0001437749-18-004053.txt : 20180306 0001437749-18-004053.hdr.sgml : 20180306 20180306174205 ACCESSION NUMBER: 0001437749-18-004053 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180305 FILED AS OF DATE: 20180306 DATE AS OF CHANGE: 20180306 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH MARCUS G CENTRAL INDEX KEY: 0001170912 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13582 FILM NUMBER: 18671126 MAIL ADDRESS: STREET 1: 5555 CONCORD PARKWAY SOUTH CITY: CONCORD STATE: NC ZIP: 28027 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPEEDWAY MOTORSPORTS INC CENTRAL INDEX KEY: 0000934648 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-RACING, INCLUDING TRACK OPERATION [7948] IRS NUMBER: 510363307 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: US HIGHWAY 29 NORTH STREET 2: PO BOX 600 CITY: CONCORD STATE: NC ZIP: 28026 BUSINESS PHONE: 7044553239 MAIL ADDRESS: STREET 1: US HIGHWAY 29 NORTH STREET 2: P O BOX 600 CITY: CONCORD STATE: NC ZIP: 28026-0600 4 1 rdgdoc.xml FORM 4 X0306 4 2018-03-05 0000934648 SPEEDWAY MOTORSPORTS INC TRK 0001170912 SMITH MARCUS G 5555 CONCORD PARKWAY SOUTH CONCORD NC 28027 1 1 1 Chief Executive Officer Common Stock 2018-03-05 4 F 0 4910 19.69 D 227427 D Common Stock 2018-03-06 4 D 0 5727 0 D 221700 D Common Stock 2018-03-06 4 A 0 35000 0 A 256700 D Common Stock 29000000 I See Footnote 4 Represents shares delivered by the reporting person to Speedway Motorsports, Inc. to satisfy withholding tax obligations due upon vesting of restricted stock units. Represents the forfeiture of restricted stock pursuant to the Speedway Motorsports, Inc. 2013 Stock Incentive Plan. Represents shares of Common Stock issuable upon conversion of restricted stock units granted by the Compensation Committee of Speedway Motorsports, Inc. pursuant to the Speedway Motorsports, Inc. 2013 Stock Incentive Plan, Amended and Restated as of April 19, 2017. The restricted stock units may only be settled in shares of Common Stock and are subject to forfeiture based on the satisfaction of performance criteria for fiscal year 2017. The reported securities are held by Sonic Financial Corporation ("SFC"), a North Carolina corporation of which Mr. Smith is a stockholder and executive officer, and OBS Holdings, LLC ("Holdings"), a North Carolina limited liability company of which Mr. Smith is a member and manager. Mr. Smith disclaims beneficial ownership of the Speedway Motorsports, Inc. common stock held by SFC and Holdings, except to the extent of his pecuniary interest therein. /s/ J. Cary Tharrington IV, Attorney-In-Fact 2018-03-06