 of 112 paragraph. Because of the above described relationships, the persons named in this Item 2 may be deemed to be a group within the meaning of Section 13(d) of the Securities Exchange Act of 1934 and the Rules and Regulations thereunder. (d) During the last five years, none of the persons named above has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors). (e) During the last five years, none of the persons named above has been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction resulting in any judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. (f) Each of the persons named above is a citizen of, or entity organized in, the United States. Item 3. Source and Amount of Funds or Other Consideration Available cash working capital. Item 4. Purpose of Transaction The purposes for which the securities of Pittway were held was the acquisition and maintenance of an investment and of effective control of Pittway. See Item 6 for a description of recent developments. Item 5. Interest in Securities of the Issuer (a) and (b) The aggregate number of outstanding shares of Common Stock of Pittway which may be deemed to be beneficially owned within the meaning of Section 13(d) by the persons named in Item 2 is 4,166,518 shares, constituting 52.9% of such outstanding shares. In the event of a Change of Control Date, as defined in the issuer's Amended and Restated Certificate of Incorporation, all of the issuer's Class A Stock will be converted to Common Stock. Such an event can occur only as a result of the disposition of Common and/or Class A shares by some or all of the reporting persons identified in Item 2. Accordingly, the number or percentage of Common shares which would be owned upon such conversion can not be determined. The following table lists the number of Class A shares directly owned by each of the persons named in Item 2 (designated by the number corresponding to such name in Item 2) and the related percentage of outstanding shares. Page 93 of 112 Number Per Cent of Person of Shares Outstanding Shares 1. 0 0.0% 2. 415,980 5.3 3. 303,992 5.1 4. 216,444 2.8 5. 0 0 6. 356,324 4.5 7. 0 0 8. 0 0 9. 0 0 10. 36,396 .5 11. 41,192 .5 12. 6,276 .1 13. 6,608 .1 14. 6,008 .1 15. 4,538 .1 16. 926 * 17. 24,000 .3 18. 24,000 .3 19. 24,000 .3 20. 24,000 .3 21. 24,000 .3 22. 300 * 23. 3,000 * 24. 19,500 .2 25. 217,626 2.8 26. 207,458 2.6 27. 30,500 .4 28. 30,500 .4 29. 30,500 .4 30. 39,696 .5 31. 14,618 .2 32. 3,055 * 33. 3,055 * 34. 3,054 * 35. 3,055 * 36. 50,100 .6 37. 8,672 .1 38. 8,672 .1 39. 8,672 .1 40. 8,671 .1 41. 30,236 .4 42. 30,164 .4 43. 29,860 .2 44. 11,672 * 45. 4,298 * 46. 4,148 * 47. 34,788 .4 48. 34,788 .4 49. 34,788 .4 50. 105,836 1.3 51. 25,877 .2 Page 94 of 112 Number Per Cent of Person of Shares Outstanding Shares 52. 25,877 .3% 53. 25,877 .3 54. 25,877 .3 55. 82,902 1.0 56. 80,452 1.0 57. 79,256 1.0 58. 80,528 1.0 59. 303,992 3.9 60. 3,648 * 61. 3,648 * 62. 540 * 63. 0 .0 64. 0 .0 65. 394,440 5.0 66. 1,854 * 67. 1,200 * 68. 1,200 * 69. 62,100 .8 70. 62,100 .8 71. 600 * 72. 600 * 73. 2,615 * 74. 0 0 75. 267,967 3.4 76. 48,704 .6 77. 48,704 .6 Total 4,166,518 52.9% *Less than one-tenth of one percent In addition to shares shown in the foregoing table as being directly owned, certain persons named in Item 2 also have or may be deemed to have sole power to vote or direct the vote and to dispose or direct the disposition of shares owned by other persons named herein by virtue of being a sole stockholder, custodian or trustee, or having a business relationship with custodians or trustees. In addition, such persons have or may be deemed to have shared voting and dispositive power over shares owned by other persons named herein by virtue of being co-trustee or holding power of attorney. The following table lists the individuals having such voting and dispositive powers and the other persons (designated by the number corresponding to such name in Item 2) with respect to which such powers are held: Investment power Sole voting and Shared voting and held by dispositive power dispositive power Neison Harris Person 25, 27-29, 60-61 Irving B. Harris * * Page 95 of 112 Investment power Sole voting and Shared voting and held by dispositive power dispositive power William W. Harris 3, 27-29, 63, 65, 67-68 Jack Polsky * * June H. Barrows 5, 73, 74, 75 Bette D. Harris 24 King W. Harris 45, 46 26, 31-35, 37-44, 47-54 Robert L. Barrows 58,74 Virginia H. Polsky 23 59 Katherine Harris 26, 31-40, 47-54 Toni Paul 25 Pam F. Szokol 41 William J. Friend 42 Scott C. Friend 43 John B. Harris 44 WHI * * Jerome Kahn, Jr * * * William Harris Investors, Inc. (WHI) reports that in its discretion as an investment advisor it has sole dispositive power and shared voting power with respect to shares held by persons #1, 3, 5-23, 27-30, and 55-77. Irving B. Harris is the Chairman and controlling stockholder of WHI. Jerome Kahn, Jr. is the President of WHI. Jack Polsky is a Vice President of WHI. (c) The following table lists the transactions of Common shares effected during the preceding 60 days by the persons names in Item 2 (designated by the number corresponding to such name in Item 2). Date Person No. of Shares Price Transaction 11/19/99 8 (303,992) $31.25 Transfer in exchange for partnership interest in Person #59 11/19/99 59 303,992 $31.25 Transfer in exchange for partnership interest from Person #8 Page 96 of 112 Date Person No. of Shares Price Transaction 11/19/99 7 (356,324) $31.25 Transfer in exchange for partnership interest in Person #6 11/19/99 6 356,324 $31.25 Transfer in exchange for partnership interest from Person #7 12/14/99 9 (243,600) $29.34 Transfer in exchange for partnership interest in Person #75 12/14/99 75 243,600 $29.34 Transfer in exchange for partnership interest from Person #9 12/14/99 5 (24,367) $29.34 Transfer in exchange for partnership interest in Person #75 12/14/99 75 24,367 $29.34 Transfer in exchange for partnership interest from Person #5 12/15/99 1 (350,940) Gift Gift to Person #65 12/15/99 65 350,940 Gift Gift from beneficiary of Person #1 (d) To the knowledge of the persons named in Item 2, no other persons, except beneficiaries of certain of such entities, have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the shares owned by such persons. (e) Not applicable. See Item 6 for a description of recent developments. Item 6. Contracts, Arrangements, Understanding or Relationships with Respect to Securities of the Issuer On December 20, 1999, Pittway Corporation, a Delaware corporation ("Parent"), and HII-2 Acquisition Corp., a Delaware corporation and a wholly owned subsidiary of Honeywell International Inc. ("Purchaser"), entered into an Agreement and Plan of Merger (the "Merger Agreement") pursuant to which Purchaser would merge with the Company on the terms and subject to the conditions set forth therein. As a result of such merger, the Company will become a wholly-owned subsidiary of Parent. As a condition and inducement to Parent's and Purchaser's willingness to enter into the Merger Agreement, concurrently therewith Parent, Purchaser, and certain stockholders of Pittway, including, without limitation, each of the reporting persons hereunder, other than the Jerome Kahn, Jr. Revocable Trust, (the "Stockholders"), entered into a Stockholders Agreement (the "Stockholders Agreement"). Pursuant to the Stockholders Agreement, each of the Stockholders has agreed, among other things, upon the terms and subject to the conditions, limitations and exceptions set forth therein (i) to tender all of the shares of Common Stock, par value $1 per share, of Pittway held by such Stockholder (the "Subject Shares") to Purchaser pursuant to Purchaser's cash tender offer (the "Offer") and not to withdraw from the Page 97 of 112 Offer the Subject Shares tendered pursuant thereto unless and until the Merger Agreement is terminated; (ii) to grant to Parent an option (the "Option") to purchase the Subject Shares, (iii) not to (a) offer for sale, sell, transfer, tender, pledge, encumber, assign or otherwise dispose of, or enter into any contract, option or other arrangement or understanding with respect to or consent to the offer for sale, sale, transfer, tender, pledge, encumbrance, assignment or other disposition of the Subject Shares, or (b) grant any proxies or powers of attorney, deposit the Subject Shares into a voting trust or enter into a voting agreement with respect to the Subject Shares, and (iv) that, in its capacity as a Stockholder, it will not, directly or indirectly, encourage, solicit or initiate discussions or negotiations with any person or entity concerning any business combination merger, tender offer, exchange offer, sale of assets, sale of shares of capital stock or debt securities or similar transactions involving Pittway or its subsidiaries. The summary contained in this Amendment of certain provisions of the Stockholders Agreement is not intended to be complete and is qualified in its entirety by reference to the Stockholders Agreement attached as Exhibit 99(a) to this Amendment. Except as described above, the persons named above have no contracts, arrangements, understandings or relationships (legal or otherwise) with any person not named herein with respect to any securities of the issuer, including but not limited to transfer or voting of any of the securities, finders fees, joint ventures, loan or option arrangements, puts or calls, guarantees of profits, division of profit or loss, or the giving or withholding of proxies, except for the Undertaking presented in Exhibit 24.3 and incorporated herein by reference. Item 7. Material to be Filed as Exhibits Exhibits: Number Description 24.1 Joint Filing Agreement and Power of Attorney dated January 15, 1990 (incorporated by reference to Exhibit B of Amendment No. 7 to Schedule 13D dated January 15, 1990). 24.2 Undertaking dated December 28,1989 pursuant to Amended and Restated Merger Agreement and Plan of Reorganization dated as of October 11, 1989 (incorporated by reference to Exhibit A of Amendment No. 7 to Schedule 13D dated January 15, 1990). 24.3 Joint Filing Agreement and Power of Attorney dated December 20, 1999. 99 Stockholders Agreement dated December 20, 1999 among Honeywell International Inc., a Delaware corporation, HII-2 Acquisition Corp., a Delaware corporation, and certain stockholder of Pittway. Page 98 of 112 * * * * * The inclusion of information in this statement shall not be construed as an admission that the persons named in Item 2 are beneficial owners of any shares other than those shares as to which each is described in Item 5 as the direct owner. Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: December 22, 1999 (Signatures on following pages.) Page 99 of 112 ________________________________________ Irving B. Harris Neison Harris Trust f/b/o Neison Harris By: _____________________________________ Neison Harris, as Trustee and individually King Harris Trust of 1990 f/b/o King W. Harris By: _____________________________________ King W. Harris, as Trustee and individually Sid Barrows Grandchildren's Trust By: _____________________________________ June H. Barrows, as Trustee William Harris & Co., Inc. By: ______________________________________ Irving B. Harris, as sole owner, President and director The Roxanne H. Frank Trust f/b/o Roxanne H. Frank By: ______________________________________ Roxanne H. Frank, as Trustee and individually and ______________________________________ Jack Polsky, as co-Trustee and ______________________________________ Jerome Kahn, Jr., as co-Trustee The Virginia H. Polsky Trust f/b/o Virginia H. Polsky By: ______________________________________ Virginia H. Polsky, as co-Trustee and individually and ______________________________________ Jack Polsky, as co-Trustee and ______________________________________ Jerome Kahn, Jr., as co-Trustee Page 100 of 112 Daniel Meyer Trust f/b/o Daniel Meyer By: ______________________________________ Jerome Kahn, Jr., as co-Trustee and ______________________________________ Daniel Meyer, as co-Trustee and individually VHP-James 76 Trust By: ____________________________________ Jerome Kahn, Jr., as co-Trustee and ____________________________________ Jack Polsky, as co-Trustee VHP-Jack 76 Trust By: ____________________________________ Michael S. Resnick, as co-Trustee and ____________________________________ Jack Polsky, as co-Trustee and individually VHP-Charles 76 Trust By: ____________________________________ Michael S. Resnick, as co-Trustee and _____________________________________ Jack Polsky, as co-Trustee VHP-George 76 Trust By: ____________________________________ Michael S. Resnick, as co-Trustee and _____________________________________ Jack Polsky, as co-Trustee VHP-Jean 76 Trust By: ____________________________________ Michael S. Resnick, as co-Trustee and _____________________________________ Jack Polsky, as co-Trustee Page 101 of 112 Virginia H. Polsky Trust dtd 12/29/75 f/b/o Jean Polsky By: _____________________________________ Jerome Kahn, Jr., as co-Trustee and _____________________________________ Jack Polsky, as co-Trustee Irving B. Harris Trust dtd 2/27/74 f/b/o Jean Polsky By: _____________________________________ Virginia H. Polsky, as Trustee and individually Bette D. Harris Trust f/b/o Bette D. Harris By: _____________________________________ Bette D. Harris, as Trustee and individually ________________________________________ Toni H. Paul Katherine Harris Trust f/b/o Katherine Harris By: _____________________________________ Katherine Harris, as co-Trustee and individually and _____________________________________ King W. Harris, as co-Trustee Nancy Meyer Trust f/b/o Nancy Meyer By: _____________________________________ Nancy Meyer, as co-Trustee and individually and _____________________________________ Jerome Kahn, Jr., as co-Trustee Bette D. Harris Trust dtd 1/13/59 f/b/o John B. Harris By: _____________________________________ Katherine Harris, as co-Trustee and _____________________________________ King W. Harris, as co-Trustee Bette D. Harris Trust dtd 1/13/59 f/b/o Charles H. Paul By: _____________________________________ Katherine Harris, as co-Trustee and _____________________________________ King W. Harris, as co-Trustee Page 102 of 112 Bette D. Harris Trust dtd 1/13/59 f/b/o Kelly L. Paul By: _____________________________________ Katherine Harris, as co-Trustee and _____________________________________ King W. Harris, as co-Trustee Bette D. Harris Trust dtd 1/13/59 f/b/o Alan H. Paul By: _____________________________________ Katherine Harris, as co-Trustee and _____________________________________ and King W. Harris, as co-Trustee Bette D. Harris Trust dtd 1/13/59 f/b/o Laurie B. Paul By: _____________________________________ Katherine Harris, as co-Trustee and _____________________________________ and King W. Harris, as co-Trustee King W. Harris Children's Trust By: _____________________________________ Katherine Harris, as co-Trustee and _____________________________________ Robert L. Barrows, as co-Trustee Toni H. Paul Children's Trust f/b/o Charles H. Paul By: _____________________________________ King W. Harris, as co-Trustee and _____________________________________ Katherine Harris, as co-Trustee Toni H. Paul Children's Trust f/b/o Kelly L. Paul By: _____________________________________ King W. Harris, as co-Trustee and _____________________________________ Katherine Harris, as co-Trustee Toni H. Paul Children's Trust f/b/o Alan H. Paul By: ____________________________________ King W. Harris, as co-Trustee and ____________________________________ Katherine Harris, as co-Trustee Page 103 of 112 Toni H. Paul Children's Trust f/b/o Laurie B. Paul By: ____________________________________ King W. Harris, as co-Trustee and ____________________________________ Katherine Harris, as co-Trustee Pam F. Szokol Trust f/b/o Pam F. Szokol By: ____________________________________ Pam F. Szokol, as co-Trustee and individually and ____________________________________ King W. Harris, as co-Trustee William J. Friend Trust f/b/o William J. Friend By: ____________________________________ William J. Friend, as Trustee and ____________________________________ King W. Harris, as Trustee Scott C. Friend Trust f/b/o Scott C. Friend By: ____________________________________ King W. Harris, as co-Trustee and ____________________________________ Scott C. Friend, as co-Trustee and individually John B. Harris Trust f/b/o John B. Harris By: ____________________________________ King W. Harris, as co-Trustee and ____________________________________ John B. Harris, as co-Trustee and individually ________________________________________ King W. Harris, as Custodian for Charles H. Paul ________________________________________ King W. Harris, as Custodian for Kelly L. Paul Page 104 of 112 Resurgent Investors L.P. By: ____________________________________ Neison Harris, as co-general partner and ____________________________________ Bette D. Harris, as co-general partner Neison Harris Trust dtd 1/12/54 f/b/o Pam F. Szokol By: _____________________________________ Katherine Harris, as co-Trustee and ____________________________________ King W. Harris, as co-Trustee and American National Bank by:__________________________________ Title: Neison Harris Trust dtd 1/12/54 f/b/o Scott C. Friend By: _____________________________________ Katherine Harris, as co-Trustee and _____________________________________ King W. Harris, as co-Trustee and American National Bank by__________________________________ Title: Neison Harris Trust dtd 1/12/54 f/b/o John B. Harris By: _____________________________________ Katherine Harris, as co-Trustee and _____________________________________ King W. Harris, as co-Trustee and American National Bank by___________________________________ Title: Neison Harris Trust dtd 1/12/54 f/b/o Charles H. Paul By: _____________________________________ Katherine Harris, as co-Trustee and _____________________________________ King W. Harris, as co-Trustee and American National Bank by:__________________________________ Title: Page 105 of 112 Neison Harris Trust dtd 1/12/54 f/b/o Kelly L. Paul By: _____________________________________ Katherine Harris, as co-Trustee and _____________________________________ King W. Harris, as co-Trustee and American National Bank by:__________________________________ Title: Neison Trust dtd 1/12/54 f/b/o Alan H. Paul By: ____________________________________ Katherine Harris, as co-Trustee and ____________________________________ King W. Harris, as co-Trustee and American National Bank by:__________________________________ Title: Neison Trust dtd 1/12/54 f/b/o Laurie B. Paul By: ____________________________________ Katherine Harris, as co-Trustee and ____________________________________ King W. Harris, as co-Trustee and American National Bank by:__________________________________ Title: Mary Ann Barrows Wark Revocable Trust By: ____________________________________ Mary Ann Barrows Wark, as co-Trustee and individually and ____________________________________ David Wark, as co-Trustee ____________________________________ Patricia Barrows Rosbrow, individually, including, without limitation, any community property interest ____________________________________ Thomas Rosbrow, individually, including, without limitation, any community property interest ____________________________________ Donna E. Barrows ____________________________________ Robert L. Barrows Page 106 of 112 The William Harris Settler Trust f/b/o William H. Barrows By: _____________________________________ Irving B. Harris, as co-Trustee and ______________________________________ Neison Harris, as co-Trustee Trust u/w/of Mildred Harris f/b/o Patricia Barrows Rosbrow By: _____________________________________ Irving B. Harris, as co-Trustee and _____________________________________ Neison Harris, as co-Trustee Trust u/w/of Mildred Harris f/b/o William H. Barrows By: _____________________________________ Irving B. Harris, as co-Trustee and _____________________________________ Neison Harris, as co-Trustee Jerome Kahn, Jr. Revocable Trust By: ____________________________________ Jerome Kahn, Jr., as Trustee and individually Irving Harris Foundation By: ____________________________________ William W. Harris, as President, Treasurer and a director Harris Foundation By: ____________________________________ Irving B. Harris, as Chairman, Treasurer and a Trustee Benjamin Harris Investment Trust By: ____________________________________ William W. Harris, as co-Trustee and ____________________________________ Benjamin Harris, as co-Trustee Page 107 of 112 IBH - Benjamin 74 Trust By: ___________________________________ William W. Harris, as co-Trustee and ___________________________________ Benjamin Harris, as co-Trustee and ___________________________________ Jerome Kahn, Jr., as co-Trustee IBH - David 74 Trust By: ___________________________________ William W. Harris, as co-Trustee and ___________________________________ David Harris, as co-Trustee and ___________________________________ Jerome Kahn, Jr., as co-Trustee WWH - Benjamin 76 Trust By: ____________________________________ Jerome Kahn, Jr., as co-Trustee and ____________________________________ Benjamin Harris, as co-Trustee WWH - David 76 Trust By: ____________________________________ Jerome Kahn, Jr., as co-Trustee and ____________________________________ David Harris, as co-Trustee Benjamin 75 Trust By: ____________________________________ Jerome Kahn, Jr., as co-Trustee and ____________________________________ Benjamin Harris, as co-Trustee David 75 Trust By: ____________________________________ Jerome Kahn, Jr., as co-Trustee and ____________________________________ David Harris, as co-Trustee Page 108 of 112 ________________________________________ William Harris ________________________________________ Katherine Harris ________________________________________ Neison Harris ________________________________________ King W. Harris ________________________________________ Bette D. Harris ________________________________________ Pam F. Szokol William Harris Investors, Inc. By: ____________________________________ Michael S. Resnick, Vice-President ________________________________________ William J. Friend Thomas Meyer Trust f/b/o Thomas Meyer By: ___________________________________ Thomas Meyer, as Trustee and individually Julie Stevenson, individually, including, without limitation, any community property interest ______________________________________ Julie Stevenson, individually, including, without limitation, any community property interest Page 109 of 112 James Polsky Investment Trust f/b/o James Polsky By: ___________________________________ James Polsky, as Trustee and individually Jack Polsky Investment Trust f/b/o Jack Polsky By: ___________________________________ Jack Polsky, as Trustee and individually Charles Polsky Investment Trust f/b/o Charles Polsky By: ___________________________________ Charles Polsky, as Trustee and individually George Polsky Investment Trust f/b/o George Polsky By: ____________________________________ George Polsky, as Trustee and individually Jean Polsky Investment Trust f/b/o Jean Polsky By: ___________________________________ Jean Polsky, as Trustee and individually Rosetta W. Harris CL Trust A By: ____________________________________ Jack Polsky, as co-Trustee and ____________________________________ William W. Harris, as co-Trustee and ____________________________________ Neison Harris, as co-Trustee Rosetta W. Harris CL Trust B By: ____________________________________ Jack Polsky, as co-Trustee and ____________________________________ William W. Harris, as co-Trustee and ____________________________________ Neison Harris, as co-Trustee Page 110 of 112 Rosetta W. Harris CL Trust C By: ____________________________________ Jack Polsky, as co-Trustee and ____________________________________ William W. Harris, as co-Trustee and ____________________________________ Neison Harris, as co-Trustee Joan W. Harris Revocable Trust By: ____________________________________ Joan W. Harris, as Trustee and individually Benjamin Family Trust By: ____________________________________ Robie Harris, as co-Trustee and ____________________________________ Benjamin Harris, as co-Trustee and ____________________________________ David Harris, as co-Trustee and ____________________________________ Jerome Kahn, Jr., as co-Trustee and ____________________________________ Boardman Lloyd, as co-Trustee David Family Trust By: _____________________________________ Robie Harris, as co-Trustee and _____________________________________ Benjamin Harris, as co-Trustee and _____________________________________ David Harris, as co-Trustee and _____________________________________ Jerome Kahn, Jr., as co-Trustee and _____________________________________ Boardman Lloyd, as co-Trustee Bern L.P. By: _____________________________________ William W. Harris, as President of Portbrid Management Co., Inc., which is the corporate general partner of Bern L.P. Page 111 of 112 Wilikenia L.P. By: ______________________________________ Michael S. Resnick, as Vice-President of Wilikenia Management Co., which is the corporate general partner of Wilikenia L.P. St. Louis L.P. By: ____________________________________ Michael S. Resnick, as Vice-President of St. Louis Management Co., which is the corporate general partner of St. Louis L.P. 2029 L.P. By: _____________________________________ Michael S. Resnick, as Vice-President of 2029 Management Co., which is the corporate general partner of 2029 L.P. The Summer Fund By: ____________________________________ Jack Polsky, as Vice-President Irving Harris Foundation A By: ____________________________________ Roxanne H. Frank, as Trustee The Sidney Barrows and June H. Barrows Foundation By: ____________________________________ June Barrows, as President Page 112 of 112 EX-24.3 2 JOINT FILING AGREEMENT AND POWER OF ATTORNEY JOINT FILING AGREEMENT FOR CLASS A STOCK The undersigned hereby agree that the statement on Schedule 13D with respect to the shares of Class A Stock, of the par value of $1.00 per share, of Pittway Corporation, a Delaware corporation ("Pittway"), and any amendments thereto, executed by or on behalf of the undersigned, in accordance with and pursuant to the power of attorney set forth below or otherwise, is and shall be filed jointly on behalf of the undersigned, pursuant to and in accordance with the provisions of Rule 13d-1(f) under the Securities Exchange Act of 1934. JOINT FILING AGREEMENT FOR COMMON STOCK The undersigned hereby agree that the statement on Schedule 13D with respect to the shares of Common Stock, of the par value of $1.00 per share, of Pittway Corporation, a Delaware corporation ("Pittway"), and any amendments thereto, executed by or on behalf of the undersigned, in accordance with and pursuant to the power of attorney set forth below or otherwise, is and shall be filed jointly on behalf of the undersigned, pursuant to and in accordance with the provisions of Rule 13d-1(f) under the Securities Exchange Act of 1934. POWER OF ATTORNEY The undersigned hereby constitute and appoint King W. Harris, Jerome Kahn, Jr., Jack Polsky, Michael Resnick and Edward J. Schwartz, and each of them individually, the undersigned's true and lawful attorneys-in-fact and agents for the undersigned in name, place and stead, to sign, execute and deliver on behalf of the undersigned: (i) the information statements on Schedules 13D (the "Schedule 13D") under the Securities Act of 1934, as amended (the "Exchange Act"), with respect to ownership of the shares of stock of the Company held by the undersigned; (ii) a Stockholders Agreement (the "Stockholders Agreement") to be entered into among Honeywell International Inc., a Delaware corporation ("Parent"), HII-2 Acquisition Corp, a Delaware company and a wholly owned subsidiary of the Parent, and certain stockholders of the Company, including the undersigned, relating to, among other things, the agreement by the undersigned to tender all of the undersigned's shares of stock of the Company made subject to such Stockholder's Agreement (the "Subject Shares") to the Company pursuant to Parent's cash tender offer (the "Offer") therefor; (iii) a tender offer transmittal letter (the "Transmittal Letter") with respect to the tender of the Subject Shares to the Company pursuant to the Offer; and (iv) any and all amendments to the Schedule 13D, the Stockholders Agreement, or the Transmittal Letter. The undersigned further grants unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each and every act and thing requisite and necessary to be done, as fully to all intents and purposes as the undersigned might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents or any one of them, or such person's substitute or their substitutes, lawfully do or cause to be done by virtue hereof. This Joint Filing Agreement and Power of Attorney may be executed in separate counterparts by each of the undersigned, each of which shall be an original but all of which, taken together, shall constitute one and the same instrument. It shall not be necessary that each of the undersigned sign any one counterpart. IN WITNESS WHEREOF, I have hereunto set my hand this 20 day of December, 1999. (Signatures on following pages) Power of Attorney signature pages. ________________________________________ Irving B. Harris Neison Harris Trust f/b/o Neison Harris By: _____________________________________ Neison Harris, as Trustee and individually King Harris Trust of 1990 f/b/o King W. Harris By: _____________________________________ King W. Harris, as Trustee and individually Sid Barrows Grandchildren's Trust By: _____________________________________ June H. Barrows, as Trustee William Harris & Co., Inc. By: ______________________________________ Irving B. Harris, as sole owner, President and director The Roxanne H. Frank Trust f/b/o Roxanne H. Frank By: ______________________________________ Roxanne H. Frank, as Trustee and individually and ______________________________________ Jack Polsky, as co-Trustee and ______________________________________ Jerome Kahn, Jr., as co-Trustee The Virginia H. Polsky Trust f/b/o Virginia H. Polsky By: ______________________________________ Virginia H. Polsky, as co-Trustee and individually and ______________________________________ Jack Polsky, as co-Trustee and ______________________________________ Jerome Kahn, Jr., as co-Trustee Daniel Meyer Trust f/b/o Daniel Meyer By: ______________________________________ Jerome Kahn, Jr., as co-Trustee and ______________________________________ Daniel Meyer, as co-Trustee and individually VHP-James 76 Trust By: ____________________________________ Jerome Kahn, Jr., as co-Trustee and ____________________________________ Jack Polsky, as co-Trustee VHP-Jack 76 Trust By: ____________________________________ Michael S. Resnick, as co-Trustee and ____________________________________ Jack Polsky, as co-Trustee and individually VHP-Charles 76 Trust By: _____________________________________ Michael S. Resnick, as co-Trustee and _____________________________________ Jack Polsky, as co-Trustee VHP-George 76 Trust By: _____________________________________ Michael S. Resnick, as co-Trustee and _____________________________________ Jack Polsky, as co-Trustee VHP-Jean 76 Trust By: _____________________________________ Michael S. Resnick, as co-Trustee and _____________________________________ Jack Polsky, as co-Trustee Virginia H. Polsky Trust dtd 12/29/75 f/b/o Jean Polsky By: _____________________________________ Jerome Kahn, Jr., as co-Trustee and _____________________________________ Jack Polsky, as co-Trustee Irving B. Harris Trust dtd 2/27/74 f/b/o Jean Polsky By: _____________________________________ Virginia H. Polsky, as Trustee and individually Bette D. Harris Trust f/b/o Bette D. Harris By: _____________________________________ Bette D. Harris, as Trustee and individually ________________________________________ Toni H. Paul Katherine Harris Trust f/b/o Katherine Harris By: _____________________________________ Katherine Harris, as co-Trustee and individually and _____________________________________ King W. Harris, as co-Trustee Nancy Meyer Trust f/b/o Nancy Meyer By: _____________________________________ Nancy Meyer, as co-Trustee and individually and _____________________________________ Jerome Kahn, Jr., as co-Trustee Bette D. Harris Trust dtd 1/13/59 f/b/o John B. Harris By: _____________________________________ Katherine Harris, as co-Trustee and _____________________________________ King W. Harris, as co-Trustee Bette D. Harris Trust dtd 1/13/59 f/b/o Charles H. Paul By: _____________________________________ Katherine Harris, as co-Trustee and _____________________________________ King W. Harris, as co-Trustee Bette D. Harris Trust dtd 1/13/59 f/b/o Kelly L. Paul By: _____________________________________ Katherine Harris, as co-Trustee and _____________________________________ King W. Harris, as co-Trustee Bette D. Harris Trust dtd 1/13/59 f/b/o Alan H. Paul By: _____________________________________ Katherine Harris, as co-Trustee and _____________________________________ and King W. Harris, as co-Trustee Bette D. Harris Trust dtd 1/13/59 f/b/o Laurie B. Paul By: _____________________________________ Katherine Harris, as co-Trustee and _____________________________________ and King W. Harris, as co-Trustee King W. Harris Children's Trust By: _____________________________________ Katherine Harris, as co-Trustee and _____________________________________ Robert L. Barrows, as co-Trustee Toni H. Paul Children's Trust f/b/o Charles H. Paul By: _____________________________________ King W. Harris, as co-Trustee and _____________________________________ Katherine Harris, as co-Trustee Toni H. Paul Children's Trust f/b/o Kelly L. Paul By: _____________________________________ King W. Harris, as co-Trustee and _____________________________________ Katherine Harris, as co-Trustee Toni H. Paul Children's Trust f/b/o Alan H. Paul By: ____________________________________ King W. Harris, as co-Trustee and ____________________________________ Katherine Harris, as co-Trustee Toni H. Paul Children's Trust f/b/o Laurie B. Paul By: ____________________________________ King W. Harris, as co-Trustee and ____________________________________ Katherine Harris, as co-Trustee Pam F. Szokol Trust f/b/o Pam F. Szokol By: ____________________________________ Pam F. Szokol, as co-Trustee and individually and ____________________________________ King W. Harris, as co-Trustee William J. Friend Trust f/b/o William J. Friend By: ____________________________________ William J. Friend, as Trustee and ____________________________________ King W. Harris, as Trustee Scott C. Friend Trust f/b/o Scott C. Friend By: ____________________________________ King W. Harris, as co-Trustee and ____________________________________ Scott C. Friend, as co-Trustee and individually John B. Harris Trust f/b/o John B. Harris By: ____________________________________ King W. Harris, as co-Trustee and ____________________________________ John B. Harris, as co-Trustee and individually ________________________________________ King W. Harris, as Custodian for Charles H. Paul ________________________________________ King W. Harris, as Custodian for Kelly L. Paul Resurgent Investors L.P. By: ____________________________________ Neison Harris, as co-general partner and ____________________________________ Bette D. Harris, as co-general partner Neison Harris Trust dtd 1/12/54 f/b/o Pam F. Szokol By: _____________________________________ Katherine Harris, as co-Trustee and ____________________________________ King W. Harris, as co-Trustee and American National Bank by:__________________________________ Title: Neison Harris Trust dtd 1/12/54 f/b/o Scott C. Friend By: _____________________________________ Katherine Harris, as co-Trustee and _____________________________________ King W. Harris, as co-Trustee and American National Bank by__________________________________ Title: Neison Harris Trust dtd 1/12/54 f/b/o John B. Harris By: _____________________________________ Katherine Harris, as co-Trustee and _____________________________________ King W. Harris, as co-Trustee and American National Bank by___________________________________ Title: Neison Harris Trust dtd 1/12/54 f/b/o Charles H. Paul By: _____________________________________ Katherine Harris, as co-Trustee and _____________________________________ King W. Harris, as co-Trustee and American National Bank by:__________________________________ Title: Neison Harris Trust dtd 1/12/54 f/b/o Kelly L. Paul By: _____________________________________ Katherine Harris, as co-Trustee and _____________________________________ King W. Harris, as co-Trustee and American National Bank by:__________________________________ Title: Neison Trust dtd 1/12/54 f/b/o Alan H. Paul By: ____________________________________ Katherine Harris, as co-Trustee and ____________________________________ King W. Harris, as co-Trustee and American National Bank by:__________________________________ Title: Neison Trust dtd 1/12/54 f/b/o Laurie B. Paul By: ____________________________________ Katherine Harris, as co-Trustee and ____________________________________ King W. Harris, as co-Trustee and American National Bank by:__________________________________ Title: Mary Ann Barrows Wark Revocable Trust By: ____________________________________ Mary Ann Barrows Wark, as co-Trustee and individually and ____________________________________ David Wark, as co-Trustee ____________________________________ Patricia Barrows Rosbrow, individually, including, without limitation, any community property interest ____________________________________ Thomas Rosbrow, individually, including, without limitation, any community property interest ____________________________________ Donna E. Barrows ____________________________________ Robert L. Barrows The William Harris Settler Trust f/b/o William H. Barrows By: _____________________________________ Irving B. Harris, as co-Trustee and ______________________________________ Neison Harris, as co-Trustee Trust u/w/of Mildred Harris f/b/o Patricia Barrows Rosbrow By: _____________________________________ Irving B. Harris, as co-Trustee and _____________________________________ Neison Harris, as co-Trustee Trust u/w/of Mildred Harris f/b/o William H. Barrows By: _____________________________________ Irving B. Harris, as co-Trustee and _____________________________________ Neison Harris, as co-Trustee Jerome Kahn, Jr. Revocable Trust By: ____________________________________ Jerome Kahn, Jr., as Trustee and individually Irving Harris Foundation By: ____________________________________ William W. Harris, as President, Treasurer and a director Harris Foundation By: ____________________________________ Irving B. Harris, as Chairman, Treasurer and a Trustee Benjamin Harris Investment Trust By: ____________________________________ William W. Harris, as co-Trustee and ____________________________________ Benjamin Harris, as co-Trustee IBH - Benjamin 74 Trust By: ___________________________________ William W. Harris, as co-Trustee and ___________________________________ Benjamin Harris, as co-Trustee and ___________________________________ Jerome Kahn, Jr., as co-Trustee IBH - David 74 Trust By: ___________________________________ William W. Harris, as co-Trustee and ___________________________________ David Harris, as co-Trustee and ___________________________________ Jerome Kahn, Jr., as co-Trustee WWH - Benjamin 76 Trust By: ____________________________________ Jerome Kahn, Jr., as co-Trustee and ____________________________________ Benjamin Harris, as co-Trustee WWH - David 76 Trust By: ____________________________________ Jerome Kahn, Jr., as co-Trustee and ____________________________________ David Harris, as co-Trustee Benjamin 75 Trust By: ____________________________________ Jerome Kahn, Jr., as co-Trustee and ____________________________________ Benjamin Harris, as co-Trustee David 75 Trust By: ____________________________________ Jerome Kahn, Jr., as co-Trustee and ____________________________________ David Harris, as co-Trustee ________________________________________ William Harris ________________________________________ Katherine Harris ________________________________________ Neison Harris ________________________________________ King W. Harris ________________________________________ Bette D. Harris ________________________________________ Pam F. Szokol William Harris Investors, Inc. By: ____________________________________ Michael S. Resnick, Vice-President ________________________________________ William J. Friend Thomas Meyer Trust f/b/o Thomas Meyer By: ___________________________________ Thomas Meyer, as Trustee and individually Julie Stevenson, individually, including, without limitation, any community property interest ______________________________________ Julie Stevenson, individually, including, without limitation, any community property interest James Polsky Investment Trust f/b/o James Polsky By: ___________________________________ James Polsky, as Trustee and individually Jack Polsky Investment Trust f/b/o Jack Polsky By: ___________________________________ Jack Polsky, as Trustee and individually Charles Polsky Investment Trust f/b/o Charles Polsky By: ___________________________________ Charles Polsky, as Trustee and individually George Polsky Investment Trust f/b/o George Polsky By: ____________________________________ George Polsky, as Trustee and individually Jean Polsky Investment Trust f/b/o Jean Polsky By: ___________________________________ Jean Polsky, as Trustee and individually Rosetta W. Harris CL Trust A By: ____________________________________ Jack Polsky, as co-Trustee and ____________________________________ William W. Harris, as co-Trustee and ____________________________________ Neison Harris, as co-Trustee Rosetta W. Harris CL Trust B By: ____________________________________ Jack Polsky, as co-Trustee and ____________________________________ William W. Harris, as co-Trustee and ____________________________________ Neison Harris, as co-Trustee Rosetta W. Harris CL Trust C By: ____________________________________ Jack Polsky, as co-Trustee and ____________________________________ William W. Harris, as co-Trustee and ____________________________________ Neison Harris, as co-Trustee Joan W. Harris Revocable Trust By: ____________________________________ Joan W. Harris, as Trustee and individually Benjamin Family Trust By: ____________________________________ Robie Harris, as co-Trustee and ____________________________________ Benjamin Harris, as co-Trustee and ____________________________________ David Harris, as co-Trustee and ____________________________________ Jerome Kahn, Jr., as co-Trustee and ____________________________________ Boardman Lloyd, as co-Trustee David Family Trust By: _____________________________________ Robie Harris, as co-Trustee and _____________________________________ Benjamin Harris, as co-Trustee and _____________________________________ David Harris, as co-Trustee and _____________________________________ Jerome Kahn, Jr., as co-Trustee and _____________________________________ Boardman Lloyd, as co-Trustee Bern L.P. By: _____________________________________ William W. Harris, as President of Portbrid Management Co., Inc., which is the corporate general partner of Bern L.P. Wilikenia L.P. By: ______________________________________ Michael S. Resnick, as Vice-President of Wilikenia Management Co., which is the corporate general partner of Wilikenia L.P. St. Louis L.P. By: ____________________________________ Michael S. Resnick, as Vice-President of St. Louis Management Co., which is the corporate general partner of St. Louis L.P. 2029 L.P. By: _____________________________________ Michael S. Resnick, as Vice-President of 2029 Management Co., which is the corporate general partner of 2029 L.P. The Summer Fund By: ____________________________________ Jack Polsky, as Vice-President Irving Harris Foundation A By: ____________________________________ Roxanne H. Frank, as Trustee The Sidney Barrows and June H. Barrows Foundation By: ____________________________________ June Barrows, as President - -4- EX-99 3 STOCKHOLDERS AGREEMENT STOCKHOLDERS AGREEMENT This STOCKHOLDERS AGREEMENT, dated as of December 20, 1999 (this "Agreement"), is made and entered into among Honeywell International Inc., a Delaware corporation ("Parent"), HII-2 Acquisition Corp., a Dela- ware corporation and wholly owned subsidiary of Parent ("Purchaser"), and the stockholders identified on the signature page hereof ("Stockhold- ers"). RECITALS: A. Parent, Purchaser and Pittway Corporation, a Delaware corporation ("Company"), propose to enter into an Agreement and Plan of Merger, dated as of the date hereof (the "Merger Agreement"), pursuant to which the Purchaser will merge with and into Company (the "Merger") on the terms and subject to the conditions set forth in the Merger Agreement. Except as otherwise defined herein, terms used herein with initial capital letters have the respective meanings ascribed thereto in the Merger Agree- ment. B. As of the date hereof, Stockholders, in the aggregate, beneficially own and are entitled to dispose of (or to direct the disposi- tion of) and to vote (or to direct the voting of) the shares of Class A Stock, of the par value of $1.00 per share (the "Class A Shares"), of Com- pany and the shares of Common Stock, of the par value of $1.00 per share ("Common Stock"), of Company identified on Appendix A hereto (the shares of Common Stock and the shares of Class A Stock are sometimes referred to together as the "Shares" and such Shares, together with any other shares of capital stock of Company the beneficial ownership of which is acquired by Stockholders during the period from and including the date hereof through and including the earlier of (i) the expiration of the Option Pe- riod (as defined herein) and (ii) the expiration of this Agreement, but less approximately 250,000 shares in the aggregate which are identified on Appendix A as being reserved for charitable contributions and are thus outside the coverage of this Agreement, are collectively referred to herein as "Subject Shares"). C. Pursuant to the Merger Agreement, Purchaser shall com- mence a cash tender offer (the "Offer") to purchase at a price of $45.50 per Share all outstanding Shares, including all of the Subject Shares. D. As a condition and inducement to Parent's and Purchaser's willingness to enter into the Merger Agreement, Parent and Purchaser have requested that Stockholders agree, and Stockholders have agreed, to enter into this Agreement. NOW, THEREFORE, in consideration of the foregoing and the rep- resentations, warranties, covenants and agreements contained in this Agreement and the Merger Agreement and for other good and valuable consid- eration, the receipt and sufficiency of which are hereby acknowledged, the parties hereto, intending to be legally bound hereby, agree as follows: ARTICLE I AGREEMENT TO TENDER Section 1.1 Agreement to Tender. Promptly following the com- mencement of the Offer, Stockholders shall tender, in accordance with the terms of the Offer, all Subject Shares then owned by them. Stockholders shall not withdraw from the Offer any Subject Shares tendered pursuant to the Offer unless and until the Merger Agreement is terminated. ARTICLE II OPTION Section 2.1 (a) Grant of Option. Stockholders hereby grant to Parent an irrevocable option (the "Option") to purchase the Subject Shares on the terms and subject to the conditions set forth herein, at a price per Subject Share equal to $45.50 in cash or any higher price paid or to be paid by Parent and Purchaser pursuant to the Offer (such price being referred to as the "Option Consideration"). (b) When Option Exercisable. The Option shall become exercis- able (unless earlier terminated) from and after the time and date of the Option Triggering Event. The "Option Triggering Event" is the first to occur of the following: (x) the termination by the Company of the Merger Agreement pursuant to Section 7.1(c)(ii) other than a termination, prior to 5:00 p.m. (New York time) on February 20, 2000, in connection with a Superior Proposal (as hereinafter defined) from any party (or an affiliate of such party) which made an Acquisition Proposal or gave an Indication of Interest prior to 12:00 p.m. (New York time) on February 3, 2000 (such time and date, the "Initial Offer Expiration Date"), (y) the termination by Parent of the Merger Agreement pursuant to Section 7.1(d)(iii) other than a termination, prior to 5:00 p.m. (New York time) on February 20, 2000, in connection with a Superior Proposal from any party (or an affili- ate of such party) which made an Acquisition Proposal or gave an Indica- tion of Interest prior to the Initial Offer Expiration Date, (z) the ter- mination by the Company or Parent of the Merger Agreement pursuant to Sec- tion 7.1(b)(i) if prior to such termination there shall have been publicly announced an Acquisition Proposal that is financially superior to the Of- fer and Merger (either at the time it is made or at any time prior to the termination of the Merger Agreement) or Indication of Interest (a "Supe- rior Proposal") and (zz) the termination by Parent of the Merger Agreement pursuant to Section 7.1(d)(ii) as a result of the Company's willful mate- rial breach of a covenant in the Merger Agreement if prior to such breach the Company shall have received a Superior Proposal. (c) When Option Terminates. The Option shall terminate (whether or not it shall have become exercisable) on the time and date of the first to occur of the following: (x) the purchase of Shares in the Offer, (y) any termination of the Merger Agreement on or prior to the Ini- tial Offer Expiration Date, (z) the termination of the Merger Agreement after the Initial Offer Expiration Date other than in connection with an Option Triggering Event, (zz) 100 days after the beginning of the Option Period and (zzz) the Initial Offer Expiration Date if, as of such date, there shall have been no publicly announced Acquisition Proposal or Indi- cation of Interest and all conditions, other than the Minimum Condition, shall have been satisfied. The period beginning at the time and date the Option shall become exercisable and ending on the time and date the Option shall terminate is referred to herein as the "Option Period." Section 2.2 Exercise of Option. (a) Parent may exercise the Option, in whole but not in part, at any time during the Option Period. Notwithstanding anything in this Agreement to the contrary, Parent shall be entitled to purchase all Subject Shares in accordance with the terms hereof during the Option Period, and the expiration of the Option Period shall not affect any rights hereunder which by their terms do not termi- nate or expire prior to or as of such expiration. (b) If Parent wishes to exercise the Option, it shall de- liver to Stockholders a written notice (an "Exercise Notice") to that ef- fect which specifies a date (an "Option Closing Date") (not earlier than three business days after the date such Exercise Notice is delivered and not later than the last day of the Option Period) for the consummation of the purchase and sale of such Subject Shares (an "Option Closing"). If the Option Closing cannot be effected on the Option Closing Date specified in the Exercise Notice by reason of a preliminary or final injunction or any other applicable judgment, decree, order, law or regulation, or be- cause any applicable waiting period under the Hart-Scott-Rodino Antitrust Improvements Act of 1976, as amended (the "HSR Act"), shall not have ex- pired or been terminated, the Option Closing Date specified in the Exer- cise Notice shall be extended to the fifth business day following the elimination of all such impediments but in no event shall the Option Clos- ing Date be later than the last day of the Option Period. The place of the Option Closing shall be at the offices of Skadden, Arps, Slate, Meagher & Flom LLP, 919 Third Avenue, New York, New York 10022 and the time of the Option Closing shall be 10:00 a.m. (New York Time) on the Op- tion Closing Date. Section 2.3 Payment and Delivery of Certificates. At the Option Closing, Parent shall pay to Stockholders the Option Consideration payable in respect of the Subject Shares to be purchased from Stockholders at the Option Closing, and Stockholders shall deliver to Parent such Sub- ject Shares, free and clear of all Liens, with the certificate or certifi- cates evidencing such Subject Shares being duly endorsed for transfer by Stockholders and accompanied by all powers of attorney and/or other in- struments necessary to convey valid and unencumbered title thereto to Par- ent, and shall, to the extent permissible, assign to Parent (pursuant to a written instrument in form and substance satisfactory to Parent) all rights that Stockholders may have to require Company to register such Sub- ject Shares under the Securities Act of 1933, as amended (the "Securities Act"). Transfer taxes, if any, imposed solely as a result of the exercise of the Option shall be borne by Purchaser. Section 2.4 Rescission of Exercise. If the Option is exer- cised and, for any reason, neither Purchaser nor any third-party shall have acquired 100% of the Shares by a date which is nine months after such exercise at a price per Share equal to or greater than the Option Consid- eration, then at the election of all of the Stockholders (upon five-days notice given within ten months after such exercise) the Option exercise shall be rescinded. Upon any such rescission, the Stockholders shall re- turn to Parent the aggregate Option Consideration (plus investment income, if any, realized thereon) and Parent shall return to the Stockholders the Subject Shares free and clear of any encumbrances, etc. (plus any divi- dends (and investment income, if any, realized thereon)). Throughout the period during which the Option is subject to rescission, Parent and Pur- chaser shall take no action which would (i) adversely affect the voting rights in respect of the Subject Shares, but Parent shall be entitled to exercise full voting rights related to the Subject Shares or (ii) cause the Company to make or pay any special dividends or distributions. The foregoing notwithstanding, the provisions of this Section 2.4 shall not apply if Purchaser or one of its affiliates makes, following the exercise of the Option and during such nine month period, an offer to all holders of Shares to purchase any or all of their Shares at a price per Share equal to or greater than the Option Consideration, which offer shall be subject to no conditions other than the absence of an injunction. Section 2.5 Adjustment upon Changes in Capitalization, Etc. In the event of any change in the capital stock of Company by reason of a stock dividend, split-up, merger, recapitalization, combination, exchange of shares, extraordinary distribution or similar transaction, the type and number or amount of shares, securities or other property subject to the Option, and the Option Consideration payable therefor, shall be adjusted appropriately, and proper provision shall be made in the agreements gov- erning such transaction, so that Parent shall receive upon exercise of the Option the type and number or amount of shares, securities or property that Parent would have retained and/or been entitled to receive in respect of the Subject Shares if the Option had been exercised immediately prior to such event relating to Company or the record date therefor, as applica- ble. The provisions of this Section 2.4 shall apply in a like manner to successive stock dividends, split-ups, mergers, recapitalizations, combi- nations, exchanges of shares or extraordinary distributions or similar transactions. ARTICLE III REPRESENTATIONS AND WARRANTIES Section 3.1 Certain Representations and Warranties of Stock- holders. Stockholders represent and warrant to Parent and Purchaser as follows: (a) Ownership. Stockholders are the sole record and benefi- cial owner of the Class A Shares and the shares of Common Stock identi- fied on Appendix A hereto and have, in the aggregate, full and unre- stricted power to dispose of and to vote such Shares, subject to applica- ble securities laws. Stockholders do not beneficially own any securities of Company on the date hereof other than such Shares (excluding for these purposes any Shares subject to unexercised stock options and other awards under Company plans). Stockholders, in the aggregate, together with Wil- liam Harris Investors, Inc. in its capacity as investment advisor, have sole voting power and sole power to issue instructions with respect to the matters set forth in Articles I and II hereof, sole power of disposition, sole power of conversion, sole power to demand appraisal rights and sole power to agree to all of the matters set forth in this Agreement, in each case with respect to all of the Subject Shares with no limitations, quali- fications or restrictions on such rights, subject to applicable securities laws and the terms of this Agreement. As of the date hereof, the Subject Shares entitle the holders thereof to cast not less than 4,488,330 votes and a majority of the votes entitled to be cast by all holders of Common Stock. (b) Power and Authority; Execution and Delivery. Each Stock- holder has all requisite legal capacity, power and authority to enter into this Agreement and to consummate the transactions contemplated hereby. The execution and delivery of this Agreement by Stockholders and the consumma- tion by Stockholders of the transactions contemplated hereby have been duly authorized by all necessary action on the part of Stockholders. This Agreement has been duly executed and delivered by Stockholders and, assum- ing that this Agreement constitutes the valid and binding obligation of the other parties hereto, constitutes a valid and binding obligation of Stockholders, enforceable against Stockholders in accordance with its terms, subject to applicable bankruptcy, insolvency, fraudulent convey- ance, reorganization, moratorium and similar laws affecting creditors' rights and remedies generally and to general principles of equity. (c) No Conflicts. The execution and delivery of this Agree- ment do not, and, subject to compliance with the HSR Act, to the extent applicable, the consummation of the transactions contemplated hereby and compliance with the provisions hereof will not (i) conflict with or result in any breach of any organizational documents applicable to Stockholders or (ii) conflict with, result in a breach or violation of or default (with or without notice or lapse of time or both) under, or give rise to a mate- rial obligation, a right of termination, cancellation, or acceleration of any obligation or a loss of a material benefit under, or require notice to or the consent of any person under any agreement, instrument, undertaking, law, rule, regulation, judgment, order, injunction, decree, determination or award binding on Stockholders, other than any such conflicts, breaches, violations, defaults, obligations, rights or losses that individually or in the aggregate would not (i) impair the ability of Stockholders to per- form Stockholders' obligations under this Agreement or (ii) prevent or de- lay the consummation of any of the transactions contemplated hereby. (d) No Encumbrances. Except as applicable in connection with the transactions contemplated by the Recitals hereto or Article II hereof, the Subject Shares and the certificates representing the Subject Shares are now, and at all times during the term hereof will be, held by Stock- holders, or by a nominee or custodian for the benefit of Stockholders, free and clear of all liens, claims, security interests, proxies, voting trusts or agreements, understandings or arrangements or any other encum- brances whatsoever ("Liens"), except for any such encumbrances arising hereunder. Upon exercise of the Option, Parent shall acquire the Subject Shares, free and clear of all Liens. (e) No Finder's Fees. No broker, investment banker, finan- cial advisor or other person is entitled to any broker's, finder's, finan- cial adviser's or other similar fee or commission in connection with the transactions contemplated hereby based upon arrangements made by or on be- half of Stockholders. Section 3.2 Representations and Warranties of Parent and Purchaser. Parent and Purchaser hereby represent and warrant to Stock- holders that: (a) Power and Authority; Execution and Delivery. Parent and Purchaser each has all requisite legal capacity, corporate power and authority to enter into this Agreement and to consummate the transactions contemplated hereby. The execution and delivery of this Agreement by Par- ent and Purchaser and the consummation by Parent and Purchaser of the transactions contemplated hereby have been duly authorized by all neces- sary corporate action on the part of Parent and Purchaser. This Agreement has been duly executed and delivered by Parent and Purchaser and, assuming that this Agreement constitutes the valid and binding obligation of Stock- holders, constitutes a valid and binding obligation of Parent and Pur- chaser, enforceable against Parent and Purchaser in accordance with its terms, subject to applicable bankruptcy, insolvency, fraudulent convey- ance, reorganization, moratorium and similar laws affecting creditors' rights and remedies generally and to general principles of equity. (b) No Conflicts. The execution and delivery of this Agree- ment do not, and, subject to compliance with the HSR Act, to the extent applicable, the consummation of the transactions contemplated hereby and compliance with the provisions hereof will not (i) conflict with or result in any breach of any organizational documents applicable to Parent or Pur- chaser or (ii) conflict with, result in a breach or violation of or de- fault (with or without notice or lapse of time or both) under, or give rise to a material obligation, right of termination, cancellation, or ac- celeration of any obligation or a loss of a material benefit under, or re- quire notice to or the consent of any person under any agreement, instru- ment, undertaking, law, rule, regulation, judgment, order, injunction, de- cree, determination or award binding on Parent or Purchaser, other than any such conflicts, breaches, violations, defaults, obligations, rights or losses that individually or in the aggregate would not (i) impair the ability of Parent and Purchaser to perform their obligations under this Agreement or (ii) prevent or delay the consummation of any of the transac- tions contemplated hereby. (c) Purchase Not for Distribution. The Option and the Sub- ject Shares to be acquired upon exercise of the Option are being and shall be acquired by Parent without a view to public distribution thereof other- wise than in compliance with the Securities Act and applicable state secu- rities laws and shall not be transferred or otherwise disposed of except in a transaction registered or exempt from registration under the Securi- ties Act and in compliance with applicable state securities laws and ex- cept in compliance with Sections 2.4 and 5.7 hereof. ARTICLE IV CERTAIN COVENANTS Section 4.1 Certain Covenants of Stockholders. (a) Restriction on Transfer of Subject Shares, Proxies and Noninterference. From and after the date hereof and prior to expiration of the Option Period, Stockholders shall not, directly or indirectly: (A) except pursuant to the terms of this Agreement and for the tender of Sub- ject Shares in the Offer and for sales, transfers and gifts to other Stockholders which do not affect the status of the Subject Shares hereunder, offer for sale, sell, transfer, tender, pledge, encumber, as- sign or otherwise dispose of, or enter into any contract, option or other arrangement or understanding with respect to or consent to the offer for sale, sale, transfer, tender, pledge, encumbrance, assignment or other disposition of, any or all of the Subject Shares; (B) except pursuant to the terms of this Agreement, grant any proxies or powers of attorney (other than in connection with the Company's year 2000 annual meeting or to facilitate performance hereunder), deposit any of the Subject Shares into a voting trust or enter into a voting agreement with respect to any of the Subject Shares; or (C) willfully take any action that would make any representation or warranty contained herein untrue or incorrect or have the effect of impairing the ability of Stockholders to perform Stock- holders' obligations under this Agreement or preventing or delaying the consummation of any of the transactions contemplated hereby or by the Merger Agreement, except as permitted by this Agreement. (b) Releases. Each Stockholder hereby fully, unconditionally and irrevocably releases, effective as of the Effective Time, any and all claims (other than claims for dividends) and causes of action that Stock- holder has or may have, in its capacity as a stockholder of Company, against Company or any of its Subsidiaries or any present or former direc- tor, officer, employee or agent of Company or any of its Subsidiaries (collectively, the "Released Parties") arising or resulting from or relat- ing to any act, omission, event or occurrence prior to the Effective Time. (c) No Solicitation. Each Stockholder shall not, in its ca- pacity as a Stockholder, directly or indirectly, encourage, solicit or initiate discussions or negotiations with any person or entity (other than Parent or any affiliate of Parent) concerning any business combina- tion merger, tender offer, exchange offer, sale of assets, sale of shares of capital stock or debt securities or similar transactions involving Com- pany or any Subsidiary, division or operating or principal business unit of Company. If any Stockholder receives any inquiry or proposal with re- spect thereto, then such Stockholder shall promptly inform Parent of the existence thereof. Prior to the beginning of the Option Period, the Stockholders, in their capacity as Stockholders, may respond to any such inquiry or proposal; after the beginning of the Option Period, the Stock- holders shall not respond to any such inquiry or proposal. Each Stock- holder will immediately cease and cause to be terminated existing activi- ties, discussions or negotiations (if any)with any parties conducted here- tofore with respect to any of the foregoing. Nothing contained herein shall prohibit any Stockholder from acting in its capacity as an officer and/or director. Actions taken in conformity with this subsection (c) shall not be a violation of subsection (a). (d) Reliance by Parent. Each Stockholder understands and acknowledges that Parent and Purchaser are entering into the Merger Agree- ment in reliance upon the Stockholders' execution and delivery of this Agreement. ARTICLE V MISCELLANEOUS Section 5.1 Fees and Expenses. Each party hereto shall pay its own expenses incident to preparing for, entering into and carrying out this Agreement and the consummation of the transactions contemplated hereby. Section 5.2 Amendment; Termination. This Agreement may not be amended except by an instrument in writing signed on behalf of each of the parties hereto. This Agreement shall terminate at the end of the Op- tion Period (other than the provisions of Section 1.1 which shall termi- nate in accordance with its terms) or, if the Merger Agreement is termi- nated prior to Initial Offer Expiration Date, upon the termination of the Merger Agreement. Notwithstanding the foregoing, the obligations of Par- ent under Section 5.12 shall survive any termination of this Agreement. Section 5.3 Extension; Waiver. Any agreement on the part of a party to waive any provision of this Agreement, or to extend the time for any performance hereunder, shall be valid only if set forth in an in- strument in writing signed on behalf of such party. The failure of any party to this Agreement to assert any of its rights under this Agreement or otherwise shall not constitute a waiver of such rights. Section 5.4 Entire Agreement; No Third-Party Beneficiaries. This Agreement constitutes the entire agreement, and supersedes all prior agreements and understandings, both written and oral, among the parties with respect to the subject matter of this Agreement, and is not intended to confer upon any person other than the parties any rights or remedies; provided, however, that the provisions of Section 4.1(b) are intended to inure to the benefit of, and to be enforceable by, the Released Parties. Section 5.5 Governing Law. This Agreement shall be governed by, and construed in accordance with, the laws of the State of Delaware, regardless of the laws that might otherwise govern under applicable prin- ciples of conflict of laws thereof. Section 5.6 Notices. All notices, requests, claims, demands and other communications under this Agreement shall be in writing and shall be deemed given if delivered personally, or sent by overnight cou- rier or telecopy (providing proof of delivery) to the address set forth below (or, in each case, at such other address as shall be specified by like notice). If to Parent or Purchaser: Honeywell International Inc. 101 Columbia Road Morristown, New Jersey 07962 Attention: Office of the General Counsel Telecopy: (973) 455-4217 with a copy (which shall not constitute notice) to: Skadden, Arps, Slate, Meagher & Flom LLP 919 Third Avenue New York, New York 10022 Attention: David J. Friedman Telecopy: (212) 735-2000 If to Stockholders: The persons identified on Appendix B hereto. Section 5.7 Assignment. Neither this Agreement nor any of the rights, interests, or obligations under this Agreement may be assigned or delegated, in whole or in part, by operation of law or otherwise, by Stockholders (other than transfers permitted by clause (A) of Section 4.1(a) hereof) without the prior written consent of Parent, or by Parent (other than to a direct or indirect wholly-owned subsidiary) without the prior written consent of the Stockholders, and any such assignment or delegation that is not consented to shall be null and void. Subject to the preceding sentence, this Agreement shall be binding upon, inure to the benefit of, and be enforceable by, the parties and their respective suc- cessors and assigns (including without limitation any person to whom any Subject Shares are sold, transferred, assigned or passed, whether by op- eration of law or otherwise and no such sale, transfer, assignment or passing shall relieve a Stockholder of its obligations hereunder). Section 5.8 Confidentiality. Stockholders recognize that successful consummation of the transactions contemplated by this Agreement may be dependent upon confidentiality with respect to the matters referred to herein. In this connection, pending public disclosure thereof, Stock- holders hereby agree not to disclose or discuss such matters with anyone not a party to this Agreement (other than its counsel and advisors, if any) without the prior written consent of Parent, except for filings re- quired pursuant to the Securities Exchange Act of 1934, as amended, and the rules and regulations thereunder, or disclosures its counsel advises are necessary in order to fulfill its obligations imposed by law. In such event, Stockholders will, to the extent reasonably practicable, notify and consult with Parent concerning any such disclosure. Nothing contained herein shall prohibit any Stockholder from acting in its capacity as an officer and/or director. Section 5.9 Further Assurances. Stockholders shall execute and deliver such other documents and instruments and take such further ac- tions as may be necessary or appropriate or as may be reasonably requested by Parent or Purchaser in order to ensure that Parent and Purchaser re- ceive the full benefit of this Agreement. Section 5.10 Enforcement. Irreparable damage would occur in the event that any of the provisions of this Agreement were not performed in accordance with their specific terms or were otherwise breached. Ac- cordingly, the parties shall be entitled to an injunction or injunctions to prevent breaches of this Agreement and to enforce specifically the terms and provisions of this Agreement in the Court of Chancery in and for New Castle County in the State of Delaware (or, if such court lacks sub- ject matter jurisdiction, any appropriate state or federal court in New Castle County in the State of Delaware), this being in addition to any other remedy to which they are entitled at law or in equity. Each of the parties hereto (i) shall submit itself to the personal jurisdiction of the Court of Chancery in and for New Castle County in the State of Delaware (or, if such court lacks subject matter jurisdiction, any appropriate state or federal court in New Castle County in the State of Delaware) in the event any dispute arises out of this Agreement or any of the transac- tions contemplated hereby, (ii) shall not attempt to deny or defeat such personal jurisdiction by motion or other request for leave from any such court, and (iii) shall not bring any action relating to this Agreement or any of the transactions contemplated hereby in any court other than the Court of Chancery in and for New Castle County in the State of Delaware (or, if such court lacks subject matter jurisdiction, any appropriate state or federal court in New Castle County in the State of Delaware). Section 5.11 Severability. Whenever possible, each provi- sion or portion of any provision of this Agreement shall be interpreted in such manner as to be effective and valid under applicable law but if any provision or portion of any provision of this Agreement is held to be in- valid, illegal or unenforceable in any respect under any applicable law or rule in any jurisdiction, such invalidity, illegality or unenforceability shall not affect any other provision or portion of any provision in such jurisdiction, and this Agreement shall be reformed, construed and enforced in such jurisdiction as if such invalid, illegal or unenforceable provi- sion or portion of any provision had never been contained herein. Section 5.12 Limited Indemnity. Parent shall indemnify the Stockholders against any reasonable legal expenses (but not against li- ability) incurred by all such Stockholders, in their capacity as such, as a result of any litigation (or threat of litigation) directly or indi- rectly related to this Agreement up to $100,000 in the aggregate and one-half of any such expenses in excess of $100,000. Section 5.13 Several and Not Joint. The obligations of, and representations and warranties made by, each Stockholder shall be several and not joint and shall relate only to the Shares beneficially owned by such Stockholder. Section 5.14 Preservation of Special Voting Rights. To the extent that the terms of this Agreement would cause the shares of Common Stock to lose their special voting rights, the terms of this Agreement shall be deemed modified ab initio, in whole or in part, to the extent, but only to the extent, necessary so that the shares of Common Stock do not lose their special voting rights. Section 5.15 Descriptive Headings. The descriptive headings used herein are inserted for convenience of reference only and are not in- tended to be part of or to affect the meaning or interpretation of this Agreement. Section 5.16 Counterparts. This Agreement may be executed in one or more counterparts, all of which shall be considered one and the same instrument and shall become effective when one or more counterparts have been signed by each party and delivered to the other parties. [signature page follows] IN WITNESS WHEREOF, each of the parties hereto has caused this Agreement to be signed as of the day and year first written above. HONEYWELL INTERNATIONAL INC. By:____________________________________ Name: Title: General Counsel HII-2 ACQUISITION CORP. By:_____________________________________ Name: Title: Stockholder Agreement signature pages. Neison Harris Trust f/b/o Neison Harris By: _____________________________________ Neison Harris, as Trustee and individually King Harris Trust of 1990 f/b/o King W. Harris By: _____________________________________ King W. Harris, as Trustee and individually Sid Barrows Grandchildren's Trust By: _____________________________________ June H. Barrows, as Trustee Daniel Meyer Trust f/b/o Daniel Meyer By: ______________________________________ Jerome Kahn, Jr., as co-Trustee and ______________________________________ Daniel Meyer, as co-Trustee and individually VHP-James 76 Trust By: ____________________________________ Jerome Kahn, Jr., as co-Trustee and ____________________________________ Jack Polsky, as co-Trustee VHP-Jack 76 Trust By: _____________________________________ Michael S. Resnick, as co-Trustee and ____________________________________ Jack Polsky, as co-Trustee and individually VHP-Charles 76 Trust By: _____________________________________ Michael S. Resnick, as co-Trustee and _____________________________________ Jack Polsky, as co-Trustee VHP-George 76 Trust By: _____________________________________ Michael S. Resnick, as co-Trustee and _____________________________________ Jack Polsky, as co-Trustee VHP-Jean 76 Trust By: _____________________________________ Michael S. Resnick, as co-Trustee and _____________________________________ Jack Polsky, as co-Trustee Virginia H. Polsky Trust dtd 12/29/75 f/b/o Jean Polsky By: _____________________________________ Jerome Kahn, Jr., as co-Trustee and _____________________________________ Jack Polsky, as co-Trustee Irving B. Harris Trust dtd 2/27/74 f/b/o Jean Polsky By: _____________________________________ Virginia H. Polsky, as Trustee and individually Bette D. Harris Trust f/b/o Bette D. Harris By: _____________________________________ Bette D. Harris, as Trustee and individually ________________________________________ Toni H. Paul Katherine Harris Trust f/b/o Katherine Harris By: _____________________________________ Katherine Harris, as co-Trustee and individually and _____________________________________ King W. Harris, as co-Trustee Nancy Meyer Trust f/b/o Nancy Meyer By: _____________________________________ Nancy Meyer, as co-Trustee and individually and _____________________________________ Jerome Kahn, Jr., as co-Trustee Bette D. Harris Trust dtd 1/13/59 f/b/o John B. Harris By: _____________________________________ Katherine Harris, as co-Trustee and _____________________________________ King W. Harris, as co-Trustee Bette D. Harris Trust dtd 1/13/59 f/b/o Charles H. Paul By: _____________________________________ Katherine Harris, as co-Trustee and _____________________________________ King W. Harris, as co-Trustee Bette D. Harris Trust dtd 1/13/59 f/b/o Kelly L. Paul By: _____________________________________ Katherine Harris, as co-Trustee and _____________________________________ King W. Harris, as co-Trustee Bette D. Harris Trust dtd 1/13/59 f/b/o Alan H. Paul By: _____________________________________ Katherine Harris, as co-Trustee and _____________________________________ and King W. Harris, as co-Trustee Bette D. Harris Trust dtd 1/13/59 f/b/o Laurie B. Paul By: _____________________________________ Katherine Harris, as co-Trustee and _____________________________________ and King W. Harris, as co-Trustee King W. Harris Children's Trust By: _____________________________________ Katherine Harris, as co-Trustee and _____________________________________ Robert L. Barrows, as co-Trustee Toni H. Paul Children's Trust f/b/o Charles H. Paul By: _____________________________________ King W. Harris, as co-Trustee and _____________________________________ Katherine Harris, as co-Trustee Toni H. Paul Children's Trust f/b/o Kelly L. Paul By: _____________________________________ King W. Harris, as co-Trustee and _____________________________________ Katherine Harris, as co-Trustee Toni H. Paul Children's Trust f/b/o Alan H. Paul By: ____________________________________ King W. Harris, as co-Trustee and ____________________________________ Katherine Harris, as co-Trustee Toni H. Paul Children's Trust f/b/o Laurie B. Paul By: ____________________________________ King W. Harris, as co-Trustee and ____________________________________ Katherine Harris, as co-Trustee Pam F. Szokol Trust f/b/o Pam F. Szokol By: ____________________________________ Pam F. Szokol, as co-Trustee and individually and ____________________________________ King W. Harris, as co-Trustee William J. Friend Trust f/b/o William J. Friend By: ____________________________________ William J. Friend, as Trustee and ____________________________________ King W. Harris, as Trustee Scott C. Friend Trust f/b/o Scott C. Friend By: ____________________________________ King W. Harris, as co-Trustee and ____________________________________ Scott C. Friend, as co-Trustee and individually John B. Harris Trust f/b/o John B. Harris By: ____________________________________ King W. Harris, as co-Trustee and ____________________________________ John B. Harris, as co-Trustee and individually ________________________________________ King W. Harris, as Custodian for Charles H. Paul ________________________________________ King W. Harris, as Custodian for Kelly L. Paul Resurgent Investors L.P. By: ____________________________________ Neison Harris, as co-general partner and ____________________________________ Bette D. Harris, as co-general partner Neison Harris Trust dtd 1/12/54 f/b/o Pam F. Szokol By: _____________________________________ Katherine Harris, as co-Trustee and ____________________________________ King W. Harris, as co-Trustee and American National Bank by:__________________________________ Title: Neison Harris Trust dtd 1/12/54 f/b/o Scott C. Friend By: _____________________________________ Katherine Harris, as co-Trustee And _____________________________________ King W. Harris, as co-Trustee and American National Bank by__________________________________ Title: Neison Harris Trust dtd 1/12/54 f/b/o John B. Harris By: _____________________________________ Katherine Harris, as co-Trustee And _____________________________________ King W. Harris, as co-Trustee and American National Bank by___________________________________ Title: Neison Harris Trust dtd 1/12/54 f/b/o Charles H. Paul By: _____________________________________ Katherine Harris, as co-Trustee and _____________________________________ King W. Harris, as co-Trustee and American National Bank by:__________________________________ Title: Neison Harris Trust dtd 1/12/54 f/b/o Kelly L. Paul By: _____________________________________ Katherine Harris, as co-Trustee And _____________________________________ King W. Harris, as co-Trustee and American National Bank by:__________________________________ Title: Neison Trust dtd 1/12/54 f/b/o Alan H. Paul By: ____________________________________ Katherine Harris, as co-Trustee and ____________________________________ King W. Harris, as co-Trustee and American National Bank by:__________________________________ Title: Neison Trust dtd 1/12/54 f/b/o Laurie B. Paul By: ____________________________________ Katherine Harris, as co-Trustee And ____________________________________ King W. Harris, as co-Trustee and American National Bank by:__________________________________ Title: Mary Ann Barrows Wark Revocable Trust By: ____________________________________ Mary Ann Barrows Wark, as co-Trustee and individually And ____________________________________ David Wark, as co-Trustee ____________________________________ Patricia Barrows Rosbrow, individually, including, without limitation, any community property interest ____________________________________ Thomas Rosbrow, individually, including, without limitation, any community property interest ____________________________________ Donna E. Barrows ____________________________________ Robert L. Barrows Trust u/w/of Mildred Harris f/b/o Patricia Barrows Rosbrow By: _____________________________________ Irving B. Harris, as co-Trustee And _____________________________________ Neison Harris, as co-Trustee Trust u/w/of Mildred Harris f/b/o William H. Barrows By: _____________________________________ Irving B. Harris, as co-Trustee And _____________________________________ Neison Harris, as co-Trustee Jerome Kahn, Jr. Revocable Trust By: ____________________________________ Jerome Kahn, Jr., as Trustee and individually Irving Harris Foundation By: ____________________________________ William W. Harris, as President, Treasurer and a director Harris Foundation By: ____________________________________ Irving B. Harris, as Chairman, Treasurer and a Trustee Benjamin Harris Investment Trust By: ____________________________________ William W. Harris, as co-Trustee And ____________________________________ Benjamin Harris, as co-Trustee IBH - Benjamin 74 Trust By: ___________________________________ William W. Harris, as co-Trustee and ___________________________________ Benjamin Harris, as co-Trustee and ___________________________________ Jerome Kahn, Jr., as co-Trustee IBH - David 74 Trust By: ___________________________________ William W. Harris, as co-Trustee And ___________________________________ David Harris, as co-Trustee and ___________________________________ Jerome Kahn, Jr., as co-Trustee WWH - Benjamin 76 Trust By: ____________________________________ Jerome Kahn, Jr., as co-Trustee And ____________________________________ Benjamin Harris, as co-Trustee WWH - David 76 Trust By: ____________________________________ Jerome Kahn, Jr., as co-Trustee And ____________________________________ David Harris, as co-Trustee Benjamin 75 Trust By: ____________________________________ Jerome Kahn, Jr., as co-Trustee And ____________________________________ Benjamin Harris, as co-Trustee David 75 Trust By: ____________________________________ Jerome Kahn, Jr., as co-Trustee And ____________________________________ David Harris, as co-Trustee ________________________________________ Katherine Harris ________________________________________ Neison Harris ________________________________________ King W. Harris ________________________________________ Bette D. Harris ________________________________________ Pam F. Szokol ________________________________________ William J. Friend Thomas Meyer Trust f/b/o Thomas Meyer By: ___________________________________ Thomas Meyer, as Trustee and individually Julie Stevenson, individually, including, without limitation, any community property interest ______________________________________ Julie Stevenson, individually, including, without limitation, any community property interest James Polsky Investment Trust f/b/o James Polsky By: ___________________________________ James Polsky, as Trustee and individually Jack Polsky Investment Trust f/b/o Jack Polsky By: ___________________________________ Jack Polsky, as Trustee and individually Charles Polsky Investment Trust f/b/o Charles Polsky By: ___________________________________ Charles Polsky, as Trustee and individually George Polsky Investment Trust f/b/o George Polsky By: ____________________________________ George Polsky, as Trustee and individually Jean Polsky Investment Trust f/b/o Jean Polsky By: ___________________________________ Jean Polsky, as Trustee and individually Rosetta W. Harris CL Trust A By: ____________________________________ Jack Polsky, as co-Trustee And ____________________________________ William W. Harris, as co-Trustee And ____________________________________ Neison Harris, as co-Trustee Rosetta W. Harris CL Trust B By: ____________________________________ Jack Polsky, as co-Trustee And ____________________________________ William W. Harris, as co-Trustee And ____________________________________ Neison Harris, as co-Trustee Rosetta W. Harris CL Trust C By: ____________________________________ Jack Polsky, as co-Trustee And ____________________________________ William W. Harris, as co-Trustee And ____________________________________ Neison Harris, as co-Trustee Joan W. Harris Revocable Trust By: ____________________________________ Joan W. Harris, as Trustee and individually Benjamin Family Trust By: ____________________________________ Robie Harris, as co-Trustee And ____________________________________ Benjamin Harris, as co-Trustee And ____________________________________ David Harris, as co-Trustee And ____________________________________ Jerome Kahn, Jr., as co-Trustee And ____________________________________ Boardman Lloyd, as co-Trustee David Family Trust By: _____________________________________ Robie Harris, as co-Trustee And _____________________________________ Benjamin Harris, as co-Trustee And _____________________________________ David Harris, as co-Trustee And _____________________________________ Jerome Kahn, Jr., as co-Trustee And _____________________________________ Boardman Lloyd, as co-Trustee Bern L.P. By: _____________________________________ William W. Harris, as President of Portbrid Management Co., Inc., which is the corporate general partner of Bern L.P. Wilikenia L.P. By: ______________________________________ Michael S. Resnick, as Vice-President of Wilikenia Management Co., which is the corporate general partner of Wilikenia L.P. St. Louis L.P. By: ____________________________________ Michael S. Resnick, as Vice-President of St. Louis Management Co., which is the corporate general partner of St. Louis L.P. 2029 L.P. By: _____________________________________ Michael S. Resnick, as Vice-President of 2029 Management Co., which is the corporate general partner of 2029 L.P. The Summer Fund By: ____________________________________ Jack Polsky, as Vice-President Irving Harris Foundation A By: ____________________________________ Roxanne H. Frank, as Trustee The Sidney Barrows and June H. Barrows Foundation By: ____________________________________ June Barrows, as President Appendix A Page 1 of 10 Pittway Corporation Class A Stock Share Ownership Information
Shares Shares Benefi- Reserved for *Name of cially Sole Power Shared Power Sole Power Shared Power Charitable Stockholder Owned to Dispose to Dispose to Vote to Vote Contribution Bern, LP 417,180 417,180 417,180 22,822 St. Louis, LP 530,808 530,808 530,808 29,039 Daniel Meyer Trust 59,324 59,324 59,324 3,245 Thomas Meyer 58,190 58,190 58,190 3,183 James Polsky 10,360 10,360 10,360 567 Jack Polsky 10,768 10,768 10,768 589 Charles Polsky 9,790 9,790 9,790 536 George Polsky 7,390 7,390 7,390 404 Jean Polsky 1,508 1,508 1,508 83 V.Polsky Tr fbo James 39,120 39,120 39,120 2,140 V.Polsky Tr fbo Jack 39,120 39,120 39,120 2,140 V.Polsky Tr fbo Charles 39,120 39,120 39,120 2,140 V.Polsky Tr fbo George 39,120 39,120 39,120 2,140 V.Polsky Tr fbo Jean 39,120 39,120 39,120 2,140 V.Polsky Tr fbo Jean 488 488 488 27 I.Harris Tr fbo Jean P. 4,890 4,890 4,890 268 R.Harris CL Trust A 17,300 17,300 17,300 946 R.Harris CL Trust B 17,300 17,300 17,300 946 R.Harris CL Trust C 17,300 17,300 17,300 946 Nancy Meyer Trust 34,702 34,702 34,702 1,898 Mary A. Wark Rev Tr 109,682 109,682 109,682 6,000 Patricia B. Rosbrow 39,740 39,740 39,740 2,174 Donna E. Barrows 102,186 102,186 102,186 5,590 Robert L. Barrows 131,258 131,258 131,258 7,180
Appendix A Page 2 of 10 Pittway Corporation Class A Stock Share Ownership Information
Shares Shares Benefi- Reserved for *Name of cially Sole Power Shared Power Sole Power Shared Power Charitable Stockholder Owned to Dispose to Dispose to Vote to Vote Contribution Wilikenia, LP 495,506 495,506 495,506 27,107 Tr u/w Mildred fbo P.B. Rosbrow 5,946 5,946 5,946 325 Tr u/w Mildred fbo W.H. Barrows 5,940 5,940 5,940 325 Jerome Kahn Jr. 8,880 8,880 8,880 486 Irving Harris Foundation 36,000 36,000 36,000 1,970 Joan Harris Rev. Trust 6,000 6,000 6,000 328 Harris Foundation 660,934 660,934 660,934 36,157 Ben Harris Inv. Trust 3,020 3,020 3,020 165 I.Harris Tr fbo B.Harris 1,956 1,956 1,956 107 I.Harris Tr fbo D.Harris 1,956 1,956 1,956 107 W.W.Harris 1976 Trust fbo B. Harris 47,222 47,222 47,222 2,583 W.W.Harris 1976 Trust fbo D. Harris 46,622 46,622 46,622 2,551 W.W.Harris 1975 Trust fbo B. Harris 978 978 978 54 W.W.Harris 1975 Trust fbo D. Harris Daniel 978 978 978 54 Sid Barrows Grand- Children Trust 4,262 4,262 4,262 233 Sid Barrows & June H. Barrows Foundation 35,000 35,000 35,000 1,915
Appendix A Page 3 of 10 Pittway Corporation Class A Stock Share Ownership Information
Shares Shares Benefi- Reserved for *Name of cially Sole Power Shared Power Sole Power Shared Power Charitable Stockholder Owned to Dispose to Dispose to Vote to Vote Contribution 2029, LP 436,786 436,786 436,786 23,895 I.Harris Foundation A 16,667 16,667 16,667 912 The Summer Fund 33,333 33,333 33,333 1,824 Neison Harris Trust 452,030 452,030 452,030 24,729 King Harris Trust 427,340 427,340 427,340 23,378 King Harris 401K 39,633 39,633 39,633 Bette D. Harris Trust 257,798 257,798 257,798 14,103 Toni Paul Agency Trust 280,619 280,619 280,619 15,352 Katherine P Harris Trust 341,970 341,970 341,970 18,708 Bette D. Harris Trust For John Harris 26,634 26,634 26,634 1,457 Bette D. Harris Trust For Charles Paul 8,681 8,681 8,681 475 Bette D. Harris Trust For Kelly Paul 8,681 8,681 8,681 475 Bette D. Harris Trust For Alan Paul 8,680 8,680 8,680 475 Bette D. Harris Trust For Laurie Paul 8,680 8,680 8,680 475 K.Harris Childrens Trust 81,662 81,662 81,662 4,467 Toni Paul Children's Trust for C. Paul 15,860 15,860 15,860 868 Toni Paul Children's Trust for K. Paul 15,860 15,860 15,860 868
Appendix A Page 4 of 10 Pittway Corporation Class A Stock Share Ownership Information
Shares Shares Benefi- Reserved for *Name of cially Sole Power Shared Power Sole Power Shared Power Charitable Stockholder Owned to Dispose to Dispose to Vote to Vote Contribution Toni Paul Children' Trust for A. Paul 15,860 15,860 15,860 868 Toni Paul Children's Trust for L. Paul 15,860 15,860 15,860 868 Pam Szokol Trust 48,843 48,843 48,843 2,672 Wm. J. Friend Trust 111,488 111,488 111,488 6,099 Wm. J. Friend 401K 2,538 2,538 2,538 Scott Friend Trust 49,608 49,608 49,608 2,714 John B. Harris Trust 19,026 19,026 19,206 1,041 K. Harris Custodian For Charles Paul 7,004 7,004 7,004 383 K. Harris Custodian For Kelly Paul 6,762 6,762 6,762 370 Resurgent Investors LP 29,160 29,160 29,160 1,595 K.P. Harris Family Fd For P.F. Szokol 61,383 61,383 61,383 3,358 K.P. Harris Family Fd For S.C. Friend 61,383 61,383 61,383 3,358 King Harris Family Fd For John Harris 186,552 186,552 186,552 10,205 Toni Paul Family Fd For C.H. Paul 52,214 52,214 52,214 2,856
Appendix A Page 5 of 10 Pittway Corporation Class A Stock Share Ownership Information
Shares Shares Benefi- Reserved for *Name of cially Sole Power Shared Power Sole Power Shared Power Charitable Stockholder Owned to Dispose to Dispose to Vote to Vote Contribution Toni Paul Family Fd For K.L. Paul 52,214 52,214 52,214 2,856 Toni Paul Family Fd For A.H. Paul 52,214 52,214 52,214 2,856 Toni Paul Family Fd For L.B. Paul 52,214 52,214 52,214 2,856 Total Class A Stock 6,422,201 1,613,078 4,809,123 1,613,078 4,809,123 349,026 *Note: To the extent that any Stockholder shall utilize less than this full number of reserved shares, the number of reserved shares for another Stockholder may be increased. In no event, shall the aggregate number of shares reserved by all Stockholders shares be increased.
Appendix A Page 6 of 10 Pittway Corporation Common Stock Share Ownership Information
Shares Shares Benefi- Reserved for *Name of cially Sole Power Shared Power Sole Power Shared Power Charitable Stockholder Owned to Dispose to Dispose to Vote to Vote Contribution Bern, LP 303,992 303,992 303,992 5,748 St. Louis, LP 356,324 356,324 356,324 6,737 Daniel Meyer Trust 36,396 36,396 36,396 688 Thomas Meyer 41,192 41,192 41,192 779 James Polsky 6,276 6,276 6,276 119 Jack Polsky 6,608 6,608 6,608 125 Charles Polsky 6,008 6,008 6,008 113 George Polsky 4,536 4,536 4,536 86 Jean Polsky 926 926 926 17 V.Polsky Tr fbo James 24,000 24,000 24,000 454 V.Polsky Tr fbo Jack 24,000 24,000 24,000 454 V.Polsky Tr fbo Charles 24,000 24,000 24,000 454 V.Polsky Tr fbo George 24,000 24,000 24,000 454 V.Polsky Tr fbo Jean 24,000 24,000 24,000 454 V.Polsky Tr fbo Jean 300 300 300 6 I.Harris Tr fbo Jean P. 3,000 3,000 3,000 57 R.Harris CL Trust A 30,500 30,500 30,500 577 R.Harris CL Trust B 30,500 30,500 30,500 577 R.Harris CL Trust C 30,500 30,500 30,500 557 Nancy Meyer Trust 39,696 39,696 39,696 750 Mary A. Wark Rev Tr 82,902 82,902 82,902 1,567 Patricia B. Rosbrow 80,452 80,452 80,452 1,521 Donna E. Barrows 79,256 79,256 79,256 1,498 Robert L. Barrows 80,528 80,528 80,528 1,522
Appendix A Page 7 of 10 Pittway Corporation Common Stock Share Ownership Information
Shares Shares Benefi- Reserved for *Name of cially Sole Power Shared Power Sole Power Shared Power Charitable Stockholder Owned to Dispose to Dispose to Vote to Vote Contribution Wilikenia, LP 303,992 303,992 303,992 5,748 Tr u/w Mildred fbo P.B. Rosbrow 3,648 3,648 3,648 69 Tr u/w Mildred fbo W.H. Barrows 3,644 3,644 3,644 69 Jerome Kahn Jr. 540 540 540 10 Harris Foundation 394,440 394,440 394,440 7,457 Ben Harris Inv. Trust 1,854 1,854 1,854 35 I.Harris Tr fbo B.Harris 1,200 1,200 1,200 23 I.Harris Tr fbo D.Harris 1,200 1,200 1,200 23 W.W.Harris 1976 Trust fbo B. Harris 62,100 62,100 62,100 1,174 W.W.Harris 1976 Trust fbo D. Harris 62,100 62,100 62,100 1,174 W.W.Harris 1975 Trust fbo B. Harris 600 600 600 11 W.W.Harris 1975 Trust fbo D. Harris Daniel 600 600 600 11 Sid Barrows Grand- Children Trust 2,615 2,615 2,615 49 2029, LP 267,967 267,967 267,967 5,066 Benjamin Family Trust 48,704 48,704 48 704 921 David Family Trust 48,704 48,704 48 704 921
Appendix A Page 8 of 10 Pittway Corporation Common Stock Share Ownership Information
Shares Shares Benefi- Reserved for *Name of cially Sole Power Shared Power Sole Power Shared Power Charitable Stockholder Owned to Dispose to Dispose to Vote to Vote Contribution Neison Harris Trust 415,980 415,980 415,980 7,856 King Harris Trust 216,444 216,444 216,444 4,092 Bette D. Harris Trust 19,500 19,500 19,500 369 Toni Paul Agency Trust 217,626 217,626 217,626 4,115 Katherine P Harris Trust 207,458 207,458 207,458 3,923 Bette D. Harris Trust For John Harris 14,618 14,618 14,618 276 Bette D. Harris Trust For Charles Paul 3,055 3,055 3,055 58 Bette D. Harris Trust For Kelly Paul 3,055 3,055 3,055 58 Bette D. Harris Trust For Alan Paul 3,054 3,054 3,054 58 Bette D. Harris Trust For Laurie Paul 3,054 3,054 3,054 58 K.Harris Childrens Trust 50,100 50,100 50,100 947 Toni Paul Children's Trust for C. Paul 8,672 8,672 8,672 164 Toni Paul Children's Trust for K. Paul 8,672 8,672 8,672 164
Appendix A Page 9 of 10 Pittway Corporation Common Stock Share Ownership Information
Shares Shares Benefi- Reserved for *Name of cially Sole Power Shared Power Sole Power Shared Power Charitable Stockholder Owned to Dispose to Dispose to Vote to Vote Contribution Toni Paul Children' Trust for A. Paul 8,672 8,672 8,672 164 Toni Paul Children's Trust for L. Paul 8,672 8,672 8,672 164 Pam Szokol Trust 30,236 30,236 30,236 572 Wm. J. Friend Trust 40,164 40,164 40,164 759 Scott Friend Trust 29,860 29,860 29,860 564 John B. Harris Trust 11,672 11,672 11,672 221 K. Harris Custodian For Charles Paul 4,298 4,298 4,298 81 K. Harris Custodian For Kelly Paul 4,148 4,148 4,148 78 K.P. Harris Family Fd For Wm. J. Friend 34,788 34,788 34,788 658 K.P. Harris Family Fd For P.F. Szokol 34,788 34,788 34,788 658 K.P. Harris Family Fd For S.C. Friend 34,788 34,788 34,788 658 King Harris Family Fd For John Harris 105,836 105,836 105,836 2,001 Toni Paul Family Fd For C.H. Paul 25,877 25,877 25,877 489
Appendix A Page 10 of 10 Pittway Corporation Common Stock Share Ownership Information
Shares Shares Benefi- Reserved for *Name of cially Sole Power Shared Power Sole Power Shared Power Charitable Stockholder Owned to Dispose to Dispose to Vote to Vote Contribution Toni Paul Family Fd For K.L. Paul 25,877 25,877 25,877 489 Toni Paul Family Fd For A.H. Paul 25,877 25,877 25,877 489 Toni Paul Family Fd For L.B. Paul 25,877 25,877 25,877 489 Total Common Stock 4,166,518 898,064 3,268,454 894,064 3,268,454 78,776 *Note: To the extent that any Stockholder shall utilize less than this full number of reserved shares, the number of reserved shares for another Stockholder may be increased. In no event, shall the aggregate number of shares reserved by all Stockholders shares be increased.
Appendix B Address for Notice to Stockholders Mr. King W. Harris Chief Executive Officer Pittway Corporation 200 South Wacker Suite 700 Chicago, Illinois 60606-5802 Telecopy: (312) 831-0828 with a copy to: Sidley & Austin Bank One Plaza 10 S. Dearborn Street Chicago, Illinois 60603 Attention: Thomas A. Cole Telecopy: (312) 853-7036 -----END PRIVACY-ENHANCED MESSAGE-----